Download or read book The Internal Auditor s Guide to Risk Assessment written by Rick A. Wright and published by . This book was released on 2013 with total page 167 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Internal Auditor s Guide to Risk Assessment 2nd Edition written by Rick A. Wright Jr. and published by . This book was released on 2018-03-10 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The purpose of this book is to give readers the knowledge and tools needed to confidently plan and conduct risk assessments. It will be of interest to staff auditors, new chief audit executives, and business professionals rotating into internal audit assignments. A helpful online toolkit is also included.
Download or read book The Essential Guide to Internal Auditing written by K. H. Spencer Pickett and published by John Wiley & Sons. This book was released on 2011-03-31 with total page 390 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Second Edition of The Essential Guide to Internal Auditing is a condensed version of the Handbook of Internal Auditing, Third Edition. It shows internal auditors and students in the field how to understand the audit context and how this context fits into the wider corporate agenda. The new context is set firmly within the corporate governance, risk management, and internal control arena. The new edition includes expanded coverage on risk management and is updated throughout to reflect the new IIA standards and current practice advisories. It also includes many helpful models, practical guidance and checklists.
Download or read book The Internal Auditor s Guide to Risk Assessment 2nd Edition written by Rick A. Wright and published by . This book was released on 2018-03-15 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Internal Auditor at Work written by K. H. Spencer Pickett and published by John Wiley & Sons. This book was released on 2004-02-10 with total page 303 pages. Available in PDF, EPUB and Kindle. Book excerpt: A clear, accessible guide to the roles and responsibilities of today's internal auditor At a time when companies are seeking to reevaluate their practices and add value to their audit processes, The Internal Auditor at Work represents an invaluable, user-friendly, and up-to-date guidebook for the internal auditing professional to refine and rethink both day-to-day methods and the underlying significance of the job. Each chapter of this in-depth, functional analysis contains numerous resources to guide the reader toward greater understanding and performance. Discussion questions promote dialogue among auditing professionals on the various topics covered. Top ten considerations lists recap the important points of each chapter. And end-of-chapter exercises are especially valuable to new internal auditors in that they facilitate self-development and application of principles covered. Written in partnership with the Institute of Internal Auditors with special attention to its revised standards and guidelines, The Internal Auditor at Work includes chapters on: The audit context The strategic dimension Quality and audit competence The audit process The audit proposition And more In a business environment currently undergoing major reevaluation, The Internal Auditor at Work provides an invaluable tool for internal auditing professionals and all others with an interest in adding value to their organizational processes.
Download or read book Auditing the Risk Management Process written by K. H. Spencer Pickett and published by John Wiley & Sons. This book was released on 2005-07-29 with total page 287 pages. Available in PDF, EPUB and Kindle. Book excerpt: Risk management is a part of mainstream corporate life that touches all aspects of every type of organization. Auditors must focus firmly on risk: risk to the business, the executives, and the stakeholders. Auditing the Risk Management Process incorporates all the latest developments in risk management as it applies to auditors, including the new Committee of Sponsoring Organizations of the Treadway Commission (COSO) enterprise risk paper. Auditing the Risk Management Process includes original risk maps and process models developed by the author, explaining where and how topics fit within an overall audit framework, all the latest developments in risk management as it applies to auditors, and insight into how enterprise risk management affects the responsibilities of both internal and external auditors.
Download or read book Audit Planning written by K. H. Spencer Pickett and published by John Wiley & Sons. This book was released on 2013-08-12 with total page 306 pages. Available in PDF, EPUB and Kindle. Book excerpt: More now than ever before, auditing is in the spotlight; legislators, regulators, and top executives in all types of businesses realize the importance of auditors in the governance and performance equation. Previously routine and formulaic, internal auditing is now high-profile and high-pressure! Being an auditor in today's complex, highly regulated business environment involves more than crunching the numbers and balancing the books-it requires ensuring that appropriate checks and balances are in place to manage risk throughout the organization. Designed to help auditors in any type of business develop the essential understanding, capabilities, and tools needed to prepare credible, defensible audit plans, Audit Planning: A Risk-Based Approach helps auditors plan the audit process so that it makes a dynamic contribution to better governance, robust risk management, and more reliable controls. Invaluable to internal auditors facing new demands in the workplace, this book is also a "hands-on" reference for external auditors, compliance teams, financial controllers, consultants, executives, small business owners, and others charged with reviewing and validating corporate governance, risk management, and controls. The second book in the new Practical Auditor Series, which helps auditors get down to business, Audit Planning: A Risk-Based Approach gives new auditors principles and methodologies they can apply effectively and helps experienced auditors enhance their skills for success in the rapidly changing business world.
Download or read book A Step By Step Guide How to Perform Risk Based Internal Auditing for Internal Audit Beginners written by RAZLY ZAKARIA and published by eBookIt.com. This book was released on 2014-03-13 with total page 91 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides new internal auditors with step by step guide in performing risk based internal auditing. Summarised in 5 easy-to-follow simple steps, the author shares his experience in performing an effective and comprehensive internal audit exercise. Methodology and complex techniques are available. Not to deny that all these available information is good, but it would be too complicated for internal audit beginners to understand and to apply those information immediately into a guide in their first task. Therefore, this book has been written to provide a simple yet comprehensive guides with examples that can be immediately applied!
Download or read book A Guide to Risk Based Internal Audit System in Banks written by CA Shiva Chaudhari and published by Notion Press. This book was released on 2017-08-23 with total page 264 pages. Available in PDF, EPUB and Kindle. Book excerpt: There are many literatures on banking, banking laws, internal audit system and their applications in the banking sector, with each book focusing on a specific area. A Guide to Risk-Based Internal Audit System in Banks covers everything about banks, their operations, business, compliances and areas to be covered in risk-based audits and audit processes, in the form of guidance. This book will help company managements to implement the internal audit system in banks and at the same time, it explains the role and responsibilities of internal auditors whether in-house or outsourced. Why this book? v Written in simple and clear language using appropriate flowcharts and diagrams v Focuses on practical aspects of internal audit system in banks v Explains the evolution of the banking sector from traditional to modern v Explains laws governing the banking sector in India v Provides practical guidance on auditing each areas of banking operations and the assets and liabilities based on risk v Serves as a guide to auditors, students, academicians and bankers to understand and apply the risk-based internal audit concept in banks
Download or read book International Auditing written by David O'Regan and published by John Wiley & Sons. This book was released on 2004-01-27 with total page 314 pages. Available in PDF, EPUB and Kindle. Book excerpt: Stay abreast of the latest information on international auditing with this indispensable resource. Obtain practical guidance in such areas as risk assessment, logistics, and cultural/business environment in an international context. Examine the risks international companies face as a cost of doing business and learn proven methods of addressing these risks. This guide gives you advice on how to plan safe and efficient auditing assignments and provides information on regions and countries throughout the world to allow you to place your assignment in a wide context. Order your copy today!
Download or read book Audit Risk Management Driving Audit Value Vol II The Best Practice Strategy Guide for Minimising the Audit Risks and Achieving the Internal Audit Strategies and Objectives written by Hans Beumer and published by . This book was released on 2017-03-22 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Companies lose over $100 billion a year due to corporate scandals. Where were the internal auditors? Think about the VW diesel emissions scandal, the Yahoo hacking scandal, the BP oil spill scandal or the Petrobras corruption scandal. When the 1st and 2nd Lines of Defence failed to prevent these scandals, could the 3rd Line of Defence, the Internal Auditors, have prevented these? The answer can be yes, if those Internal Audit Functions would have managed their audit risks. The Beumer Audit Risk Management Model(c) shows the strategic audit risk management framework for the audit risk identification, measurement and mitigation. The model connects 60 audit risks, in 6 audit risk categories, to 30 audit objectives. Depending on the audit risk appetite and the audit risk prevention, the CAE can apply up to 66 audit risk mitigation measures for reducing the audit risks to an acceptable level.
Download or read book The Internal Auditing Handbook written by K. H. Spencer Pickett and published by John Wiley & Sons. This book was released on 2010-05-17 with total page 1091 pages. Available in PDF, EPUB and Kindle. Book excerpt: The first edition of The Internal Auditing Handbook received wide acclaim from readers and became established as one of the definitive publications on internal auditing. The second edition was released soon after to reflect the rapid progress of the internal audit profession. There have been a number of significant changes in the practice of internal auditing since publication of the second edition and this revised third edition reflects those changes. The third edition of The Internal Auditing Handbook retains all the detailed material that formed the basis of the second edition and has been updated to reflect the Institute of Internal Auditor’s (IIA) International Standards for the Professional Practice of Internal Auditing. Each chapter has a section on new developments to reflect changes that have occurred over the last few years. The key role of auditors in reviewing corporate governance and risk management is discussed in conjunction with the elevation of the status of the chief audit executive and heightened expectations from boards and audit committees. Another new feature is a series of multi-choice questions that have been developed and included at the end of each chapter. This edition of The Internal Auditing Handbook will prove to be an indispensable reference for both new and experienced auditors, as well as business managers, members of audit committees, control and compliance teams, and all those who may have an interest in promoting corporate governance.
Download or read book A Guide to Effective Internal Management System Audits written by Andrew Nichols and published by IT Governance Publishing. This book was released on 2014-06-26 with total page 122 pages. Available in PDF, EPUB and Kindle. Book excerpt: A Guide to Effective Internal Management System Audits provides a model for the management and implementation of internal audits that moves beyond simple compliance to ISO requirements and turns the internal audit into a transformational tool that the organization can use to assist with the management of risk, and implement improvements to management systems.
Download or read book Mastering Internal Audit Fundamentals A Step by Step Approach written by SALIH AHMED ISLAM and published by SALIH AHMED ISLAM. This book was released on 2022-12-08 with total page 34 pages. Available in PDF, EPUB and Kindle. Book excerpt: Internal audit is a crucial function in any organisation, as it provides an independent and objective assessment of an organisation's internal controls, processes, and systems. Effective internal auditors possess a wide range of skills and knowledge, including risk assessment, internal control frameworks, data analytics, and communication. "Mastering Internal Audit Fundamentals: A Step by Step Approach" is a comprehensive guide to help aspiring and current internal auditors enhance their skills and knowledge. The book takes a step-by-step approach, starting with the fundamentals and building up to more advanced concepts. The book is written by Salih Ahmed Islam, an experienced internal auditor who have a deep understanding of the challenges and opportunities facing the profession. It provides practical insights and guidance on how to perform effective internal audits, including how to plan and execute audits, develop audit programs, and communicate audit findings. Whether you are new to the profession or a seasoned internal auditor, "Mastering Internal Audit Fundamentals: A Step by Step Approach" is an essential guide to help you succeed in your role. The book is designed to be a valuable resource that you can refer to throughout your career, providing you with the tools and knowledge you need to perform effective internal audits and add value to your organisation.
Download or read book The Data Confident Internal Auditor written by Yusuf Moolla and published by Lioncrest Publishing. This book was released on 2021-12-07 with total page 204 pages. Available in PDF, EPUB and Kindle. Book excerpt: For internal auditors, developing trends in data analysis and data science can feel less like a wealth of information and more like an avalanche. Still, better use of data provides an opportunity to advance your career by adopting new, invaluable skills. The missing link? Jargon-free guidance that cuts through the hype. The Data-Confident Internal Auditor demystifies the use of data in internal audits through practical, step-by-step guidance. With concepts and tools that are easy to understand and apply, this comprehensive guide shows you how to approach data yourself, without having to wait on data scientists or technical experts. Developed over the course of hundreds of actual audits, these real-world approaches and practices are distilled into a simple sequence of steps that will leave you feeling confident and even eager to apply them for yourself. Pick up The Data-Confident Internal Auditor and start building your data skills today.
Download or read book Risk Based Auditing written by Phil Griffiths and published by CRC Press. This book was released on 2016-04-08 with total page 236 pages. Available in PDF, EPUB and Kindle. Book excerpt: The role of internal audit is changing. The Sarbanes-Oxley legislation in the US and the Combined Code for Corporate Governance in the UK focused on the need to demonstrate the active management of risks and report on this subject to shareholders. Boards of Directors are therefore increasingly requiring their Internal Audit functions to provide a much higher level of assurance in this regard. Phil Griffiths' Risk-Based Auditing explains the concepts and practice behind a risk-based approach to auditing. He explores the changing environment in both the private and public sectors and the associated legislation and guidance. The book then provides a blueprint for refocusing the internal audit role to embrace risk and to help plan, market, undertake and report a risk-based audit. The text includes a detailed risk-based audit toolkit with 14 sections of tools, techniques and information to enable a risk-based approach to be adopted. This is an essential guide for internal and external auditors seeking to manage the realities of the audit function in the turbulent and fast-changing business environment that has emerged since the end of the last century.
Download or read book Risk Management written by David McNamee and published by Institute of Internal Auditors Research Foundation Institute. This book was released on 1998 with total page 252 pages. Available in PDF, EPUB and Kindle. Book excerpt:
