Download or read book SECURITIES AND FINANCIAL SERVICES LAW 9TH EDITION AND FINANCIAL PLANNING IN AUSTRALIA written by and published by . This book was released on 2019 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities and Financial Services Law written by Robert Baxt and published by . This book was released on 2016 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book FINANCIAL PLANNING IN AUSTRALIA written by and published by . This book was released on 2021 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities and Financial Services Law written by Robert Baxt and published by . This book was released on 2016-12-05 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Now in its ninth edition, Securities and Financial Services Law is the leading legal analysis of securities and financial services law and regulation in Australia. The book provides a comprehensive and practical treatment of the relevant parts of the Corporations Act and the Australian Securities and Investments Commission (ASIC) Act, the Australian Securities Exchange (ASX) Listing and ASIC Market Integrity Rules, ASIC policy, the market competition and Future of Financial Advice reforms, as well as reference to relevant case law.An introductory chapter presents an overview of the development and shape of securities regulation in Australia. The balance of the work is structured into parts focusing on securities and financial product issuers, including continuous disclosure requirements, investor claims for defective disclosure and securities class actions; markets; intermediaries; and market conduct regulation.Written by leading experts in the field, this book is a valuable resource for law and business students, legal practitioners, securities industry professionals, bankers and accountants. Features* High level work on advanced corporations law area* Written by leading experts in the field* Comprehensive treatment of financial services regulation in a dynamic market Related Titles Australian Corporations Legislation 2016Austin & Ramsay, Ford, Austin & Ramsay's Principles of Corporations Law, 2014, 16th editionFarrar & Hanrahan, Corporate Governance, 2016

Download or read book FINANCIAL PLANNING IN AUSTRALIA written by and published by . This book was released on 2019 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Financial Planning in Australia Advice and Wealth Management 10th Edition and Securities and Financial Services Law 10th Edition Bundle written by LexisNexis Butterworths and published by . This book was released on 2021-12 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial Planning in Australia: Advice and Wealth Management, 10th edition A comprehensive guide to providing financial understanding and advice Securities and Financial Services Law, 10th edition A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.

Download or read book The Regulation of Financial Planning in Australia written by Angelique Nadia Sweetman McInnes and published by Routledge. This book was released on 2019-08-20 with total page 350 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book investigates the legitimacy of the current Australian Financial Services Licensee-Authorised Representative (AFSL-AR) licensing model, as specified in the Commonwealth Corporations Act 2001. The book rectifies the deficiency in scholarly attention to this matter by developing a new conceptualised framework for the financial planning discipline. It takes into account theories in agency, legislation, legitimacy and the independent individual regulatory regimes in other professions; thereafter integrating this framework with the financial planning theory to examine the legitimacy, or what was found to be the illegitimacy of licensing advisers via multiple third party conflicted commercially oriented licensees. This book makes a very useful reference to understanding financial planning licencing model in Australia.

Download or read book SECURITIES AND FINANCIAL SERVICES LAW 9TH EDITION AND AUSTRALIAN CORPORATIONS LEGISLATION 2020 STUDENT EDITION BUNDLE written by and published by . This book was released on 2019 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Banking Law in Australia written by Alan L. Tyree and published by . This book was released on 2017 with total page 575 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Financial Services Law and Compliance in Australia written by Gail Pearson and published by Cambridge University Press. This book was released on 2009-03-30 with total page 629 pages. Available in PDF, EPUB and Kindle. Book excerpt: Up until the global credit crisis in 2008, 'Financial Services' was the fastest growing sector of the Australian economy. This growth has had profound implications for individuals, corporations and government. Following extensive review in the last part of the twentieth century, Australia put in place an overarching system for regulating all financial services, replacing a system that was based on separate regulation of products in individual industries. Focusing on the implications of the new system for retail clients - 'financial citizens' - Financial Services Law and Compliance in Australia provides a comprehensive account of the regulatory structure and a detailed analysis of the legislative framework, including discussion of the new regulatory bodies, the new licensing requirements for those wishing to enter the financial services market and the new obligations for those marketing or offering financial services to the public. This is an essential resource for those working in, and advising on, financial services, for students of financial services law, and for anyone needing to understand this new regime in Australia.

Download or read book Everett McCracken s Banking and Financial Institutions Law written by Sheelagh McCracken and published by . This book was released on 2013 with total page 863 pages. Available in PDF, EPUB and Kindle. Book excerpt: Everett & McCracken's Banking and Financial Institutions Law 8th Edition follows the earlier editions in providing a comprehensive legal analysis of the Australian financial sector. Over the past twenty-five years this work has chronicled the legal development of the sector, offering broad coverage of the legal concepts and principles which typically arise in banking and financing transactions.

Download or read book FINANCIAL PLANNING IN AUSTRALIA written by and published by . This book was released on 2020 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Australian Finance Law written by King and Wood Mallesons Staff and published by Lawbook Company. This book was released on 2015-12-10 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Annotation. Australian Finance Law, 7th Edition provides comprehensive coverage of Australian finance law, including the regulation of the Australian financial system, capital markets, debt finance, taxation and insolvency law. It has been written and compiled by Partners, Consultants and Associates of King ; chapters aimed at introducing the non-specialist to more specialised financing transactions and structures, including swaps, domestic and international capital markets and hybrid securities; ; new chapters on infrastructure financing and resource financing; ; given the growth in international trade and the need for financing to support it, a chapter on trade finance; and ; comprehensive coverage of the impact of insolvency law on financing transactions, including loan to own restructurings and workouts, and the law relating to insolvent trusts and managed investment schemes. Australian Finance Law, 7th Edition remains an essential addition to the shelves of corporations dealing in finance transactions, specialist banking and finance lawyers and barristers, and an ideal text for finance law, accounting and finance students at undergraduate and postgraduate levels.

Download or read book Promoting Information in the Marketplace for Financial Services written by Paul Latimer and published by Springer. This book was released on 2014-11-14 with total page 251 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides a unique comparative and global analysis of the regulation of disclosure in financial (securities) markets. It is written by two authors who represent both the new world (Australia) and the old world (Germany). The authors present their research in the global business context, with legal and regulatory perspectives including some references from Africa, Asia, the Middle East and South America. After every “boom” and “bust”, legislators pass new disclosure legislation, often in a heated environment fuelled by politics and the media. Little regard is paid to existing regulation or the lessons learned from earlier regulation. The result is the continuing enactment of redundant and overlapping disclosure laws. Since financial markets are often described as markets for information, the failure to ensure disclosure is at the heart of financial services regulation. This book argues that the solution to the failure of disclosure is a brief, easily understood, principles-based, plain English safety-net amendment to statute law such as “you must keep the financial market fully informed”, a measure that would support effective mandatory continuous disclosure of information to financial markets. This book examines the reasons for disclosure regulation, and how the efficient operation of financial markets is dependent on disclosure. It examines the adequacy of common law and civil law concerning broker/client disclosure, and concludes that industry licensing in itself fails to keep the market informed. While recognizing the failures of securities commissions to achieve good disclosure in financial markets, it confirms the effectiveness of coregulation of disclosure by a commission with the support of the financial markets (such as the stock exchange). Coregulation builds on financial market self-regulation, and is best described in the words of one-time SEC Chairman William O. Douglas, who, in the 1930s, described it as a shotgun behind the door.

Download or read book Securities and Financial Services Law 10th Edition and Australian Corporations Legislation 2021 Student Edition 2 Volume Set Bundle written by LexisNexis Butterworths and published by . This book was released on 2021-04-28 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Securities and Financial Services Law, 10th edition A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry. Australian Corporations Legislation 2021 - Student edition (2 Volume Set) The essential exam-friendly resource for Corporations law students.

Download or read book Australian Corporations Legislation 2023 2 Volume Set and Securities and Financial Services Law 10th Edition Bundle written by LexisNexis Butterworths and published by . This book was released on 2022-12-15 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Australian Corporations Legislation 2023 (2 Volume Set) The authoritative guide to key corporations legislation in Australia. Securities and Financial Services Law, 10th edition A comprehensive and practical treatment of the regulation of products, markets and participants in the financial services industry.

Download or read book Banking Law in Australia written by Alan L. Tyree and published by . This book was released on 2017 with total page 630 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Banking Law in Australia, 9th edition is a popular banking law text used by law and business students in elective subjects. This book provides a clear and concise commentary on the history, current practice and future directions of banking law. The text seeks to engage students and practitioners with new material about the Personal Properties Securities Act, electronic payments and greater discussions of consumer-minded issues."-- Wolters Kluwer CCH Website.