Download or read book The Quick Guide to I T Regulatory Compliance written by Cisa Crisc Sisk, M. and published by CreateSpace. This book was released on 2013-12 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt: About this book: This book attempts to demystify the cloud of information overload that abounds in relation to IT audit, and walks the reader through the regulators, the IT frameworks and standards, and how to prepare for success for when the auditors come in. This book addresses that need in a condensed, no-nonsense format, which can be digested quickly by a manager or IT professional, and referred to as needed. For the many that have to respond to audit but simply do not have or make the time to learn all the nuances of IT audit and how to prepare for it; this book is for them.

Download or read book Policies and Procedures written by M. W. Sisk and published by Createspace Independent Publishing Platform. This book was released on 2014-12-24 with total page 50 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides simplified guidance on how to write and organize policies and procedures to meet regulatory, audit, and business requirements, and walks the reader through the process of developing those documents, and insuring they will meet well defined maturity metrics. This book addresses that need in a condensed, no-nonsense format, which can be digested quickly by a manager IT professional or auditor, and referred to as needed. For the many that have to respond to audit but simply do not have or make the time to learn all the nuances of IT audit and how to prepare for it; this book is for them.

Download or read book The Quick Guide to I T Regulatory Compliance Book Two written by CRISC, M W, M Sisk, CISA, CRISC and published by . This book was released on 2012-12-17 with total page 90 pages. Available in PDF, EPUB and Kindle. Book excerpt: About this book:This book attempts to provide simplified guidance on how to organize to meet both audit and business requirements, and walks the reader through the processes, requirements, IT frameworks and standards and regulators; and how to prepare for success for when the auditors come in.This book addresses that need in a condensed, no-nonsense format, which can be digested quickly by a manager IT professional or auditor, and referred to as needed. For the many that have to respond to audit but simply do not have or make the time to learn all the nuances of IT audit and how to prepare for it; this book is for them.

Download or read book Motor Carrier Safety written by Erik Scott Dunlap and published by CRC Press. This book was released on 2020-07-26 with total page 338 pages. Available in PDF, EPUB and Kindle. Book excerpt: The need to understand and follow applicable government regulations is critical to providing safety for everyone affected by the transportation industry. Motor Carrier Safety simplifies the many complexities of legal compliance for the transportation of goods by highway. It provides you with the tools and focus required to achieve full regulatory compliance. The author examines current regulations to determine what issues and requirements pertain to such issues as hazardous materials, drugs and alcohol, employee safety and health. Bulleted lists present the regulations in a clear, easy-to-use format. You will understand the issues and be able to determine the specific regulations that affect your place of business. In addition to regulations and standards, this book covers points of training, record keeping, and suggestions for annual audits. Case studies relating to various regulations help you realize how either violating or complying will impact your business. These features combine to make Motor Carrier Safety the perfect vehicle for launching your in-house training program. The laws governing the transportation of goods by truck vary from agency to agency. Motor Carrier Safety makes clear the regulations and provides the you with a practical source for complying with them. This book helps you to understand your regulatory exposure for non-compliance and guides you through the steps to becoming compliant.

Download or read book The Quick Guide to I T Regulatory Compliance written by Cisa Crisc Sisk and published by Independently Published. This book was released on 2018-12-29 with total page 64 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides simplified guidance on how to develop a response to the EU GDPR, and organize policies standards and procedures to meet the new privacy requirements, and walks the reader through the process of developing the response, and insuring it will meet well defined maturity metrics. This book addresses that need in a condensed, no-nonsense format, which can be digested quickly by a manager, IT professional, or auditor, and referred to as needed. For the many that have to respond to GDPR, but simply do not have or cannot make the time to learn all the nuances of GDPR and how to prepare for it; this book is for them.

Download or read book The Quick Guide to I T Regulatory Compliance written by M. W. Sisk and published by . This book was released on 2009-12-30 with total page 66 pages. Available in PDF, EPUB and Kindle. Book excerpt: About this book:This book attempts to demystify the cloud of information overload that abounds in relation to IT audit, and walks the reader through the regulators, the IT frameworks and standards, and how to prepare for success for when the auditors come in.This book addresses that need in a condensed, no-nonsense format, which can be digested quickly by a manager or IT professional, and referred to as needed. For the many that have to respond to audit but simply do not have or make the time to learn all the nuances of IT audit and how to prepare for it; this book is for them.

Download or read book IT Regulatory Compliance in North America written by Alan Calder and published by . This book was released on 2007 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Regulatory Compliance Matrix Regulation of Financial Services Information and Communication Technology and Generally Related Matters written by Guido Reinke and published by Gold Rush Publishing. This book was released on 2015-07-31 with total page 298 pages. Available in PDF, EPUB and Kindle. Book excerpt: This exceptional guidebook is ideal for industry professionals, regulators and scholars in the domain of regulatory governance. The Regulatory Compliance Matrix with more than 2500 entries brings clarity to a domain which is widely considered to be complex, unstructured, and in constant flux. It is a compendious guide to the laws, regulations, standards, and recommendations applicable to compliance programmes. What practitioners find in this book will empower them to save money, man-hours, and consultancy interventions. Inside, the reader will find the following key resources: Regulatory Compliance Matrix: a synopsis of the principal domains of applicable regulation, setting forth legal norms, ancillary standards and guidelines. This Matrix covers the laws and regulations specific to financial services (Part I) and information and communications technology (Part II) at the global and European as well at the UK national and sub-national level. Part III of the Matrix covers generally applicable regulatory domains like corporate governance, consumer protection and employment law, information security, data protection and electronic commerce. Regulatory authorities: a comprehensive listing with descriptions of authorities who define the regulatory agenda. Weblinks are provided for each authority, which enables the reader to access the latest regulatory developments and updates. Overview of the conduct of effective compliance programmes: a pragmatic approach to the entire process, from scoping and prioritisation, conducting risk assessments, defining control activities and reporting requirements; to undertaking effectiveness reviews, documenting findings and making recommendations; to assessing compliance maturity and creating action plans. Non-compliance costs checklist: a detailed list of financial, operational, personal, and regulatory risks. This will assist readers with risk assessment and prioritisation of compliance domains."

Download or read book The Quick Guide to Prompt Engineering written by Ian Khan and published by John Wiley & Sons. This book was released on 2024-03-19 with total page 485 pages. Available in PDF, EPUB and Kindle. Book excerpt: Design and use generative AI prompts that get helpful and practical results In The Quick Guide to Prompt Engineering, renowned technology futurist, management consultant, and AI thought leader Ian Khan delivers a practical and insightful discussion on taking the first steps in understanding and learning how to use generative AI. In this concise and quick start guide, you will learn how to design and use prompts to get the most out of Large Language Model generative AI applications like ChatGPT, DALL-E, Google’s Bard, and more. In the book, you’ll explore how to understand generative artificial intelligence and how to engineer prompts in a wide variety of industry use cases. You’ll also find thoughtful and illuminating case studies and hands-on exercises, as well as step-by-step guides, to get you up to speed on prompt engineering in no time at all. The book has been written for the non-technical user to take the first steps in the world of generative AI. Along with a helpful glossary of common terms, lists of useful additional reading and resources, and other resources, you’ll get: Explanations of the basics of generative artificial intelligence that help you to learn what’s going on under the hood of ChatGPT and other LLMs Stepwise guides to creating effective, efficient, and ethical prompts that help you get the most utility possible from these exciting new tools Strategies for generating text, images, video, voice, music, and other audio from various publicly available artificial intelligence tools Perfect for anyone with an interest in one of the newest and most practical technological advancements recently released to the public, The Quick Guide to Prompt Engineering is a must-read for tech enthusiasts, marketers, content creators, technical professionals, data experts, and anyone else expected to understand and use generative AI at work or at home. No previous experience is required.

Download or read book Quick Guide to Impact of COVID 19 on Financial Reporting 2e written by Santosh Maller and published by Bloomsbury Publishing. This book was released on 2021-09-20 with total page 372 pages. Available in PDF, EPUB and Kindle. Book excerpt: About the book 2020 has been a year shaped up by Coronavirus (COVID-19). This pandemic has resulted in widespread economic uncertainty and disruption of businesses across the world. There have been far reaching implications on financial reporting and this may continue for next couple of years. These circumstances potentially present entities with several challenges when preparing their financial statements for year ended 31 March 2021 and subsequent financial results. This book covers some of the key financial reporting implications that companies need to consider and, also, possible approaches that they may consider to dealing with the same keeping in view the business objectives, financial covenants and the accounting standards. Key consideration under COVID-19 for financial reporting consist of: asset impairment; inventory valuations and write downs; revenue recognition; debt covenants and debt servicing; lease rental concessions; foreign exchange accounting and losses/gains due to extreme volatility; litigation resulting from contractual defaults, invocation of force majeure clauses and potential exposure; Insurance claims for losses during shutdown period or loss of lives; and going concern. The Companies shall ensure that they provide sufficient disclosures in the notes to the financial statements with information about the entity that's useful to existing and potential investors, creditors, lenders, and other stakeholders. This book highlights the existing financial reporting requirements under Companies (Indian Accounting Standards) Rules, 2015 and Companies (Accounting Standards) Rules, 2006 that should be considered when addressing the financial effects of COVID 19 when preparing annual financial statements and possible audit approaches that can be considered relevant. The role of auditors at this stage would be under increased scrutiny as the auditors have responsibility to complete the audit work in accordance with professional standards and ethics requirements. Under the current circumstances, auditors must recognize that the manner in which they conducted the audits in the past may need significant modification to address the challenges and uncertainties arising out of the impact of COVID-19. Additionally, irrespective of the challenges and uncertainties, there should not be any dilution in the reporting or non-compliance with the auditing standards in carrying out the audits. This book is an attempt to cover the requirements of the accounting standards and auditing standards, with illustrative examples and COVID-19 related extracts from published financial statements of companies. The readers would find this book very useful. Key Features Covering: - Key accounting impact, with real-life examples and illustrations, under Ind AS and AS due to COVID-19. - Key COVID-19 considerations under auditing standards with real-life examples of KAM/EOM/qualifications in audit reports. - Real-life practical examples and extracts from Companies' financial statements/results. - Simple and concise summaries of accounting and auditing literature.

Download or read book Quick Guide to Impact of COVID 19 on Financial Reporting 1e written by Santosh Maller and published by Bloomsbury Publishing. This book was released on 2021-03-15 with total page 366 pages. Available in PDF, EPUB and Kindle. Book excerpt: About the Book Coronavirus (COVID-19) has been rightly described as an unprecedented human, economic and financial crisis facing the world. This pandemic has resulted in widespread economic uncertainty and disruption of businesses. COVID-19 has and will have far reaching implications on financial reporting. These circumstances would potentially present entities with several challenges when preparing their financial statements for year/quarter ended 31 March 2020. This book, covers some of the key financial reporting implications that companies need to consider and also, possible approaches that may be considered while dealing with the same up-keeping in view of the business objectives, financial covenants and the accounting standards. The key aspects impacted by COVID-19 for financial reporting are: asset impairment; inventory valuations and write downs; revenue recognition; debt covenants and debt servicing; foreign exchange accounting and losses/gains due to extreme volatility; litigation resulting from contractual defaults, invocation of force majeure clauses and potential exposure; insurance claims for losses during shutdown period or loss of lives; and going concern. The companies shall ensure that they provide sufficient disclosures in the notes to the financial statements with information about the entity that's useful to existing and potential investors, creditors, lenders, and other stakeholders. This book highlights the existing financial reporting requirements under Companies (Indian Accounting Standards) Rules, 2015 and Companies (Accounting Standards) Rules, 2006 that should be considered when addressing the financial effects of COVID 19 while preparing annual financial statements and possible audit approaches that can be considered relevant. The role of auditors at this stage would be under increased scrutiny as the auditors have a public interest obligation to complete the audit work in accordance with professional standards and ethics requirements. Under the current circumstances, auditors must recognise that the manner in which they conducted the audits in the past may need significant modification to address the challenges and uncertainties arising out of the impact of COVID-19. Additionally, irrespective of the challenges and uncertainties, there should not be any dilution in the reporting or non-compliance with the auditing standards in carrying out the audits.

Download or read book Us Banking Compliance Handbook written by Dominic Suszek and published by Createspace Independent Publishing Platform. This book was released on 2016-07-24 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt: Financial institutions are under mounting pressure to remain compliant with increasingly strict anti-money laundering and counter terrorism financing regulations. Legislation like the Bank Secrecy Act in the U.S., along with many other statutes worldwide, compel organizations to perform more rigorous due diligence when on-boarding new clients and have a thorough understanding of every customer relationship. This Handbook covers all the necessities of banking compliance while keeping the information concise and straightforward. Topics covered include:* The hurdles organizations are facing due to weak client data, leading to significant regulatory penalties and requirements to increase staff.* Importance of comprehensive client profiles and having effective systems in place to capture new client information. * Necessity of ensuring transaction activity is consistent with client suitability profiles and having processes in place to detect when it is not.* The penalties and costs of failure to implement an effective compliance program.The author, Dominic Suszek, is the founder and CEO of Global RADAR(r). With more than 25 years of hands-on experience in the evolving global regulatory landscape in the financial services sector, Mr. Suszek has gained invaluable knowledge of a complex and ever-changing industry that has merged technology, compliance and operations. As a senior executive involved in all aspects of operations, technology and regulatory compliance, with particular emphasis on cost reduction, and enhanced compliance through better data management and simplified processes, he has acquired extensive knowledge of business requirements and regulatory expectations from supervisory agencies worldwide.

Download or read book Quick Guide to Good Clinical Practice written by Cemal Cingi and published by Springer. This book was released on 2016-11-15 with total page 237 pages. Available in PDF, EPUB and Kindle. Book excerpt: This brand-new book offers a reference guide to understanding and applying the rules for properly conducting clinical trials to meet the international quality standard – Good Clinical Practice – provided by the International Conference on Harmonization (ICH). The work offers an updated perspective on the clinical research landscape within the context of the clinical trial regulatory frameworks in Europe and the USA. In addition to providing a historical review and a detailed definition of GPC regulations, it includes step-by-step explanations of all the requirements that researchers should bear in mind when designing and performing new trials. Further topics covered include: ethics of clinical research; the drug development process and evolution of regulations; investigator and sponsor responsibilities; and clinical trial protocols. Written by clinicians for clinicians, the book represents a valuable read also for researchers, pharmacists and all professionals involved in applications to the ethic committees, whose approval is required for new clinical studies.

Download or read book The IT Regulatory and Standards Compliance Handbook written by Craig S. Wright and published by Elsevier. This book was released on 2008-07-25 with total page 750 pages. Available in PDF, EPUB and Kindle. Book excerpt: The IT Regulatory and Standards Compliance Handbook provides comprehensive methodology, enabling the staff charged with an IT security audit to create a sound framework, allowing them to meet the challenges of compliance in a way that aligns with both business and technical needs. This "roadmap" provides a way of interpreting complex, often confusing, compliance requirements within the larger scope of an organization's overall needs. The ulitmate guide to making an effective security policy and controls that enable monitoring and testing against them The most comprehensive IT compliance template available, giving detailed information on testing all your IT security, policy and governance requirements A guide to meeting the minimum standard, whether you are planning to meet ISO 27001, PCI-DSS, HIPPA, FISCAM, COBIT or any other IT compliance requirement Both technical staff responsible for securing and auditing information systems and auditors who desire to demonstrate their technical expertise will gain the knowledge, skills and abilities to apply basic risk analysis techniques and to conduct a technical audit of essential information systems from this book This technically based, practical guide to information systems audit and assessment will show how the process can be used to meet myriad compliance issues

Download or read book Regulatory Compliance Fundamentals written by M.L. Humphrey and published by M.L. Humphrey. This book was released on 2020-01-02 with total page 68 pages. Available in PDF, EPUB and Kindle. Book excerpt: We live in a regulated world. And for someone whose role is in regulatory compliance or regulatory enforcement knowledge is often gained on an ad hoc basis through trial and error, via on the job training, or through conversations with others in a similar role. In Regulatory Compliance Fundamentals M.L. Humphrey has taken twenty years of experience as a regulator and a consultant in the financial services industry and boiled it down to the basic fundamental principles every individual in regulatory compliance should know, and presented that information in a straight-forward, easy to understand manner. If your role is in regulatory compliance, no matter how long you've been at this, this book is for you. keywords: regulatory compliance, financial services regulation, AML, OFAC, broker-dealer, how to comply with regulatory requirements, compliance program, reputational risk, business ethics

Download or read book Data Management written by Robert E. Braun and published by Thomson Financial. This book was released on 1998 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book A Short Guide to Political Risk written by Robert McKellar and published by Gower Publishing, Ltd.. This book was released on 2010 with total page 204 pages. Available in PDF, EPUB and Kindle. Book excerpt: Explores the key political risks that companies have faced in the recent past, and current trends in the evolution of the political risk landscape; models and approaches for assessing political risk; and suggestions for organisational structures to ensure a coherent and consistent approach; as well as wider issues to be considered.