Download or read book The Financial Conglomerates and Other Financial Groups Amendment Etc EU Exit Regulations 2019 written by GREAT BRITAIN. and published by . This book was released on 2019-01-23 with total page 16 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1). Issued: 23.01.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2004/1862; 2013/3115 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: Part 2 of these Regulations make amendments to UK legislation, specifically the Financial Conglomerates and Other Financial Groups Regulations 2004 and the Capital Requirements Regulations 2013 to ensure that references in UK legislation to EU bodies and legal requirements which would cause deficiencies in UK legislation once the United Kingdom withdraws from the European Union are amended.
Download or read book The Financial Conglomerates and Other Financial Groups Amendment Regulations 2013 written by Great Britain and published by . This book was released on 2013-05-21 with total page 4 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2). Issued: 21.05.2013. Made: 20.05.2013. Laid: 20.05.2013. Coming into force: 10.06.2013. Effect: 2000 c.8 & S.I. 2001/2188; 2004/1862; 2006/3221 amended. Territorial extent & classification: E/W/S/NI. General. EC note: These regulations implement, in part, Directive 2011/89/EU amending Directives 98/78/EC, 2002/87/EC, 2006/87/EC, 2006/48/EC and 2009/138/EC regards supplementary supervision of financial entitles in a financial conglomerate
Download or read book The Capital Requirements Amendment EU Exit Regulations 2018 written by GREAT BRITAIN. and published by . This book was released on 2018-11-19 with total page 80 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 19.11.2018. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2008/346; 2013/3115, 3118; 2014/894 amended. Territorial extent & classification: E/W/S/NI. EC note: Regulation (EU) no. 575/2013 on prudential requirements for credit institutions & investment firms and amending Regulatino (EU) no. 648/2012; Commission Delegated Regulation (EU) 2015/61 supplementing Regulation (EU) no. 575/2013 with regard to liquidity coverage requement for credit institutions; Commission Delegated Regulation (EU) 1222/2014 supplementing Directive 2013/36/EU with regard to regulatory technical standards for the specification of the methodology for the identificaiton of glable systemically important institutions and for the defintion of subcategories of global systemically important institutions amended. For approval by resolution of each House of Parliament
Download or read book The Financial Services and Markets Act 2000 Amendment EU Exit Regulations 2019 written by Great Britain and published by . This book was released on 2019-02-05 with total page 84 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Communities Act 1972, s. 2 (2) & European Union (Withdrawal) Act 2018, s. 8 (1), sch. 4, para. 1 sch. 7, para. 21. Issued: 05.02.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: 1974 c. 39; 2000 c. 8; S.I. 2001/1201, 1217, 1227, 1420, 2507, 2639, 3625, 3626; 2009/774; 2011/99 752; 2013/165, 2013/419, 431, 556, 3116; 2014/1960, 2080; 2015/1865 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. EC note: These Regulations are made in exercise of the powers in order to address failures of retained EU law
Download or read book Corporate Finance Law written by Louise Gullifer and published by Bloomsbury Publishing. This book was released on 2020-03-19 with total page 997 pages. Available in PDF, EPUB and Kindle. Book excerpt: The third edition of this acclaimed book continues to provide a discussion of key theoretical and policy issues in corporate finance law. It has been fully updated to reflect developments in the law and the markets. One of the book's distinctive features is its equal coverage of both the equity and debt sides of corporate finance law, and it seeks, where possible, to compare and contrast the two. This book covers a broad range of topics regarding the debt and equity-raising choices of companies of all sizes, from SMEs to the largest publicly traded enterprises, and the mechanisms by which those providing capital are protected. Each chapter provides a critical analysis of the present law to enable the reader to understand the difficulties, risks and tensions in this area, and the attempts by the legislature, regulators and the courts, as well as the parties involved, to deal with them. The book will be of interest to practitioners, academics and students engaged in the practice and study of corporate finance law.
Download or read book The UK and EMEA Corporate Counsel Handbook written by Walter Thomas and published by Bloomsbury Publishing. This book was released on 2019-11-29 with total page 381 pages. Available in PDF, EPUB and Kindle. Book excerpt: A unique and invaluable aid to corporate counsel, and other legal advisors, to guide corporate response and decision making, presented with ease of accessibility and a practical, pragmatic focus. It is a first port of call for those charged with advising their key business leaders on difficult and disputed legal issues that engage and tax the board room. It presents the legal considerations implicit in the business functional areas common to commercial practice, be it sales, productions, marketing, human resources, finance and accounting etc, and additionally explores some of the following topics that are typically top of corporate counsel agenda: - Commercial Contracting, with particular emphasis on the risks of Agency and Distribution arrangements in EMEA - Regulatory and Legal Compliance considerations across EMEA - Product compliance - Advertising and Promotion within EMEA - Geo-Political Legal Considerations It also includes helpful chapters on the topics of Company Secretariat obligations, geopolitical legal considerations in EMEA and the emerging field of Islamic commercial and legal interface with local law.
Download or read book Financial Services Law Guide written by Andrew Haynes and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 517 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Download or read book Blackstone s Statutes on Company Law 2021 2022 written by Derek French and published by Oxford University Press. This book was released on 2021 with total page 769 pages. Available in PDF, EPUB and Kindle. Book excerpt: Celebrating over 30 years as the market-leading series, Blackstone's Statutes have an unrivalled tradition of trust and quality. With a rock-solid reputation for accuracy, reliability, and authority, they remain first-choice for students and lecturers, providing a careful selection of all the up-to-date legislation needed for exams and course use.
Download or read book Principles of Corporate Finance Law written by EILAS. FERRAN and published by Oxford University Press. This book was released on 2023-09-27 with total page 705 pages. Available in PDF, EPUB and Kindle. Book excerpt: Corporate finance theory seeks to understand how incorporated firms address the financial constraints that affect their investment decisions. This is achieved by using varied financial instruments that seek to give holders different claims on the firm's assets. Recent scholarship in this area has highlighted the critical importance of the legal environment in explaining the choices that companies make about their capital structure. This book combines company law, capital markets law, and aspects of commercial and insolvency law to give readers a detailed understanding of the legal and regulatory issues relating to corporate finance. Informed by insights from theoretical and empirical work, the book examines from a legal perspective the key elements of corporate financing structures and capital markets in the UK. The authors' practical experience of transactions and regulatory issues ensures that thorough scholarly inquiry and critical reflection are complemented by an assured understanding of the interface between legal principles and rules as they are documented and in their actual operation. Key developments covered in this third edition include the post-Brexit adaptation of UK company law and capital market regulation, important new cases on parent company liability in tort, creditor-facing duties of directors, issuer and director liability for misleading statements to the market, alternatives to public market financing, and recent changes in the practice of debt finance.
Download or read book Joint Ventures and Shareholders Agreements written by Susan Singleton and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 801 pages. Available in PDF, EPUB and Kindle. Book excerpt: Baffled by joint venture and shareholder agreements? Guidance on the new PSC Register is just one of the things that small businesses need to understand. Helping you to identify the central issues involved in joint venture transactions, take effective instructions and draft good documentation using precedents, case studies and checklists. Now covers: Brexit 2020 and its impact on competition law, UK and EU; Changes to tax aspects arising from the latest Finance Acts; New case law such as - Guest Services Worldwide Ltd v. Shelmerdine [2020] EWCA Civ 85 (CA) (non-competition clauses in shareholders' agreements) and Global Corporate Limited v. Hale [2018] EWCA Civ 2618 (CA) (when payments to a director/shareholder were dividends) Key content includes: Preliminary considerations: A discussion of the nature of joint ventures and shareholders' agreements; Financing the venture; Tax and accounting considerations for UK corporate joint ventures; Regulatory matters; Employment and pension issues. Key issues in structuring and drafting UK corporate joint venture documentation and shareholders' agreements: Deadlock and minority protection; Voting rights and board representation; Restrictive covenants. Joint ventures and shareholders' agreements in practice: Articles of association; Transfers of assets; EU and UK Competition law including Brexit issues.
Download or read book The Gibraltar Miscellaneous Amendments EU Exit Regulations 2019 written by GREAT BRITAIN. and published by . This book was released on 2019-02-13 with total page 24 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: European Union (Withdrawal) Act 2018, s. 8 (1), sch. 7, para. 21. Issued: 13.02.2019. Sifted: -. Made: -. Laid: -. Coming into force: In accord. with reg. 1. Effect: S.I. 2004/353, 1045; 2005/1529, 1998; 2018/1039, 1199; SI draft Market Abuse (Amendment) (EU Exit) Regulations 2019 (ISBN 9780111176313); SI draft The Financial Services and Markets Act 2000 (Amendment) (EU Exit) Regulations 2019 |(ISBN 9780111179970); SI draft The Solvency 2 and Insurance (Amendment, etc.) (EU Exit) Regulations 2019 (ISBN 0111177936) amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament
Download or read book Rights and Duties of Directors written by Mark Cardale and published by Bloomsbury Publishing. This book was released on 2022-02-10 with total page 709 pages. Available in PDF, EPUB and Kindle. Book excerpt: The new edition of this well-established title (the eighteenth in the series) covers a comprehensive range of topics, from the personal affairs of a director on appointment to the conduct of a company's business and questions of governance and strategy. It gives the reader an understanding of the practical application of all the legal and regulatory issues facing directors, both on a day-to-day operational basis and in relation to questions of importance to long term decision making. Updates to the previous edition include: - new material covering the AIM regime and the AIM Rules for companies, and the application of the Market Abuse Regulation to both listed and AIM companies following Brexit - an updated chapter on insolvency issues, covering the reforms and structures introduced by the Corporate Insolvency and Governance Act 2020 - new and updated sections on directors' 'general' duties under the Companies Act 2006 (including s.172) and on directors' disqualification - reviews of directors' reporting obligations in the Annual Report and otherwise, and of relations with shareholders The new edition also covers the administrative and accounting obligations of directors under the Companies Act 2006, the role of directors and board decision making, the listing regime and governance arrangements applicable to different types of company, employees and customers, aspects of competition law, requirements concerning the environment, and public company takeovers. Available as an electronic publication, this e-Book provides easy access to formal guidance notes and other publications of third party institutions and organisations and supports cross referencing in the text. This book aims to be a compendium handbook with a legal basis and will help the reader to: - understand the full range of issues which may face directors and those proposing to become directors - provide information and guidance on matters which boards may need to address in their decision making processes, including appendices detailing some practical checklists and a practical Glossary of terms with electronic links to the text aiding the accessibility of the work to all readers. - broaden the horizons of those seeking to understand the extent of the legal, regulatory and practical considerations which may need to be considered in companies both large and small It's an invaluable resource for company directors, company secretaries, and governance and HR professionals in organisations of all sizes, as well as their legal advisers, in house lawyers, company law practitioners, and financial advisers.
Download or read book Company Law written by Brenda Hannigan and published by Oxford University Press. This book was released on 2021 with total page 737 pages. Available in PDF, EPUB and Kindle. Book excerpt: Employing a practical and contextual approach, this student text covers developments in the self-regulation of corporate governance, which is becoming global due to the activities of the OECD and World Bank.
Download or read book The Governance of Insurance Undertakings written by Pierpaolo Marano and published by Springer Nature. This book was released on 2022-03-14 with total page 365 pages. Available in PDF, EPUB and Kindle. Book excerpt: This open access volume of the AIDA Europe Research Series on Insurance Law and Regulation brings together contributions from authors with different legal cultures. It aims to identify the legal issues that arise from the intersection of two disciplines: insurance law and corporate/company law. These legal issues are examined mainly from the perspective of European Union (EU) law. However, there are also contributions from other legal systems, enriching the perspective with which to approach these issues.
Download or read book Commercial Enforcement written by Owen Williams and published by Bloomsbury Publishing. This book was released on 2021-01-22 with total page 579 pages. Available in PDF, EPUB and Kindle. Book excerpt: A unique and invaluable guide that advises on the enforcement of high-value money judgments. It contains a detailed analysis of the legal issues and underlying case law surrounding each method of enforcement, providing essential background materials and commentary. Covering the major reforms bought about by the Tribunals Courts and Enforcement Act 2007 and associated legislation, it provides a systematic, practical guidance on the process of preparing for and successfully applying for the various methods of High Court enforcement. It looks at: - General rules about enforcement of judgments - Obtaining information about a judgment debtor's assets - Third party debt orders - Charging orders - Writs of Control - Appointing a receiver by way of equitable execution - Interest on judgments Readers will be able to identify enforcement options and to understand the detailed legal and practical issues with each enforcement option. As such this is an essential title for all commercial law practitioners, arbitration and commercial dispute resolution practitioners, and banking law practitioners.
Download or read book Mayson French and Ryan on Company Law written by DEREK. FRENCH and published by Oxford University Press. This book was released on 2023-04-17 with total page 896 pages. Available in PDF, EPUB and Kindle. Book excerpt: Mayson, French & Ryan on Company Law is the ideal companion for students looking for a comprehensive and straightforward account of company law. This long-standing textbook has been streamlined with modern company law courses in mind.
