Download or read book Securities Regulation 2012 Case Supplement written by James D. Cox and published by Aspen Publishers. This book was released on 2012-08-01 with total page 202 pages. Available in PDF, EPUB and Kindle. Book excerpt: To ensure that you have the most up-to-date and complete materials for your Securities Regulation class, be sure to use this 2008 Case Supplement. Table of Cases: Italics indicate principal cases. American Federation of State, County & Municipal Employees v. American International Group, Inc. Berckeley Investment Group, Ltd. v. Colkitt Chamber of Commerce v. SEC Credit Suisse Sec. (USA) LLC v. Glen Billings Dolphin and Bradbury v. SEC Feder v. Frost Financial Planning Association v. SEC GFL Advantage Fund, Ltd. v. Colkitt Goldstein v. SEC Makor Issues & Rights Ltd. v. Tellabs, Inc. (7th Cir.) Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Dabit Oscar Private Equity Investments v. Allegiance Telecom, Inc. Overton v. Todman & Co. Securities and Exchange Commission v. Kern Securities and Exchange Commission v. Rocklage Securities and Exchange Commission v. Dorozhko Stoneridge Inv. Partners, LLC, Petitioner v. Scientific-Atlanta, Inc. Tellabs, Inc. v. Makor Issues & Rights, Ltd. United States v. Brown United States v. Ebbers United States v. Simon Yung v. Lee

Download or read book 2012 Case Supplement Securities Regulation written by James D. Cox and published by . This book was released on 2012 with total page 187 pages. Available in PDF, EPUB and Kindle. Book excerpt:

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Download or read book Securities Regulation Cases and Materials 2015 Case Supplement written by James D. Cox and published by Aspen Publishers. This book was released on 2015-07-08 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Securities Regulation Cases and Materials 2015 Supplement

Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishers. This book was released on 2012-07-18 with total page 1120 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed specifically for the Securities Regulation course, this statutory supplement contains all of the relevant statutes, rules, and forms needed -- in a remarkably concise and uncluttered format. A highly effective teaching tool, it is the ideal complement to any casebook for Securities Regulation, including but not exclusive to the authors' own Securities Regulation: Cases and Materials, Sixth Edition. The 2009 Edition features: The Securities Exchange Act Rules: Rules and Forms Rule 10b-21, naked short sales Rule 12h-6, deregistration of foreign issuers Rule 14a-16, Internet Availability of Proxy Materials Rule 14a-17, internet shareholder forums Section 15A(14), the military sales clause Section 15E, regarding credit rating agencies Rule 17g-1 through 17g-6, new credit rating agency regulations SEC amendment to Rule 146(b)(2), adding new subsection (v) referencing "The Nasdaq Capital Market" The Investment Advisers Act Section 206(4)-8, hedge fund antifraud rule Regulations S-K, S-X, M, SHO, M-A, AC, FD, and G Securities Act of 1933 Rules and Forms SEC Rule 151a, defining the terms "annuity contract" and "optional annuity contract" Rules of Practice and Investigations (Standards of Professional Conduct for Attorneys) Staff Accounting Bulletins Sarbanes-Oxley Act 2002 Investment Advisers Act of 1940 Advisers Act Rules Investment Company Act of 1940 Investment Company Act Rules

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Download or read book Securities Regulation written by Richard W. Jennings and published by . This book was released on 1972 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

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Download or read book Securities Law and Practice Deskbook written by Gary M. Brown and published by . This book was released on 2013-01-16 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: In one concise volume, the new sixth edition of Securities Law and Practice Deskbook contains thorough but accessible insight into securities law and regulation, including the sweeping Dodd-Frank changes and the Commission's recent enactment of the "proxy access" rules. Featuring step-by-step checklists that spotlight what you should and should not do as an adviser in the securities arena, this practical treatise enables you to help corporate entities * Deal effectively with the Securities Act registration process -- focusing on the procedures, disclosure requirements, and documents involved, including the drafting of prospectuses, the due diligence necessary to ensure accuracy, and electronic filing * Handle registration and reporting under the Exchange Act -- both initial and mandated periodic reporting, including the revisions made under both Sarbanes-Oxley and the recent financial reform legislation * Minimize liability risks under the Exchange Act -- by understanding what triggers violations under Rule 10b-5, Section 16(b), and Section 14, and by avoiding such practices as churning and market manipulation Securities Law and Practice Deskbook covers the recent legislative, regulatory and judicial changes that * Revised the net worth standard of qualifying as an accredited investor * Increased the SEC's ability to impose penalties in cease-and-desist proceedings * Requires the creation of "claw-back" provisions in listed company compensation plans * Significantly revised "proxy access" and "proxy voting" regulations

Download or read book Securities Regulation written by Richard W. Jennings and published by . This book was released on 1987 with total page 138 pages. Available in PDF, EPUB and Kindle. Book excerpt:

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