Download or read book Taxation of Regulated Investment Companies and Their Shareholders written by Susan A. Johnston and published by Warren Gorham & Lamont. This book was released on 1999-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Regulated Investment Companies written by James E. Hillman and published by Aspen Publishers. This book was released on 1995 with total page 180 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Regulation of Investment Companies written by Thomas P. Lemke and published by . This book was released on 1997-03-06 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The price quoted for the work covers one year's worth of service. The upkeep price for the work is $147.00 (updated with revisions).

Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by . This book was released on 1992 with total page 586 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Taxation of Regulated Investment Companies and Their Shareholders written by Susan A. Johnston and published by . This book was released on 2012 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by Securities and Exchange Commission. This book was released on 1992 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Taxation of Regulated Investment Companies written by Richard M. Hervey and published by . This book was released on 1999 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Regulation of Money Managers written by Tamar Frankel and published by Wolters Kluwer. This book was released on 2015-09-16 with total page 4826 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Money Managers (with the original subtitle: The Investment Company Act and The Investment Advisers Act) was published in 1978 and 1980. The Second Edition, subtitled Mutual Funds and Advisers, was published in 2001 and has been annually updated since then. It is a comprehensive and exhaustive treatise on investment management regulation. The treatise covers federal and state statutes, their legislative history, common law, judicial decisions, rules and regulations of the Securities and Exchange Commission, staff reports, and other publications dealing with investment advisers and investment companies. The treatise touches on other financial institutions such as banks, insurance companies, and pension funds. The work also discusses the economic, business, and theoretical aspects of the investment management industry and their effects on the law and on policy. The treatise contains detailed analysis of the history and development of the Investment Company Act and the Investment Advisers Act. It examines the definitions in the Acts, including the concept of ‘‘investment adviser,’’ ‘‘affiliates,’’ and ‘‘interested persons.’’ It outlines the duties of investment company directors, the independent directors, and other fiduciaries of investment companies. The treatise deals with the SEC’s enforcement powers and private parties’ rights of action.

Download or read book Index of Active Registered Investment Companies Under the Investment Company Act of 1940 and Related Investment Advisers Principal Underwriters Sponsors i e Depositors and Underlying Companies written by and published by . This book was released on 1978 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Classification Assets and Location of Registered Investment Companies Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission. Office of Reports and Information Services and published by . This book was released on with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Management Regulation written by Joseph A. Franco and published by . This book was released on 2019-03-13 with total page 684 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Development and Regulation of American Management Investment Companies written by Jasper Ivy Maloy and published by . This book was released on 1950 with total page 466 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Regulation of Money Managers written by Tamar Frankel and published by . This book was released on 1978 with total page 744 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Companies written by and published by . This book was released on 1956 with total page 432 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Taxation of Regulated Investment Companies and Their Shareholders written by Richard M. Hervey and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: "... discusses in detail the provisions of [sections] 851 through 855, 860 and 4982 of the Internal Revenue Code, which govern the taxation of regulated investment companies (RICs). The portfolio also discusses the applicability of other Code provisions to RICs"--Page iii.

Download or read book General Rules and Regulations Under the Investment Company Act of 1940 as in Effect November 1 1968 written by United States. Securities and Exchange Commission and published by . This book was released on 1968 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt: