Download or read book Ferrara on Insider Trading and the Wall written by Ralph C. Ferrara and published by Law Journal Press. This book was released on 2023-11-28 with total page 960 pages. Available in PDF, EPUB and Kindle. Book excerpt: The authors analyze the impact of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the Sarbanes-Oxley Act and SEC regulations regarding selective disclosure and insider trading.
Download or read book Ferrara on Insider Trading and the Wall written by Ralph C. Ferrara and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Public Companies written by Jonathan M. Hoff and published by Law Journal Press. This book was released on 2002 with total page 706 pages. Available in PDF, EPUB and Kindle. Book excerpt: Public Companies is designed to aid directors, officers and general counsel of public companies and those intending to go public.
Download or read book Saudi Capital Market written by Bader Alkhaldi and published by Kluwer Law International B.V.. This book was released on 2016-11-24 with total page 322 pages. Available in PDF, EPUB and Kindle. Book excerpt: A thriving capital market, one that not only brings investment funds into a country but also distributes profits in a transparent manner, is essential for any economy, especially a rapidly developing one such as Saudi Arabia. Already a key player on the world stage, the Kingdom is going through a major planned economic transformation and diversification. In particular, a robust and transparent capital market, with a high level of integrity and sound enforcement, is well on the way to fruition. This book is the first in English to analyse and evaluate the roles of economic planning and a capital market in Saudi Arabia’s economic modernization. In the process of examining the level of transparency and fairness in Saudi Arabia’s capital market, the author provides detailed information and analysis of such issues and topics as the following: – market disclosure rules; – insider trading laws; – gaps in enforcement; – dispute resolution; – role of securities agencies; – Saudi Arabia’s position in international organizations; and – repercussions of the 2006 Saudi stock market collapse. The author draws on a wide range of sources in both English and Arabic, and concludes with well-grounded proposals for appropriate judicial, administrative, and enforcement policies. Investors, their management and attorneys, and other advisors with an eye on trade development in the Middle East will derive great benefit from the current and detailed information in this book. Lawyers and policymakers will discover all they need to know about the Saudi capital market, its developing trends, and applicable laws.
Download or read book Insider Trading Symposium January 27 2007 written by and published by . This book was released on 2008 with total page 272 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Hedge Fund Governance written by Jason Scharfman and published by Academic Press. This book was released on 2014-10-22 with total page 387 pages. Available in PDF, EPUB and Kindle. Book excerpt: Hedge Fund Governance: Evaluating Oversight, Independence and Conflicts summarizes the fundamental elements of hedge fund governance and principal perspectives on governance arguments. An authoritative reference on governance, it describes the tools needed for developing a flexible, comprehensive hedge fund governance analysis framework. Case studies and interviews with professional fund directors shine a bright light of pragmatism on this framework. The author's global analysis of more than 5,000 hedge fund governance structures enables him to draw realistic conclusions about best practices. He also explores the value consequences of good vs. bad governance, estimating the actual dollar losses that can result from bad governance, as well as the operational and investment performance benefits of certain governance practices. - Presents methods for evaluating qualifications, conflicts of interests, fees, obligations and liabilities of hedge fund Boards of Directors - Explains techniques for developing a hedge fund governance assessment program, including analyzing legal documentation analysis and financial statements for governance related information - Uses case studies and example scenarios in hedge fund governance successes and failures to explore investor governance rights and fund manager responsibilities in onshore and offshore jurisdictions
Download or read book Reorganizing Failing Businesses written by and published by American Bar Association. This book was released on with total page 644 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Regulation written by Marc I. Steinberg and published by Law Journal Press. This book was released on 1984 with total page 1220 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.
Download or read book The Cambridge Handbook of Law and Entrepreneurship in the United States written by D. Gordon Smith and published by Cambridge University Press. This book was released on 2022-04-14 with total page 575 pages. Available in PDF, EPUB and Kindle. Book excerpt: Law plays a key role in determining the level of entrepreneurial action in society. Legal rules seek to define property rights, facilitate private ordering, and impose liability for legal wrongs, thereby attempting to establish conditions under which individuals may act. These rules also channel the development of technology, regulate information flows, and determine parameters of competition. Depending on their structure and implementation, legal rules can also discourage individuals from acting. It is thus crucial to determine which legal rules and institutions best enable entrepreneurs, whose core function is to challenge incumbency. This volume assembles legal experts from diverse fields to examine the role of law in facilitating or impeding entrepreneurial action. Contributors explore issues arising in current policy debates, including the incentive effect of legal rules on startup activity; the role of law in promoting or foreclosing market entry; and the effect of entrepreneurial action on legal doctrine.
Download or read book Executive Stock Options and Stock Appreciation Rights written by Herbert Kraus and published by Law Journal Press. This book was released on 2023-12-28 with total page 870 pages. Available in PDF, EPUB and Kindle. Book excerpt: Executive Stock Options and Stock Appreciation Rights will guide you through such vital topics as: types of stock options available, including nonqualified and incentive stock options.
Download or read book Insider Trading and Chinese Walls written by Edward D. Herlihy and published by . This book was released on 1987* with total page 78 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Corporate Practice Series written by and published by . This book was released on 2008 with total page 400 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book U S Securities Law for International Financial Transactions and Capital Markets written by Guy P. Lander and published by . This book was released on 2009 with total page 1602 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Insider Trading written by Jason Rockwell and published by Createspace Independent Publishing Platform. This book was released on 2016-07-27 with total page 24 pages. Available in PDF, EPUB and Kindle. Book excerpt: Insider TradingAmerica's Dirty Secrets and History behind Wall StreetInsider trading is when an insider uses company's information not yet public for making trades. This white collar crime has blackened some of the biggest names of the financial world and brought down biggest of institutions, causing huge losses to economies and public savings. This book explains insider trading; its effects and the evolution of laws and regulatory institutions around it. Rockwell provides a unique understanding of insider trading from a trader, an investor and a regulators' perspective. 'Greed in the end fails even the greedy'- Cathryn Louis. The biggest of names have come down because of insider trading, yet more and more cases of insider trading are coming to light. Laws around insider trading have been strengthened, yet people are still encouraged to perform this crime due to the large scale of money and profits involved. The crimes around it have gotten bigger and wider over time. Thus, an understanding of insider trading becomes critical for all traders, financiers, investors and students. Given this, the authors' compilation is a great read. The research is comprehensive and draws a unique and interesting parallel between insider trading cases and the regulation around it. The book also discusses the interesting debate on whether insider trading must be made legal. The book simplifies this complex topic and makes it interesting with examples from real life cases. After reading the book, you would have known about the following:- - What is insider trading? - Effects of insider trading. - US insider trading laws - Form 4 - Rule 10b5 - Rule 10b5-1 - Misappropriation Theory - Rule 14e 3 - Sarbanes Oxley Act 2002 - Landmark cases - Should insider trading be made legal? Enjoy reading, Enjoy Learning!
Download or read book Annual Institute on Securities Regulation written by and published by . This book was released on 2010 with total page 1336 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Litigation and Enforcement written by Donna M. Nagy and published by West Academic Publishing. This book was released on 2008 with total page 1080 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed to suit a variety of two or three credit courses and seminars, the casebook is being used to teach (1) courses in "securities litigation" that examine litigation topics under the Exchange Act and the Securities Act; (2) courses in "securities enforcement" that center on SEC and criminal enforcement, market manipulation, insider trading, and the professional responsibilities of attorneys and accountants; and (3) more specialized courses or seminars that build around the theme of "current topics in securities litigation."
Download or read book Securities Litigation written by and published by . This book was released on 2005 with total page 1104 pages. Available in PDF, EPUB and Kindle. Book excerpt:
