Download or read book Draft Open Ended Investment Companies Regulations 2001 written by Great Britain. Parliament House of Commons. Seventh Standing Committee on Delegated Legislation and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Open Ended Investment Companies Regulations 2001 written by Great Britain and published by . This book was released on 2001-04-05 with total page 49 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, ss. 262, 428 (3). Issued: 05.04.2001. Made: 27.03.2001. Laid: -. Coming into force: In acc.with art. 1 (2). Effect: 1961 c.62; 1963 c.18; 1985 c.6; 1986 c.46; 1993 c.48; 2000 c.12 & S.I. 1995/3272 amended & S.I. 1996/2827 revoked. Territorial extent & classification:E/W/S. General
Download or read book Proposed Regulations for Open ended Investment Companies written by Securities and Investments Board (Great Britain) and published by . This book was released on 1996 with total page 155 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Open ended Investment Companies Amendment Regulations 2005 written by Great Britain and published by . This book was released on 2005-04-07 with total page 4 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, s. 262. Issued: 07.04.2005. Made: 24.03.2005. Laid: -. Coming into force: 06.04.2005. Effect: S.I. 2001/1228 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft SI (ISBN 0110722337) published 03.03.2005
Download or read book The Open Ended Investment Companies Amendment Regulations 2011 written by Great Britain and published by . This book was released on 2011-12-21 with total page 8 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, s. 429 (2). Issued: 21.12.2011. Made: 20.12.2011. Laid: -. Coming into force: 21.12.2011, in accord. with reg. 1. Effect: S.I. 2001/1228 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft S.I. (ISBN 9780111517239) issued 23.11.2011
Download or read book The Open Ended Investment Companies Amendment Regulations 2008 written by Great Britain and published by . This book was released on 2008-12-01 with total page 4 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, ss. 262 (1) (a) (2) (e) (3) (f), 428 (3). Issued: 01.12.2008. Made: -. Laid: -. Coming into force: -. Effect: S.I. 2001/1228 amended. Territorial extent & classification: E/W/S/NI. For approval by resolution of each House of Parliament. Superseded by draft S.I. (ISBN 9780111471449) issued 15.12.2008
Download or read book Open Ended Investment Companies Investment Companies with Variable Capital Regulations 1996 written by Great Britain and published by . This book was released on 1996 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Financial Services Law Guide written by Andrew Haynes and published by Bloomsbury Publishing. This book was released on 2021-11-30 with total page 510 pages. Available in PDF, EPUB and Kindle. Book excerpt: A comprehensive guide to the rules and regulations that govern the UK financial services industry, providing: - Analysis of the various laws and regulations and how they impact on customer relations and retail products - An outline of the protection given to clients' money and the functioning of the prudential requirements - An explanation of the rationale and operation of enforcement procedures - Details of requirements as they apply to professionals who engage in financial services activities as an incidental part of their professional activities - A consideration of recently implemented EU initiatives The fifth edition has been fully updated in line with the post-EU regime and in addition includes updates to: - the new investments and investment activities and the FCA rules and their impact - the FCA authorisation procedures and their impact - the approved persons regime - the rules and, in particular, their applications in relation to retail products and customer relations - the rules in relation to professionals as well as coverage of: - the EU Market Abuse Regulation - 4th and 5th Money Laundering Directives in their UK form including additional examples of enforcement actions and prosecutions and the lessons to be learned - new case law in relation to enforcement and the lessons learned Covering the latest developments, this valuable text is set out in the context of common practice and is indispensable for those working within or otherwise associated with the financial services industry, namely lawyers, compliance officers, auditors, financial advisers, consultants, academics and students.
Download or read book The Open Ended Investment Companies Amendment Regulations 2009 written by Great Britain and published by . This book was released on 2009-03-13 with total page 4 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, 262 (1) (a) (2) (e) (3) (f), 428 (3). Issued: 13.03.2009. Made: 05.03.2009. Laid: -. Coming into force: 06.03.2009. Effect: S.I. 2001/1228 amended. Territorial extent & classification: E/W/S/NI. General. This supersedes the draft Statutory Instrument (ISBN 9780111471449) issued on 15.12.2008
Download or read book Regulation and Governance of Mutual Funds written by Mohammed Khair Alshaleel and published by Taylor & Francis. This book was released on 2022-08-12 with total page 272 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides a detailed analysis of mutual fund regulations and governance in the UK from the investor protection perspective. It comprehensively describes mutual funds by their function, social utility, and legal attributes, examining the level of protection provided to retail investors under existing regulations. Mutual funds are externally managed with fund ownership separated out from their management, which carries a potential conflict of interest between the self-interests of the fund management and each fund’s investors. The book provides an in-depth analysis of this agency problem in the mutual fund industry, comparing the competing governance models in the UK and the US and the supervision of management activities. In the UK, it investigates the main governance mechanisms, including disclosure, the effectiveness of voting rights, and the role of the Financial Conduct Authority in protecting investors. It also considers the role of prudential regulations in protecting mutual fund investors, with a particular focus on risk management and mutual fund liquidity crisis. The book further investigates the impact of the withdrawal of the UK from the European Union (Brexit) on the industry and what this means for the future of the undertakings for collective investment in transferable securities (UCITS) in the UK. The concept of mutual funds is still not clearly understood, so this book will clearly define the different legal and practical aspects of mutual funds. It will be the first substantial study of mutual fund governance mechanisms under the existing mutual fund laws and regulations in the UK.
Download or read book The Stationery Office Annual Catalogue written by Great Britain. Her Majesty's Stationery Office and published by . This book was released on 2001 with total page 748 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Alternative Investment Fund Managers Directive written by Dirk A. Zetzsche and published by Kluwer Law International B.V.. This book was released on 2015-09-14 with total page 948 pages. Available in PDF, EPUB and Kindle. Book excerpt: Apart from MiFID, the Alternative Investment Fund Managers Directive (AIFMD) may be the most important European asset management regulation of the early twenty-first century. In this in-depth analytical and critical discussion of the content and system of the directive, thirty-eight contributing authors – academics, lawyers, consultants, fund supervisors, and fund industry experts – examine the AIFMD from every angle. They cover structure, regulatory history, scope, appointment and authorization of the manager, the requirements for depositaries and prime brokers, rules on delegation, reporting requirements, transitional provisions, and the objectives stipulated in the recitals and other official documents. The challenging implications and contexts they examine include the following: – connection with systemic risk and the financial crisis; - nexus with insurance for negligent conduct; - connection with corporate governance doctrine; - risk management; - transparency; - the cross-border dimension; - liability for lost assets; - impact on alternative investment strategies, and - the nexus with the European Regulation on Long-Term Investment Funds (ELTIFR). Nine country reports, representing most of Europe’s financial centres and fund markets add a national perspective to the discussion of the European regulation. These chapters deal with the potential interactions among the AIFMD and the relevant laws and regulations of Austria, France, Germany, Italy, Luxembourg, Liechtenstein, The Netherlands, Malta and the United Kingdom. The second edition of the book continues to deliver not only the much-needed discussion of the inconsistencies and difficulties when applying the directive, but also provides guidance and potential solutions to the problems it raises. The second edition considers all new developments in the field of alternative investment funds, their managers, depositaries, and prime brokers, including, but not limited to, statements by the European Securities and Markets Authority (ESMA) and national competent authorities on the interpretation of the AIFMD, as well as new European regulation, in particular the PRIIPS Regulation, the ELTIF Regulation, the Regulation on European Venture Capital Funds (EuVeCaR), the Regulation on European Social Entrepreneurship Funds (EUSEFR), MiFID II, and UCITS V. The book will be warmly welcomed by investors and their counsel, fund managers, depositaries, asset managers, administrators, as well as regulators and academics in the field.
Download or read book HMSO Annual Catalogue written by Great Britain. Her Majesty's Stationery Office and published by . This book was released on 2001 with total page 740 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Journals of the House of Commons written by Great Britain. Parliament. House of Commons and published by . This book was released on 2001 with total page 952 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Mayson French Ryan on Company Law written by Derek French and published by Oxford University Press. This book was released on 2017 with total page 879 pages. Available in PDF, EPUB and Kindle. Book excerpt: Updated annually, Mayson, French & Ryan on Company Law provides the most current and comprehensive treatment of this area. The 34th edition continues to deliver with clarity and accurate technical detail balanced with theoretical discussion and quotations from important cases.
Download or read book Journals of the House of Lords written by Great Britain. Parliament. House of Lords and published by . This book was released on 2008 with total page 578 pages. Available in PDF, EPUB and Kindle. Book excerpt: Appendices accompany vols. 64, 67-71.
Download or read book Lexicon of Trust Foundation Practice written by John Goldsworth and published by Lulu.com. This book was released on 2016 with total page 406 pages. Available in PDF, EPUB and Kindle. Book excerpt: Lexicon of Trust & Foundation Practice provides essential support for trustees, trust advisers, private bankers, insurers, estate practitioners and all those who need to know the meanings and importance of words and expressions concerned with trusts, private foundations and asset planning vehicles.
