Download or read book A Practitioner s Guide to FSA Investigations and Enforcement written by Angela Hayes and published by . This book was released on 2005 with total page 352 pages. Available in PDF, EPUB and Kindle. Book excerpt: Approaches the important subject of FSA Investigations and Enforcement by drawing on the acknowledged expertise of leading practitioners who have contributed chapters covering each aspect. This book covers every stage of investigation and enforcement from internal investigations through to the challenging of FSA decisions and the Tribunal.
Download or read book A Practitioner s Guide to FSA Investigations and Enforcement written by and published by . This book was released on 2007 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: Containing 14 chapters, this book explains the principles that underpin FSA enforcement regime. It offers a guide to how these principles must be followed so the question of an FSA investigation or enforcement action does not arise.
Download or read book Practitioner s Guide to Global Investigations written by Judith Seddon and published by Law Business Research Ltd.. This book was released on 2018-01-19 with total page 987 pages. Available in PDF, EPUB and Kindle. Book excerpt: There's never been a greater likelihood a company and its key people will become embroiled in a cross-border investigation. But emerging unscarred is a challenge. Local laws and procedures on corporate offences differ extensively - and can be contradictory. To extricate oneself with minimal cost requires a nuanced ability to blend understanding of the local law with the wider dimension and, in particular, to understand where the different countries showing an interest will differ in approach, expectations or conclusions. Against this backdrop, GIR has published the second edition of The Practitioner's Guide to Global Investigation. The book is divided into two parts with chapters written exclusively by leading names in the field. Using US and UK practice and procedure, Part I tracks the development of a serious allegation (whether originating inside or outside a company) - looking at the key risks that arise and the challenges it poses, along with the opportunities for its resolution. It offers expert insight into fact-gathering (including document preservation and collection, witness interviews); structuring the investigation (the complexities of cross-border privilege issues); and strategising effectively to resolve cross-border probes and manage corporate reputation.Part II features detailed comparable surveys of the relevant law and practice in jurisdictions that build on many of the vital issues pinpointed in Part I.
Download or read book The Practitioner s Guide to Global Investigations written by Judith Seddon and published by . This book was released on 2023 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book A Practitioner s Guide to the Financial Services Authority Listing Regime 2012 2013 written by and published by Sweet & Maxwell. This book was released on 2012-06 with total page 478 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Research Handbook on International Insurance Law and Regulation written by Julian Burling and published by Edward Elgar Publishing. This book was released on 2012 with total page 883 pages. Available in PDF, EPUB and Kindle. Book excerpt: 'Global insurance and its rapidly evolving law and regulation demands international research. To this aim, the Handbook offers a truly international collection of essays. Highly renowned experts analyze the key topics currently under international discussion and development. While representing a diversity of national jurisdictions, the focus lies on the largest insurance jurisdictions (USA, UK and Germany) but newly important jurisdictions like Brazil and China are considered as well a most valuable and important contribution to international insurance law literature.' Manfred Wandt, Director of the Insurance Law Institute, Goethe-University Frankfurt, Germany 'This Research Handbook is published at an opportune time. A global review of insurance law and regulation is underway. Much reform happens locally with little reference to developments elsewhere and this Research Handbook brings the strands together. It is a comprehensive review by distinguished authors from different backgrounds including both leading academics and practitioners. They consider the definitions of insurance, its economic underpinnings, comparative law and regulations, actual and proposed reforms, the effects on underwriting and claims and how insurance is studied and taught. Good laws and regulation benefit the market and its customers. Bad laws and regulation do the opposite. This book is required reading for all involved in the reform process.' David Hertzell, Law Commissioner 'Globalisation has had no greater impact in the commercial world than on insurance, the law which governs it and the risks it seeks to address. Those who inspired this publication and the contributing authors, are to be thanked for providing such a necessary and useful reference source. It covers so much of what insurance professionals need to be aware of in the insurance/law world of the twenty first century.' Michael Gill, President of the International Insurance Law Association Given its economic importance, insurance is a field that has been underserved as an area of academic study. This detailed book provides much needed coverage of insurance law and regulation in its international context. Produced in association with Lloyd's, it draws on the expertise both of academics and practising lawyers. Containing 30 comprehensive chapters, it provides in-depth studies on key areas, such as the role of international organisations, the judicial interpretation of insurance contract clauses and transnational regulatory recognition. It also provides thorough introductions to important jurisdictions, including the EU, US and Japan as well as focusing on newly emerging economies such as China and Brazil. Specialist topics covered include regulation by and of Lloyd's, the tort of bad faith in the US, microinsurance and takaful insurance. This well-documented resource will appeal to academics and students in insurance law and regulation, policymakers and private practice lawyers. The book also aims to stretch the imagination of anyone with an interest in insurance law and regulation, providing detailed analysis and avenues for further investigation.
Download or read book Security Investigations written by Larry Gene Nicholson and published by Butterworth-Heinemann. This book was released on 2000 with total page 250 pages. Available in PDF, EPUB and Kindle. Book excerpt: Security Investigations is a comprehensive book that covers the full spectrum of investigative issues. It contains practical self-evaluation exercises that can be applied in both a formal or informal training environment. Corporate security supervisors will find it helpful in establishing policies and procedures for conducting investigations. It is a guide also for those responsible for the security function without prior experience. ie. Director of Human Resources. Forms in the book will assist an organization in standardizing the means to conduct investigations as well as reporting the outcome in a way that ensures that nothing was missed during the investigation. The real worth of an investigator is their ability to adapt to ever changing circumstances. This text gives the investigator a quick reference manual that can be used to: develop the investigation plan, take effective and accurate field notes, conduct an interview, perform surveillance and finally write the report, all within the legal guidelines outlined in the book. As an additional bonus to the reader, the book will include information on how to select and use the proper surveillance equipment. Gives the reader the opportunity to practice their skills in answering questions based on real-world type investigations Offers self-evaluation exercises Covers the full spectrum of investigative issues
Download or read book Domestic Investigations and Operations Guide written by The Federal Bureau of Investigation and published by Simon and Schuster. This book was released on 2012-01-05 with total page 546 pages. Available in PDF, EPUB and Kindle. Book excerpt: Ever wonder what an FBI agent really does? Recently, the Domestic Investigations and Operations Guide has been plastered all over newspaper headlines. The guide “applies to all investigative activities and intelligence collection activities conducted by the FBI within the United States or outside the territories of all countries. This policy document does not apply to investigative and intelligence collection activities of the FBI in foreign countries; those are governed by the Attorney General’s Guidelines for Extraterritorial FBI Operations.” Now, anyone can get their hands on it! Inside curious readers will find the FBI guidelines for: Protection of First Amendment Rights The FBI’s Core Values Investigative Methods Electronic Surveillance Criminal Matters Outside FBI Jurisdiction And many others! The FBI is one of the most secretive government organizations in the country, but with this guide you can peek inside and view what only FBI agents know. This recent unclassified text reveals their ominous power—see first-hand how quickly your rights can be taken away by them. You will be shocked by what you read!
Download or read book At Close Quarters written by Allan J Sullivan Esq and published by . This book was released on 2017-12-23 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt: News of an unexpected "government investigation"-particularly an investigation of allegations of criminal conduct-can instill fear and trepidation, even panic, among those responsible for the business. Early missteps and hasty over-reactions by unprepared managers can result in enormously negative outcomes when the government later makes decisions about the consequences of misconduct found to have been committed by individual employees or managers. In his recent work, At Close Quarters, Allan J. Sullivan helps the uninitiated business avoid common mistakes and suggests numerous strategic approaches to recurring investigative scenarios. A seasoned "white-collar" trial lawyer and corporate compliance practitioner, Sullivan advises the business reader not only how best to respond internally at the first sign of trouble, but how to manage the unimaginable-the execution of a search warrant, the receipt of grand jury subpoenas, law enforcement interviews of employees and managers, and the need ultimately to negotiate post-investigation "resolutions" with the government. Sullivan's work isn't just about responses to government trouble, however. Using a series of realistic vignettes, he demonstrates at length the value of the adoption of forward-looking compliance measures and the need appropriately to use internal investigations to ferret out misconduct in the first instance.
Download or read book Informants and Undercover Investigations written by Dennis G. Fitzgerald and published by CRC Press. This book was released on 2007-01-24 with total page 430 pages. Available in PDF, EPUB and Kindle. Book excerpt: Informants are an invaluable, often instrumental aspect of criminal investigations, but they do present certain management issues. In the necessarily clandestine world they inhabit, the imposition of institutional control presents unique challenges. Lack of training and communication among law enforcement professionals tend to ensure the same error
Download or read book Security Investigations written by Larry Nicholson and published by . This book was released on 2023-08-18 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Security Investigations A Professional's Guide is one of a kind, gathering reams of information from classic and modern resources as well as the unique experiences of Nicholson and Saquella, distilling the goals of investigation into manageable steps, and providing step-by-step guidance to achieve those goals. This book is more thorough than any single investigator needs it to be, which makes it an indispensable reference for a wide range of investigation professionals, from corporate investigators (e.g., loss prevention, compliance, human resources, and insider threat), private investigators, and law enforcement officers. In today's fast-paced and intricate world, the art of investigating is an indispensable tool for ensuring safety, security, and justice for employees, customers, and the general public. This book covers a wide array of topics, ranging from solving criminal cases to workplace investigations and technology-related crimes. The book is a learning tool providing valuable insight for those wanting to learn or grow their knowledge of security investigation practices. It highlights practical examples on a multitude of investigative related subjects that are pertinent in both corporate and government fields.
Download or read book The California Legal Investigator written by Shaun Sundahl and published by Createspace Independent Publishing Platform. This book was released on 2017-09-20 with total page 538 pages. Available in PDF, EPUB and Kindle. Book excerpt: ABOUT THIS BOOK: This book is the UPDATED 2018 version that features a practice exam. This book is the SOFT COVER VERSION of the E-Book. For many, this is a popular choice. This book is easier to read than the E-book version, easier on your eyes, and something you can hold in your hand while you relax anywhere you want. Also, the 150 question practice exam is much easier to take using this format than with the E-Book. This book serves three main audiences. The first audience consists of anyone employed or seeking employment as a private investigator, criminal defense investigator, SIU investigator, claims investigator, background investigator, loss prevention investigator, an investigator assigned to a law firm, or any investigator who does not have access to law enforcement restricted information. These readers will find this book a helpful resource guide to conducting a basic investigation. The second audience includes those looking for assistance in learning how to open and manage a California-based investigations agency. The third audience, for which this book has been particularly helpful, involves those preparing to pass the California Private Investigator Exam. Readers in this category have found the discussion about the Business and Professions Code, Penal Code, Civil Code, Civil Code of Civil Procedures, Evidence Code, and the Vehicle Code particularly beneficial. This book also contains information on background investigations, client intake procedures, criminal defense strategies, court procedures, ethics, gathering information, marketing, planning, surveillance techniques, public and private record searches, skip-tracing procedures, traffic collision investigations, trial preparation, and much more. In addition, this book contains legal analyses of court decisions and statutory law. Although nothing in this book can be construed as legal advice, Shaun has hired several attorney-editors to help the reader understand and clarify the book's content. A BOOK WRITTEN BY A POLICE OFFICER, FOR A FELLOW LAW ENFORCEMENT OFFICER. Each year, hundreds of current, former, and retiring law enforcement officers, attempt the transition to private or non-sworn investigator employment. Although the officer may have excelled in his or her former career, starting one's business is challenging. More challenging, is having to function in the private sector without the same resources and authority law enforcement traditionally has - the National Crime and Information Center, the California Law Enforcement Telecommunications System (CLETS), the ability to arrest for impeding an investigation, the cooperation that is generally received when one is a sworn officer, a helicopter, a team of undercover investigators, and a dispatcher. Coming from a law enforcement background, Shaun understands this lack in resources. With this book, Shaun has created a bridge to cover the uncertainties of what a non-sworn investigator can and cannot do with the resources available. A BOOK WRITTEN FOR PRIVATE INVESTIGATORS, ATTORNEY INVESTIGATORS, SIU INVESTIGATORS, CLAIMS INVESTIGATORS, AND OTHER NON-SWORN INVESTIGATORS: Nearly 46% of the Shaun's readers and students come from a non-sworn investigations background. Since they do not come from a law enforcement background, non-sworn investigators are in a great position to navigate around the difficult realm of private sector and civil investigations. However, being in a greater position to navigate the "waters" of private investigation is useless without a map. The California Legal Investigator serves as a guide by being a modern resource aide and a reminder of the standards of the investigations industry. PLEASE ENJOY MY BOOK. IF IT HELPED YOU, PLEASE GIVE IT A 5.0 STAR RATING AS THIS ENCOURAGES OTHERS TO READ THIS BOOK AND HELP FUND FURTHER RESEARCH! Thank you! Shaun Sundahl
Download or read book Private Equity Corporate Governance and the Dynamics of Capital Market Regulation written by Justin O'Brien and published by World Scientific. This book was released on 2007 with total page 424 pages. Available in PDF, EPUB and Kindle. Book excerpt: Addresses the implications of private equity for the governance of corporations, the capital markets in which they operate and the professionals who provide corporate advisory services. Justin O'Brien from Charles Sturt University.
Download or read book Informants Cooperating Witnesses and Undercover Investigations written by Dennis G. Fitzgerald and published by CRC Press. This book was released on 2014-11-05 with total page 560 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book covers every aspect of the informant and cooperating witness dynamic a controversial technique shrouded in secrecy and widely misunderstood. Quoted routinely in countless newspaper and magazine articles, the first edition was the go-to guide for practical, effective guidance on this tricky yet powerful tactic. Extensively updated, topics in this second edition include changes in the FBI's informant program, changes brought on by immigration reforms, recent high-profile cases, and the changing nature of compensation and cooperation fees. It also examines the management of informant-driven search warrants and challenges posed by fabricated information.
Download or read book Eversheds Sutherland The Employment Practitioner s Guide to Financial Institutions written by Paul Fontes and published by Bloomsbury Publishing. This book was released on 2019-02-19 with total page 517 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis both in the US and UK led to concerns that individual accountability of senior managers in the banking sector had to be strengthened and risk and reward aligned more closely. Sweeping amendments were made to legislation, with new regimes introduced to improve accountability and greater powers bestowed upon regulators. The landscape has changed significantly with onerous rules faced by employers from recruitment to departure and beyond. Eversheds Sutherland: The Employment Practitioner's Guide to Financial Institutions: Key Aspects of the Regulatory Framework (originally titled: The Employment Practitioner's Guide to Financial Institutions: The Senior Managers and Certification Regime and Accountability) covers the full roll-out of the Senior Managers and Certification Regime to all financial services firms in 2018. The complexity of the rules and the difficulty for practitioners in finding resources to help them understand the new regime has led to much confusion and uncertainty. This book provides an invaluable guide to the new regime with practical analysis of the issues raised and how the changes should be implemented.
Download or read book Investigative Report Writing Manual 2nd Edition written by Kerry Mensior and published by . This book was released on 2017-07 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This manual is a comprehensive guide for writing investigative police reports. In addition to the information on how to properly write a police report, it offers specific guidance for using the San Diego County Wide narrative, and it offers detailed explanation, examples and instructions for the specific forms used in the Automated Regional Justice Information System (ARJIS).Sergeant Mensior, a law enforcement veteran for over 27 years, has extensive experience in not only investigating a wide range of crimes but also in teaching officers how to conduct investigations and then properly document their investigations. A college professor since 1996, Sgt. Mensior has traveled nationwide, training law enforcement officers in a wide variety of subjects.
Download or read book The British National Bibliography written by Arthur James Wells and published by . This book was released on 2005 with total page 1664 pages. Available in PDF, EPUB and Kindle. Book excerpt:
