Download or read book Dodd Frank Manual Series written by Lene Powell and published by Aspen Publishers. This book was released on 2012 with total page 938 pages. Available in PDF, EPUB and Kindle. Book excerpt: With regulatory implementation of the Dodd-Frank Wall Street Reform and Consumer Financial Protection Act of 2010 well underway, it has never been more critical for counsel and their corporate clients to have a deep understanding of the implications of these regulatory changes on the banking, securities, and financial services sectors. At Wolters Kluwer Law & Business, we've created the Dodd-Frank Manual Series to identify the issues, explore the topics, and dissect the "need-to-know" regulations. Each volume in this new series, written by Wolters Kluwer Law & Business Attorney-Editors, explains issues by Title of the Act, providing a focused discussion and analysis of specific topics that will expedite your research, giving you the knowledge to confidently advise clients and ensure corporate compliance. This volume, Derivatives (Title VII), authored by Wolters Kluwer Attorney-Editors Lene Powell, J.D., and James Hamilton, J.D., LL.M., explains the extensive derivatives reform measures implemented by the Dodd-Frank Act and accompanying regulations. The authors analyze the impact on various entities, including swap and security-based swap dealers and major swap participants, designated contract markets, swap exchange facilities, and derivatives clearing organizations. They also cover new registration, reporting, and recordkeeping requirements; new product and entity definitions; protection of cleared swaps customer contracts and collateral; and more.
Download or read book Building the New Derivatives Regulatory Framework written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2011 with total page 132 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Derivatives Market Reform written by Carl Wilkerson and published by . This book was released on 2014 with total page 72 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2008 turmoil in the financial markets provided the primary impetus for significant financial reform of U. S. financial service institutions. The profound economic disruption had multiple causal factors, including, in part, the widespread use of privately negotiated over-the-counter derivatives instruments. Transactions outside the structure of exchanges or centralized clearing facilities did not universally face collateralization, margin and transparency typically associated with exchange traded derivatives. As a consequence, a significant volume of derivatives transactions lacked the limiting brakes of traditional collateral and were largely opaque to financial service regulators. These, and other factors, magnified structural and regulatory gaps that accelerated economic and financial challenges in U. S. and global markets.This paper discusses rule initiatives implementing Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act (Dodd-Frank Act or DFA) involving derivatives market reform that affect life insurers' asset and liability risk management through derivatives transactions, and that impact selected insurance products. The discussion will summarize the legislative purposes of Title VII of the DFA and evaluate rulemakings implementing the broad scope of the legislation, including: 1. “Swap” and “Security-Based Swap” Definitions; 2. The Stable Value Contract Study; 3. The Definition of Major Swap Participant and Major Security-Based Swap Participant; 4. Collateral and Margin for Uncleared Swaps; 5. Segregation and Protection of Customer Collateral; 6. Swap Documentation Challenges; and, 7. Mandatory Clearing Requirements.
Download or read book Implementing Derivatives Reform written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2013 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Implementing Derivatives Reform written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2013 with total page 100 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Dodd Frank Wall Street Reform and Consumer Protection Act DF written by Michael K. Adjemian and published by DIANE Publishing. This book was released on 2011-04 with total page 21 pages. Available in PDF, EPUB and Kindle. Book excerpt: The DF makes significant changes to Fed. regulation of the U.S. OTC derivatives markets. The act calls for swaps to be centrally cleared and traded on an exchange or execution facility and for dealers and major participants that trade these derivatives to be subject to collateral requirements. Although the act exempts certain types of swaps and traders from these clearing, collateral, and trading venue requirements in order to preserve market efficiency, all swaps will be subject to new record-keeping and reporting rules. This report reviews some important features of the new law and discuss their potential impact on agribusiness, much of which will depend on how the rules are written and implemented by regulators. This is a print on demand report.
Download or read book Examining Legislative Improvements to Title VII of the Dodd Frank Act written by United States. Congress. House. Committee on Agriculture and published by . This book was released on 2013 with total page 132 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book To Facilitate Implementation of Title VII of the Dodd Frank Wall Street Reform and Consumer Protection Act June 16 2011 112 1 House Report 112 109 written by and published by . This book was released on 2011* with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Dodd Frank Wall Street Reform and Consumer Protection Act written by and published by Government Printing Office. This book was released on with total page 888 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Hearing to Review Legislative Proposals Amending Title VII of the Dodd Frank Wall Street Reform and Consumer Protection Act written by United States. Congress. House. Committee on Agriculture and published by . This book was released on 2011 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Building the New Derivatives Regulatory Framework written by United States Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-12-24 with total page 124 pages. Available in PDF, EPUB and Kindle. Book excerpt: Building the new derivatives regulatory framework : oversight of Title VII of the Dodd-Frank Act : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, first session ... April 12, 2011.
Download or read book Implementing Derivatives Reform written by United States. Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-10-03 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt: Implementing derivatives reform : reducing systemic risk and improving market oversight : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the implementation of the new derivatives rules and responsibilities of the CFTC and SEC as mandated under Title VII of the Dodd-Frank Wall Street Reform
Download or read book The Dodd Frank Wall Street Reform and Consumer Protection Act written by and published by . This book was released on 2010 with total page 26 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Implementing Derivatives Reform written by United States. Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-12-15 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt: Implementing derivatives reform : reducing systemic risk and improving market oversight : hearing before the Committee on Banking, Housing, and Urban Affairs, United States Senate, One Hundred Twelfth Congress, second session, on examining the implementation of the new derivatives rules and responsibilities of the CFTC and SEC as mandated under Title VII of the Dodd-Frank Wall Street Reform
Download or read book Hearing to Review Legislative Proposals Amending Title VII of the Dodd Frank Wall Street Reform and Consumer Protection Act written by United States. Congress. House. Committee on Agriculture and published by . This book was released on 2011 with total page 121 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Dodd Frank Wall Street Reform and Consumer Protection Act written by and published by . This book was released on 2012 with total page 3 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Dodd Frank Wall Street Reform and Consumer Protection Act written by Marc Labonte and published by . This book was released on 2010 with total page 26 pages. Available in PDF, EPUB and Kindle. Book excerpt: This report first discusses systemic risk issues, relating them to events in the recent crisis. It then identifies the Fed's existing powers and responsibilities for systemic risk regulation at the time of the crisis. Finally, it discusses parts of the Dodd-Frank Act involving the Fed and systemic risk, including the creation of a Financial Stability Oversight Council; regulation of systemically significant firms; resolution authority; modifications to the Fed's emergency lending authority and new disclosure requirements; the Consumer Financial Protection Bureau; the regulation of payment, clearing, and settlement systems and activities; and limits on proprietary trading.
