Download or read book Swindling in the Sale of Securities and the Blue Sky Law as a Remedy written by Lucy Burton Winsor Killough and published by . This book was released on 1920 with total page 276 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Securities Litigation Review written by William Savitt and published by . This book was released on 2017 with total page 310 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Fraud Liability of Secondary Actors written by Susan D. Sawtelle and published by DIANE Publishing. This book was released on 2012-10-14 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by West Group Publishing. This book was released on 2002 with total page 842 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Gatekeepers written by John C. Coffee Jr. and published by OUP Oxford. This book was released on 2006-06-01 with total page 398 pages. Available in PDF, EPUB and Kindle. Book excerpt: In the wake of a series of corporate governance disasters in the US and Europe which have gained almost mythic status - Enron, WorldCom, Tyco, Adelphia, HealthSouth, Parmalat - one question has not yet been addressed. A number of 'gatekeeping' professions - auditors, attorneys, securities analysts, credit-rating agencies - exist to guard against these governance failures. Yet clearly these watchdogs did not bark while corporations were looted and destroyed. But why not? To answer these questions, a more detailed investigation is necessary that moves beyond journalism and easy scapegoating, and examines the evolution, responsibilities, and standards of these professions. John C. Coffee Jr, world-renowned Professor of Corporate Law, examines how these gatekeeping professions developed, to what degree they failed, and what reforms are feasible. Above all, this book examines the institutional changes and pressures that caused gatekeepers to underperform or neglect their responsibilities, and focuses on those feasible changes that can restore gatekeepers as the loyal agents of investors. This informed and readable view of the players on the contemporary business stage will be essential reading for investors, professionals, executives and business academics concerned with issues of good governance.

Download or read book Schlifke V Seafirst Corp written by and published by . This book was released on 1988 with total page 62 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Journal of the American Bankers Association written by and published by . This book was released on 1914 with total page 926 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book A Treatise on the Law of Corporations Having a Capital Stock written by William Wilson Cook and published by . This book was released on 1923 with total page 994 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Journal of the Cleveland Bar Association written by and published by . This book was released on 1927 with total page 890 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Law Claims written by Paul, Hastings, Janofsky & Walker and published by . This book was released on 2004 with total page 320 pages. Available in PDF, EPUB and Kindle. Book excerpt: Anyone with financial responsibility for a company needs to understand his or her liability, how to protect against wrongdoing, and how to proceed when implicated. Companies are required to file accurate information reports and obey regulations designed to protect the public. In recent years, failure to comply with securities regulations has destroyed several prominent companies and implicated their executives. Securities Law Claims provides a complete and current examination of legal matters in the securities market from the perspective of an issuing company. This clearly written, issue-spotting guide combines a foundation for understanding securities law concepts with enough detail to begin an action plan at any stage from securities issue to prosecution. It is a must-read for any executive, board member, or trustee. Covered in this volume: - Shareholder derivative actions - SEC enforcement - Increased responsibility of Boards of Directors under Caremark and Sarbanes-Oxley - State Securities and Blue Sky Laws - Managing company communications before and during litigation, including a discussion of privilege.

Download or read book Federal Supplement written by and published by . This book was released on 1983 with total page 1576 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Regulation written by Louis Loss and published by Aspen Publishers. This book was released on 2009 with total page 820 pages. Available in PDF, EPUB and Kindle. Book excerpt: "The universally acknowledged work Securities Regulation is of immense day-to-day value to the practitioner. The authors' analysis of all relevant statutes plus thousands of cases, SEC administrative decisions and letters definitively clarifies such questions as: When does a note fall within the definition of a "security" How have the courts altered the express civil liability provisions of the federal securities laws? Can the SEC impose additional ten-day suspensions on trading without notice? Does scienter include reckless as well as intentional conduct? And countless others, so that you're almost sure to find coverage of the "small point" on which your case may turn."--Publisher's website.

Download or read book Journal of the American Bankers Association written by American Bankers Association and published by . This book was released on 1923 with total page 920 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book National Treatment Study written by United States. Department of the Treasury and published by . This book was released on 1986 with total page 250 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Investors Legal Rights written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance and published by . This book was released on 1992 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Regulation written by Marc I. Steinberg and published by Law Journal Press. This book was released on 1984 with total page 1220 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides you with the guidance you need to protect your clients' confidential information while facing disclosure and liability concerns under the securities laws.

Download or read book Supreme Court Reporter written by and published by . This book was released on 1917 with total page 862 pages. Available in PDF, EPUB and Kindle. Book excerpt: