Download or read book Quick Reference Card Ethics for Financial Advisers written by M Cull and published by . This book was released on 2021-12-14 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Quick Reference Card - Ethics for Financial Advisers is a handy reference tool for financial planning professionals and students. Under the Corporations Amendment (Professional Standards of Financial Advisers) Act 2017, existing financial advisers must meet the Financial Adviser Standards and Ethics Authority (FASEA) qualification requirements by 1 January 2026. New entrants to the field are likewise required to complete a FASEA-approved qualification that includes ethics and professionalism among the core knowledge areas. This QRC summarises key information and concepts to help professionals and students meet those requirements. Features * Provides a succinct summary of the legal and regulatory requirements; education standards and competencies; and essential concepts taught in ethics courses for financial planners * Useful revision tool for ethics exams for financial advisers Related Titles * Cull et al, Ethics and Professional Practice in Financial Planning * Mescher, Quick Reference Card: Business Ethics 2e
Download or read book Quick Reference Card Business Ethics 2nd Edition written by B Mescher and published by . This book was released on 2021-12-07 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Quick Reference Card - Business Ethics provides a concise overview of the subject and is ideal for use as memory aid in open-book student examinations. Related Titles * Quick Reference Card: Ethics for Financial Advisers
Download or read book Everyday Ethics for Financial Advisers written by Simon Longstaff and published by . This book was released on 2020-03-09 with total page 218 pages. Available in PDF, EPUB and Kindle. Book excerpt: Everyday Ethics for Financial Advisers is a complete guide to the FASEA Financial Planners and Advisers Code of Ethics 2019. It offers a comprehensive guide to the 5 Values and 12 Standards of the Code and outlines frameworks to help advisers apply them in their dealings with clients.
Download or read book The Index Card written by Helaine Olen and published by Penguin. This book was released on 2016-01-05 with total page 163 pages. Available in PDF, EPUB and Kindle. Book excerpt: “The newbie investor will not find a better guide to personal finance.” —Burton Malkiel, author of A RANDOM WALK DOWN WALL STREET TV analysts and money managers would have you believe your finances are enormously complicated, and if you don’t follow their guidance, you’ll end up in the poorhouse. They’re wrong. When University of Chicago professor Harold Pollack interviewed Helaine Olen, an award-winning financial journalist and the author of the bestselling Pound Foolish, he made an offhand suggestion: everything you need to know about managing your money could fit on an index card. To prove his point, he grabbed a 4" x 6" card, scribbled down a list of rules, and posted a picture of the card online. The post went viral. Now, Pollack teams up with Olen to explain why the ten simple rules of the index card outperform more complicated financial strategies. Inside is an easy-to-follow action plan that works in good times and bad, giving you the tools, knowledge, and confidence to seize control of your financial life.
Download or read book Baldrige User s Guide written by John Latham and published by John Wiley & Sons. This book was released on 2006 with total page 492 pages. Available in PDF, EPUB and Kindle. Book excerpt: Whether diagnosing the existing organization, designing or redesigning systems or leading the transformation, this practical guide has the tools and advice that readers will need to build a high performing organization. The second edition delves into the latest advances in the Baldrige process, which helps drive organizations to be more competitive and achieve performance excellence. Authors Latham and Vinyard strike a balance between theoretical and practical approaches, emphasizing the impact of the leader's role in determining healthy directions for a changing organization.
Download or read book Canadian Securities Exam Fast Track Study Guide written by W. Sean Cleary and published by John Wiley & Sons. This book was released on 2017-01-04 with total page 472 pages. Available in PDF, EPUB and Kindle. Book excerpt: A concise and practical guide to preparing for the Canadian Securities Exam For anyone dreaming of a career in the Canadian finance industry, whether in banking, brokerage, financial planning, or mutual funds, passing the Canadian Securities Exam is the first step on the path to success. But there's a lot of material to know and almost everyone needs a helping hand. Thankfully, the Canadian Securities Exam Fast-Track Study Guide is the perfect quick-review tool covering all the basics you need to know. It includes "quick hits" of the key points in language that's straightforward and easy to understand. Fully updated to cover the latest topics added to the CSC curriculum, this is the perfect study guide for staying cool under pressure and getting the best score you can. An ideal way to prepare for the Canadian Securities Exam, this handy guide will have you fully prepped and ready to go in no time flat. An affordable, compact study guide that simply summarizes must-know information Features 400 sample questions, including multiple choice chapter review questions and two full practice exams, as well as cross-referencing to the CSC textbook Written by a professor of finance and the Director of the Master of Management in Finance program at Queen's School of Business, Queen's University Ideal for finance students who need a quick review of the vital information they need to pass the Canadian Securities Exam
Download or read book American Reference Books Annual written by Juneal M. Chenoweth and published by Bloomsbury Publishing USA. This book was released on 2019-06-24 with total page 577 pages. Available in PDF, EPUB and Kindle. Book excerpt: Read professional, fair reviews by practicing academic, public, and school librarians and subject-area specialists that will enable you to make the best choices from among the latest reference resources. This newest edition of American Reference Books Annual (ARBA) provides librarians with insightful, critical reviews of print and electronic reference resources released or updated in 2017-2018, as well as some from 2019 that were received in time for review in the publication. By using this invaluable guide to consider both the positive and negative aspects of each resource, librarians can make informed decisions about which new reference resources are most appropriate for their collections and their patrons' needs. Collection development librarians who are working with limited budgets—as is the case in practically every library today—will be able to maximize the benefit from their monetary resources by selecting what they need most for their collection, while bypassing materials that bring limited value to their specific environment.
Download or read book Ethics in Banking written by Jes Villa and published by Springer. This book was released on 2015-09-22 with total page 212 pages. Available in PDF, EPUB and Kindle. Book excerpt: The solution to the uninhibited lending that was commonplace before the financial crisis has been to introduce tighter regulation to ensure robustness within banks. However, this solution has overlooked the underlying problem of ethical failure in the industry. In the wake of numerous bank collapses, many survivors continue in unprincipled conduct because ethical virtues have not been instilled. This book investigates the ethical basis of banking practice. It explores the conflict between the interests of banks and their customers, and how this conflict plays out in relation to the lending policies and fee structures of banks. Where such lending policies have a significant effect on banks, their customers and a range of stakeholders, the author investigates the views of leading bankers on their lending practices. The author then goes on to debate the events of the global financial crisis from a moral perspective, and argues that ethical failure triggered the American sub-prime calamities which have devastated homeowners and the global economy. The book argues that American banks and regulators both operated on the erroneous supposition that the quest after extreme profits would be restrained by free market forces. Where banks have a central role and importance in all commerce and hence in all societies, the author concludes by revealing a set of virtues that are necessary for banks to espouse moral conduct. He suggests that these virtues can be embedded through leadership and cultural change, with the aim of developing an account of the virtues appropriate to bankers and banking.
Download or read book Certified Ethical Hacker CEH Version 10 Cert Guide written by Omar Santos and published by Pearson IT Certification. This book was released on 2019-08-09 with total page 1036 pages. Available in PDF, EPUB and Kindle. Book excerpt: In this best-of-breed study guide, leading experts Michael Gregg and Omar Santos help you master all the topics you need to know to succeed on your Certified Ethical Hacker Version 10 exam and advance your career in IT security. The authors’ concise, focused approach explains every exam objective from a real-world perspective, helping you quickly identify weaknesses and retain everything you need to know. Every feature of this book supports both efficient exam preparation and long-term mastery: · Opening Topics Lists identify the topics you need to learn in each chapter and list EC-Council’s official exam objectives · Key Topics figures, tables, and lists call attention to the information that’s most crucial for exam success · Exam Preparation Tasks enable you to review key topics, define key terms, work through scenarios, and answer review questions...going beyond mere facts to master the concepts that are crucial to passing the exam and enhancing your career · Key Terms are listed in each chapter and defined in a complete glossary, explaining all the field’s essential terminology This study guide helps you master all the topics on the latest CEH exam, including · Ethical hacking basics · Technical foundations of hacking · Footprinting and scanning · Enumeration and system hacking · Social engineering, malware threats, and vulnerability analysis · Sniffers, session hijacking, and denial of service · Web server hacking, web applications, and database attacks · Wireless technologies, mobile security, and mobile attacks · IDS, firewalls, and honeypots · Cryptographic attacks and defenses · Cloud computing, IoT, and botnets
Download or read book Everyday Ethics written by Simon Longstaff and published by Simon and Schuster. This book was released on 2017-07-01 with total page 320 pages. Available in PDF, EPUB and Kindle. Book excerpt: Do I buy eggs laid by free-range chooks or the cheaper ones from caged birds? Do I tell my best friend I saw her boyfriend kissing another girl? Do I lie to my mum by telling her I will wear the jumper she bought me, even though it’s the ugliest jumper in the world? Every day our lives are punctuated by points of decision. Some of these decisions will be momentous, remembered for decades: most will go unnoticed, by us and by others. Yet all our choices matter: taken as a whole, they shape our lives and contribute to the rhythms of the world. In Everyday Ethics, Australia’s leading authority on ethics, Simon Longstaff, provides a map to help you better navigate the landscape of daily decisions more ethically. Using a broad range of topics and examples to provoke eye-opening reflection and discussion, Everyday Ethics is a lesson in how even our smallest choices can matter, and an empowering guide that will help us discover what is ‘good’ and what is ‘right’.
Download or read book Financial Services Marketing written by Christine Ennew and published by Routledge. This book was released on 2006 with total page 418 pages. Available in PDF, EPUB and Kindle. Book excerpt: Comprehensive coverage, focusing on both B2B and B2C marketing.
Download or read book The White Coat Investor written by James M. Dahle and published by White Coat Investor LLC the. This book was released on 2014-01 with total page 160 pages. Available in PDF, EPUB and Kindle. Book excerpt: Written by a practicing emergency physician, The White Coat Investor is a high-yield manual that specifically deals with the financial issues facing medical students, residents, physicians, dentists, and similar high-income professionals. Doctors are highly-educated and extensively trained at making difficult diagnoses and performing life saving procedures. However, they receive little to no training in business, personal finance, investing, insurance, taxes, estate planning, and asset protection. This book fills in the gaps and will teach you to use your high income to escape from your student loans, provide for your family, build wealth, and stop getting ripped off by unscrupulous financial professionals. Straight talk and clear explanations allow the book to be easily digested by a novice to the subject matter yet the book also contains advanced concepts specific to physicians you won't find in other financial books. This book will teach you how to: Graduate from medical school with as little debt as possible Escape from student loans within two to five years of residency graduation Purchase the right types and amounts of insurance Decide when to buy a house and how much to spend on it Learn to invest in a sensible, low-cost and effective manner with or without the assistance of an advisor Avoid investments which are designed to be sold, not bought Select advisors who give great service and advice at a fair price Become a millionaire within five to ten years of residency graduation Use a "Backdoor Roth IRA" and "Stealth IRA" to boost your retirement funds and decrease your taxes Protect your hard-won assets from professional and personal lawsuits Avoid estate taxes, avoid probate, and ensure your children and your money go where you want when you die Minimize your tax burden, keeping more of your hard-earned money Decide between an employee job and an independent contractor job Choose between sole proprietorship, Limited Liability Company, S Corporation, and C Corporation Take a look at the first pages of the book by clicking on the Look Inside feature Praise For The White Coat Investor "Much of my financial planning practice is helping doctors to correct mistakes that reading this book would have avoided in the first place." - Allan S. Roth, MBA, CPA, CFP(R), Author of How a Second Grader Beats Wall Street "Jim Dahle has done a lot of thinking about the peculiar financial problems facing physicians, and you, lucky reader, are about to reap the bounty of both his experience and his research." - William J. Bernstein, MD, Author of The Investor's Manifesto and seven other investing books "This book should be in every career counselor's office and delivered with every medical degree." - Rick Van Ness, Author of Common Sense Investing "The White Coat Investor provides an expert consult for your finances. I now feel confident I can be a millionaire at 40 without feeling like a jerk." - Joe Jones, DO "Jim Dahle has done for physician financial illiteracy what penicillin did for neurosyphilis." - Dennis Bethel, MD "An excellent practical personal finance guide for physicians in training and in practice from a non biased source we can actually trust." - Greg E Wilde, M.D Scroll up, click the buy button, and get started today!
Download or read book Kiplinger s Personal Finance written by and published by . This book was released on 1989-06 with total page 100 pages. Available in PDF, EPUB and Kindle. Book excerpt: The most trustworthy source of information available today on savings and investments, taxes, money management, home ownership and many other personal finance topics.
Download or read book Cybersecurity for Decision Makers written by Narasimha Rao Vajjhala and published by CRC Press. This book was released on 2023-07-20 with total page 424 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is aimed at managerial decision makers, practitioners in any field, and the academic community. The chapter authors have integrated theory with evidence-based practice to go beyond merely explaining cybersecurity topics. To accomplish this, the editors drew upon the combined cognitive intelligence of 46 scholars from 11 countries to present the state of the art in cybersecurity. Managers and leaders at all levels in organizations around the globe will find the explanations and suggestions useful for understanding cybersecurity risks as well as formulating strategies to mitigate future problems. Employees will find the examples and caveats both interesting as well as practical for everyday activities at the workplace and in their personal lives. Cybersecurity practitioners in computer science, programming, or espionage will find the literature and statistics fascinating and more than likely a confirmation of their own findings and assumptions. Government policymakers will find the book valuable to inform their new agenda of protecting citizens and infrastructure in any country around the world. Academic scholars, professors, instructors, and students will find the theories, models, frameworks, and discussions relevant and supportive to teaching as well as research.
Download or read book Finance Ethics written by John R. Boatright and published by John Wiley & Sons. This book was released on 2010-08-13 with total page 851 pages. Available in PDF, EPUB and Kindle. Book excerpt: A groundbreaking exploration of the critical ethical issues in financial theory and practice Compiled by volume editor John Boatright, Finance Ethics consists of contributions from scholars from many different finance disciplines. It covers key issues in financial markets, financial services, financial management, and finance theory, and includes chapters on market regulation, due diligence, reputational risk, insider trading, derivative contracts, hedge funds, mutual and pension funds, insurance, socially responsible investing, microfinance, earnings management, risk management, bankruptcy, executive compensation, hostile takeovers, and boards of directors. Special attention is given to fairness in markets and the delivery of financial services, and to the duties of fiduciaries and agents Rigorous analysis of the topics covered provides essential information and practical guidance for practitioners in finance as well as for students and academics with an interest in finance ethics Ethics in Finance skillfully explains the need for ethics in the personal conduct of finance professionals and the operation of financial markets and institutions.
Download or read book The Modern Couple s Money Guide written by Lesley-Anne Scorgie and published by Dundurn. This book was released on 2016-04-30 with total page 185 pages. Available in PDF, EPUB and Kindle. Book excerpt: Drawing on her personal and professional experience, financial analyst and public speaker Lesley-Anne Scorgie presents the perfect map for young couples setting out on the road to a joint financial future. With advice about saving, investing, and relationship-building, the book lays out everything couples need to know to become a financial team.
Download or read book The Bogleheads Guide to Investing written by Mel Lindauer and published by John Wiley & Sons. This book was released on 2014-08-18 with total page 336 pages. Available in PDF, EPUB and Kindle. Book excerpt: The irreverent guide to investing, Boglehead style The Boglehead's Guide to Investing is a DIY handbook that espouses the sage investment wisdom of John C. Bogle. This witty and wonderful book offers contrarian advice that provides the first step on the road to investment success, illustrating how relying on typical "common sense" promoted by Wall Street is destined to leave you poorer. This updated edition includes new information on backdoor Roth IRAs and ETFs as mainstream buy and hold investments, estate taxes and gifting, plus changes to the laws regarding Traditional and Roth IRAs, and 401k and 403b retirement plans. With warnings and principles both precisely accurate and grandly counterintuitive, the Boglehead authors show how beating the market is a zero-sum game. Investing can be simple, but it's certainly not simplistic. Over the course of twenty years, the followers of John C. Bogle have evolved from a loose association of investors to a major force with the largest and most active non-commercial financial forum on the Internet. The Boglehead's Guide to Investing brings that communication to you with comprehensive guidance to the investment prowess on display at Bogleheads.org. You'll learn how to craft your own investment strategy using the Bogle-proven methods that have worked for thousands of investors, and how to: Choose a sound financial lifestyle and diversify your portfolio Start early, invest regularly, and know what you're buying Preserve your buying power, keeping costs and taxes low Throw out the "good" advice promoted by Wall Street that leads to investment failure Financial markets are essentially closed systems in which one's gain garners another's loss. Investors looking for a roadmap to successfully navigating these choppy waters long-term will find expert guidance, sound advice, and a little irreverent humor in The Boglehead's Guide to Investing.
