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Download or read book Investigation of Failure of the SEC to Uncover Bernard Madoff s Ponzi Scheme written by H. David Kotz and published by DIANE Publishing. This book was released on 2010-03 with total page 477 pages. Available in PDF, EPUB and Kindle. Book excerpt: Contents: (1) Results of the Invest.; (2) SEC Review of 2000 and 2001 Markopolos Complaints: (3) SEC 2004 OCIE Cause Exam. of Madoff; (4) SEC 2005 NERO Exam. of Madoff; (5) SEC 2006 Invest. of Markopolos Complaint; (6) Effect of Madoff¿s Stature and Reputation on SEC Exam.; (7) Allegations of Conflict of Interest from the Relationship between Eric Swanson and Shana Madoff; (8) Private Entities¿ Due Diligence Efforts Revealed Suspicious Activity about Madoff¿s Operations; (9) Potential Investors Relied upon the Fact That the SEC had Examined and Investigated Madoff in Making Decisions to Invest with Him; (10) Additional Complaints Received by the SEC re: Madoff; (11) Additional Exam. and Inspect. of Madoff¿s Firms by the SEC.

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Download or read book United States of America Before the Securities and Exchange Commission in the Matter of Richard Whitney Et Al Doing Business in the Name of Richard Whitney and Company written by United States. Securities and Exchange Commission and published by . This book was released on 1938 with total page 1696 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book SEC News Digest written by and published by . This book was released on 1980-07 with total page 800 pages. Available in PDF, EPUB and Kindle. Book excerpt: Lists documents available from Public Reference Section, Securities and Exchange Commission.

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Download or read book OTC Derivatives Bilateral Trading and Central Clearing written by David Murphy and published by Springer. This book was released on 2013-08-07 with total page 315 pages. Available in PDF, EPUB and Kindle. Book excerpt: After the credit crisis, supervisors enacted a range of financial reforms. In particular, they radically changed the nature of the OTC derivatives market via a number of measures, notably mandatory central clearing. This book discusses the market before the crisis, explains what central clearing is, and outlines the consequences of the new rules.