Download or read book Investment Company Determination Under the 1940 Act written by Robert H. Rosenblum and published by Aspen Publishers. This book was released on 1997 with total page 1100 pages. Available in PDF, EPUB and Kindle. Book excerpt: This is the first book to focus solely and comprehensively on the sections of the Investment Company Act of 1940 that deal with exemptions and exceptions, many of which were seriously impacted by recent Congressional changes. Written by an expert practitioner and former SEC Counsel, this reference devotes over 1,000 pages to examining all the significant changes to the Act, paying special attention to: the exception for private investment companies Newly authorized qualified purchaser funds Changes in the regulation of variable annuity and variable life insurance products and many more equally important, rapidly evolving, issues. INVESTMENT COMPANY DETERMINATION UNDER THE 1940 ACT: EXEMPTIONS AND EXCEPTIONS also addresses a number of important areas and is designed to help professionals at every level of expertise determine whether or not a particular company can be classified as an investment company. Numerous citations, pointers, and references allow users to find relevant information quickly, easily, confidently.

Download or read book Investment Company Determination Under the 1940 Act written by Robert H. Rosenblum and published by American Bar Association. This book was released on 2003 with total page 980 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Company Act of 1940 and Relevant Rules written by United States and published by . This book was released on 1993 with total page 412 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book General Rules and Regulations Under the Investment Company Act of 1940 as in Effect November 1 1968 written by United States. Securities and Exchange Commission and published by . This book was released on 1968 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book General Rules and Regulations Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1941 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Investment Company Act of 1940 written by and published by . This book was released on 1981 with total page 978 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Company Amendments Act of 1969 written by United States. Congress. Senate. Committee on Banking and Currency and published by . This book was released on 1969 with total page 514 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book General Rules and Regulations Under the Investment Company Act of 1940 as in Effect May 10 1972 written by United States. Securities and Exchange Commission and published by . This book was released on 1972 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Company Act Amendments of 1967 written by United States. Congress. House. Committee on Interstate and Foreign Commerce. Subcommittee on Commerce and Finance and published by . This book was released on 1968 with total page 892 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Company Act of 1940 as Amended written by United States and published by . This book was released on 1977 with total page 112 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Investment Company Act of 1940 as Amended August 10 1954 Public No 768 76th Congress H R 10065 written by United States and published by . This book was released on 1959 with total page 48 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Compilation of Releases Commission Opinions and Other Material Dealing with Matters Frequently Arising Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book General Rules and Regulations Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1944 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Regulation of Small Business Investment Companies Under the Investment Company Act of 1940 and the Securities Act of 1933 written by James C. Kellogg and published by . This book was released on 1964 with total page 77 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Mutual Fund Distribution and Section 22 d of the Investment Company Act of 1940 written by United States. Securities and Exchange Commission. Division of Investment Management Regulation and published by . This book was released on 1974 with total page 224 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Holding Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1941 with total page 428 pages. Available in PDF, EPUB and Kindle. Book excerpt: