Download or read book Federal Regulation of Trading in Commodity Futures Contracts written by Alexander Swantz and published by . This book was released on 1973 with total page 68 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Commodity Futures Law Reporter written by and published by . This book was released on 1986 with total page 260 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Code of Federal Regulations of the United States of America written by and published by . This book was released on 1971 with total page 668 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Download or read book Regulation of the Commodity Futures Markets what Needs to be Done written by United States. General Accounting Office and published by . This book was released on 1978 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The History of Commodity Futures Trading and Its Regulation written by Jerry Markham and published by Praeger. This book was released on 1987 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyzes the impact of regulation on today's commodity futures trading market by examining the development and growth of both. It addresses the development of regulatory efforts and examines the regulated futures exchange, discusses the creation and development of the Commodity Futures Trading Commission, and focuses on the types of commodity interests that are traded and their regulation. Commodity interests include leverage contracts, commodity futures contracts and options, and foreign contracts. Including an examination of the problems faced by the government in its regulatory efforts, this important new work is an accessible and authoritative guide for anyone involved in the commodity futures market, including banks, businesses, speculators, and regulators.
Download or read book Commodity Futures Law Reporter written by Commerce Clearing House and published by . This book was released on 1974 with total page 2538 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Code of Federal Regulations Title 17 Commodity and Securities Exchanges Pt 1 199 Revised as of April 1 2010 written by and published by Government Printing Office. This book was released on 2010-06-16 with total page 740 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.
Download or read book Federal Regulation of Margin in the Commodity Futures Industry History and Theory written by Jerry W. Markham and published by . This book was released on 2010 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Whether the federal government should regulate margin requirements for commodity futures contracts has been the subject of intensive debate for over fifty years. Congress has periodically rejected legislation that would have granted such authority. The stock market crash of 1987, and a subsequent mini-crash in 1989, has resulted in renewed demands for federal controls. The Securities and Exchange Commission (“SEC”) and the Department of the Treasury contend that such controls are necessary to prevent the near disastrous set of events that occurred during those market crises. The Commodity Futures Trading Commission (“CFTC”) and the commodity futures industry oppose federal controls on margin, and assert that market forces, not margins, were responsible for the events that occurred during the 1987 and 1989 market breaks. This article addresses these events. Part I discusses the numerous, uniformly unsuccessful efforts by the federal government to impose margin controls on commodity futures in prior years. It also describes the nature of commodity futures margins and the problems encountered in the early history of federal regulation of futures trading. Part II describes federal margin controls over securities transactions and their background. It then examines the Federal Reserve Board's view that federal margin controls are no longer serving the regulatory purposes intended when Congress adopted the controls in 1934. Part III of the article discusses the recent efforts to obtain federal regulatory controls over commodity futures margins following the stock market crash of 1987. It also examines the increased demands by the SEC and the Department of Treasury for such controls as a result of the mini-crash of 1989. Finally, Part IV of the article examines the merits of the arguments over the need for federal margin controls. Opponents contend that rigid federal margin requirements could impair market liquidity. Proponents of margin controls contend that federal regulation is necessary to reduce market volatility and to prevent another stock market crash. The article concludes that the evidence supporting the latter view is weak. Nevertheless, there is some support for the view that residual authority could be given to the Federal Reserve Board to guard against systemic risks.
Download or read book Code of Federal Regulations written by and published by . This book was released on 1995 with total page 564 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Code of Federal Regulations written by and published by . This book was released on 1981 with total page 712 pages. Available in PDF, EPUB and Kindle. Book excerpt: Special edition of the Federal register, containing a codification of documents of general applicability and future effect as of April 1 ... with ancillaries.
Download or read book Code of Federal Regulations written by and published by . This book was released on 1979 with total page 1804 pages. Available in PDF, EPUB and Kindle. Book excerpt: Special edition of the Federal Register, containing a codification of documents of general applicability and future effect ... with ancillaries.
Download or read book US Commodity Futures Trading Handbook Strategic Information and Regulations written by IBP, Inc and published by Lulu.com. This book was released on 2013-08-01 with total page 322 pages. Available in PDF, EPUB and Kindle. Book excerpt: US Commodity Futures Trading Handbook - Strategic Information and Regulations
Download or read book Commodities Regulation written by Philip McBride Johnson and published by . This book was released on 1989 with total page 212 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Code of Federal Regulations Title 17 Commodity and Securities Exchanges Pt 1 199 Revised as of April 1 2009 written by and published by Government Printing Office. This book was released on 2009-07-09 with total page 740 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Code of Federal Regulations is a codification of the general and permanent rules published in the Federal Register by the Executive departments and agencies of the United States Federal Government.
Download or read book Code of Federal Regulations written by and published by . This book was released on 2003 with total page 682 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Commodities Regulation written by Philip MacBride Johnson and published by . This book was released on 1989 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt:
