Download or read book U S Securities Regulation of Foreign Issuers written by Allan B. Afterman and published by Aspen Publishers. This book was released on 1995-12-31 with total page 4028 pages. Available in PDF, EPUB and Kindle. Book excerpt: Here is the only reference providing comprehensive coverage of the accounting, financial reporting, and disclosure requirements for foreign companies seeking to raise capital in the United States or list their shares on a U.S. stock exchange. the book contains hundreds of filing examples taken from the foreign filing forms used exclusively by foreign issuers and gives a nuts-and-bolts approach to compliance. Critical topics covered include: exemptions from registration available to foreign private issuers, U.S. stock exchange and NASDAQ listing requirements of foreign private issuers, financial statements required of foreign issuers in SEC registration and reports, U.S. G.A.A.P. and SEC financial reporting requirements, nonfinancial information required in SEC registration statements and reports, reports of foreign auditors, and requirements of foreign private issuers in specialized industries. Extensive appendix material contains: all major 1933 Act and 1934 Act forms filed by foreign issuers; sample completed forms F-1, 6-K, and 20-F; Industry Guide 3, detailing the statistical disclosures required in filings of foreign bank holding companies; and disclosure of MD&A issues relating to the year 2000.
Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by . This book was released on 2004 with total page 1154 pages. Available in PDF, EPUB and Kindle. Book excerpt: The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
Download or read book U S Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Fair Value Measurements written by International Accounting Standards Board and published by . This book was released on 2006 with total page 104 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book U S Securities Regulation of Foreign Issuers Financial Reporting and Disclosure Manual written by Allan Afterman and published by Springer. This book was released on 1997-08-18 with total page 928 pages. Available in PDF, EPUB and Kindle. Book excerpt: The U.S. capital market doors are now open to foreign entities, but compliance with U.S. filing requirements can prove a complex and burdensome undertaking for a non-U.S. company or legal counsel. The required process includes: navigating a maze of U.S. accounting standards deciphering and following the SEC's exacting financial reporting rules conducting effective audits despite major differences in accounting and auditing standards furnishing an endless supply of financial information accomplishing all this on time and in the proper format U.S. Securities Regulation of Foreign Issuers: Financial Reporting and Disclosure is the definitive guide through the complexities of U.S. SEC filings. This is the first and only reference work to focus exclusively on the unique accounting, financial reporting, and disclosure requirements of foreign entities issuing securities in the United States. Author Allan B. Afterman is a world-renowned authority on SEC accounting, disclosure, and auditing. He presents information in a how-to style, with clear, precise direction on meeting all U.S. filing and reporting requirements. This work provides numerous examples used by non-U.S. companies for practitioners to use as models for their own reporting. These models, its comprehensive coverage, and its straightforward style make this an essential manual for anyone needing to make sense of and comply with U.S. accounting, financial reporting, and disclosure requirements.
Download or read book United States Attorneys Manual written by United States. Department of Justice and published by . This book was released on 1985 with total page 720 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Model Rules of Professional Conduct written by American Bar Association. House of Delegates and published by American Bar Association. This book was released on 2007 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Model Rules of Professional Conduct provides an up-to-date resource for information on legal ethics. Federal, state and local courts in all jurisdictions look to the Rules for guidance in solving lawyer malpractice cases, disciplinary actions, disqualification issues, sanctions questions and much more. In this volume, black-letter Rules of Professional Conduct are followed by numbered Comments that explain each Rule's purpose and provide suggestions for its practical application. The Rules will help you identify proper conduct in a variety of given situations, review those instances where discretionary action is possible, and define the nature of the relationship between you and your clients, colleagues and the courts.
Download or read book FDIC Quarterly written by and published by . This book was released on 2009 with total page 38 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Report of the Advisory Committee on Corporate Disclosure to the Securities and Exchange Commission written by United States. Advisory Committee on Corporate Disclosure and published by . This book was released on 1977 with total page 894 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Prospective Financial Information written by AICPA and published by John Wiley & Sons. This book was released on 2017-06-12 with total page 256 pages. Available in PDF, EPUB and Kindle. Book excerpt: This resource provides interpretive guidance and implementation strategies for all preparation, compilation examination and agreed upon procedures on prospective financial information: Helps with establishing proven best-practices. Provides practical tools and resources to assist with compliance. Exposes potential pitfalls associated with independence and ethics requirements. SSAE No. 18 SSARS No. 23 Preparation and compilation engagements now fall under the SSARSs The attestation engagements require an assertion from the responsible party
Download or read book Ask a Manager written by Alison Green and published by Ballantine Books. This book was released on 2018-05-01 with total page 306 pages. Available in PDF, EPUB and Kindle. Book excerpt: From the creator of the popular website Ask a Manager and New York’s work-advice columnist comes a witty, practical guide to 200 difficult professional conversations—featuring all-new advice! There’s a reason Alison Green has been called “the Dear Abby of the work world.” Ten years as a workplace-advice columnist have taught her that people avoid awkward conversations in the office because they simply don’t know what to say. Thankfully, Green does—and in this incredibly helpful book, she tackles the tough discussions you may need to have during your career. You’ll learn what to say when • coworkers push their work on you—then take credit for it • you accidentally trash-talk someone in an email then hit “reply all” • you’re being micromanaged—or not being managed at all • you catch a colleague in a lie • your boss seems unhappy with your work • your cubemate’s loud speakerphone is making you homicidal • you got drunk at the holiday party Praise for Ask a Manager “A must-read for anyone who works . . . [Alison Green’s] advice boils down to the idea that you should be professional (even when others are not) and that communicating in a straightforward manner with candor and kindness will get you far, no matter where you work.”—Booklist (starred review) “The author’s friendly, warm, no-nonsense writing is a pleasure to read, and her advice can be widely applied to relationships in all areas of readers’ lives. Ideal for anyone new to the job market or new to management, or anyone hoping to improve their work experience.”—Library Journal (starred review) “I am a huge fan of Alison Green’s Ask a Manager column. This book is even better. It teaches us how to deal with many of the most vexing big and little problems in our workplaces—and to do so with grace, confidence, and a sense of humor.”—Robert Sutton, Stanford professor and author of The No Asshole Rule and The Asshole Survival Guide “Ask a Manager is the ultimate playbook for navigating the traditional workforce in a diplomatic but firm way.”—Erin Lowry, author of Broke Millennial: Stop Scraping By and Get Your Financial Life Together
Download or read book The Securities Litigation Review written by William Savitt and published by . This book was released on 2017 with total page 310 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book U S Securities Regulation of Foreign Issuers written by Allan B. Afterman and published by Aspen Publishers. This book was released on 1996-06-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Law Techniques written by and published by . This book was released on 1985 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Practitioner s Guide to Global Investigations written by Judith Seddon and published by . This book was released on 2023 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Market Issues for the 21st Century written by Merritt B. Fox and published by . This book was released on 2018 with total page 476 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Code of Federal Regulations of the United States of America written by and published by . This book was released on 2006 with total page 1160 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Code of Federal Regulations is the codification of the general and permanent rules published in the Federal Register by the executive departments and agencies of the Federal Government.
