Download or read book The Regulation of the Public Securities Offerings Through Internet written by Dong Yeol Shin and published by . This book was released on 2004 with total page 112 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Regulation in Cyberspace written by Howard M. Friedman and published by Aspen Publishers. This book was released on 1998 with total page 1066 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities written by William M. Prifti and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Regulation of Securities on the Internet written by Charlotte Roederer and published by Aspen Publishers. This book was released on 2001 with total page 954 pages. Available in PDF, EPUB and Kindle. Book excerpt: The trend toward Internet-based securities trading, on-line investment advice and direct securities offerings in electronic media has not only revolutionezed the securities industry, it has focused tremendous attention on it... And the way it is regulated. But until now, there hasn't been a professional-level reference that begins with the electronic media and then fills the reader in on the essential securities framework... So that the new media questions are raised in context And The analysis is accessible from many different angles that consider the big picture. And that systematically examines all of the major regulatory aspects of new electronic media on the financial markets. Complex regualtory guidance is simplified, summarized and integrated. Every chapter is organized around a specific topic area, and considers in turn the SEC, federal, NASAA, state, and other regulatory and self-regulatory issues. And there are extensive footnotes, cross-references and quick pointers to source materials and other professional references.
Download or read book Securities Regulations written by Alan R. Palmiter and published by Aspen Publishers. This book was released on 1998 with total page 454 pages. Available in PDF, EPUB and Kindle. Book excerpt: Noted author Alan Palmiter sends a lifeboat to students of Securities Regulation in this carefully-crafted study guide. In the highly-regarded style of the Examples & Explanations Series that instructors know they can trust, Palmiter provides textual overviews of the key concepts of the course, followed by examples to test student understanding, and suggested answers To The examples. SECURITIES REGULATION: Examples and Explanations opens with an overview of Securities Markets and Regulation And The Definition of a Security, followed by coverage of: Materiality Registration of Securities Offerings Exemptions from Securities Act Registration Securities Act Liability Secondary and other Post-Offering Distributions Securities Exchange Act of 1934 Rule 10b-5 Insider Trading SEC Enforcement Palmiter also covers topics that sometimes receive cursory attention in class but are important on exams and in practice: Regulation of Securities Professionals U.S. Regulation of Cross-Border Securities Transactions Many of the examples and explanations in the book are drawn from newsworthy events, such as: the initial public offering of Microsoft in 1986 the recent emergence of internet trading a famous securities fraud case that bounced its way To The Supreme Court on a number of occasions With its timely examples, illuminating text, and proven effective format, SECURITIES REGULATION: Examples and Explanations makes it easier for students to learn -- and instructors to teach -- this important but difficult subject.
Download or read book International Securities Law and Regulation written by Dennis Campbell and published by BRILL. This book was released on 2021-09-13 with total page 296 pages. Available in PDF, EPUB and Kindle. Book excerpt: With this valuable text securities lawyers from the world's major trading nations offer valuable insights into the workings and legal underpinnings of global securities markets. They examine listing requirements for various stock exchanges and markets, the globalization of mutual funds, the impact of offshore funds, Internet and public offerings, planning and distribution of private securities, requirements for public offerings, disclosure and compliance requirements across international markets, and a great deal more. Published under the Transnational Publishers imprint.
Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishing. This book was released on 2021-10-31 with total page 1408 pages. Available in PDF, EPUB and Kindle. Book excerpt: Buy a new version of this textbook and receive access to the Connected eBook on CasebookConnect, including: lifetime access to the online ebook with highlight, annotation, and search capabilities, plus an outline tool and other helpful resources. Connected eBooks provide what you need most to be successful in your law school classes. Learn more about Connected eBooks. The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices. The casebook carries forward its long-held standard of providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, this volume contains a highly teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Tenth Edition: Developments involving cryptocurrencies and coin offerings Commentary on market developments such as issues arising with the retailization of trading markets The SEC’s procedures for direct listings and the regulatory issues surrounding the explosion of SPACs The sweeping November 2020 reforms to the issuer transaction exemptions from registration, and the new standards for evaluating whether offerings will be integrated The Supreme Court’s most recent Goldman Sachs decision addressing fraud on the market Coverage of several developments affecting the SEC’s enforcement powers The SEC’s new rules for proxy advisory services and shareholder proposals Where the law stands today regarding the obligations of broker-dealers in the wake of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Extensive use of problems that build student awareness of the fundamentals, with directions in the Teacher’s Manual on how best to teach them Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up-to-date and on the cutting edge
Download or read book U S Securities Regulation and the Use of the Internet in Registered Offerings written by Joseph J. Norton and published by . This book was released on 2016 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: This article raises the question of whether the United States should continue primarily to rely on its existing securities law framework, or whether it needs a radically different framework when dealing with Internet-related securities issues. With this basic question in mind, the authors explore how the SEC has handled the rise of the Internet, and whether there truly is a need for new rules, regulations, or even legislation. After describing the basic principles of U.S. securities regulation, the authors consider what the Internet/electronic media is, and to what it enables its users. The article then addresses certain aspects regarding how the electronic media has affected registered stock offerings, and how the SEC has been addressing this new use. The authors conclude with a look at how the SEC's Division of Enforcement approaches fraud and the Internet.
Download or read book The Regulation of Securities Offerings written by United States. Securities and Exchange Commission and published by . This book was released on 1998 with total page 1168 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book US Securities Regulation and the Use of the Internet in Registered Offerings written by Joseph J and Hansjorg J O Heppe Norton and published by . This book was released on 2002 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Law the Internet written by and published by . This book was released on 1998 with total page 932 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Regulation written by Alan R. Palmiter and published by Aspen Publishers. This book was released on 2002 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: When students discover SECURITIES REGULATION: Examples & Explanations, they have finally located a study guide that illustrates the practical applications of the law. When instructors examine this powerful paperback, they recognize the work of an outstanding scholar with a gift for bringing synthesis and insight to a traditionally difficult area. Now, For its Second Edition, this consise guide continues to offer fully updated coverage in the effective format that has earned so many loyal users: provides an overview of the key concepts of Securities Regulation and discusses the complex law that regulate them uses numerous events, such as the initial public offering of Microsoft stock And The emergence of securities trading and disclosure on the Internet reviews the International approach to Securities Regulation to mirror the realities of practice reinforces learning through carefully chosen examples and explanations Completely revised for its Second Edition, The text now features: new coverage of the Internet and its effect on Securities Regulation complete updating of the law, including recent court cases and SEC releases and rules stylistic changes to conform To The SEC's highly successful 'plain English' initiative
Download or read book Treatise on the Law of Securities Regulation written by Thomas Lee Hazen and published by . This book was released on 2009 with total page 680 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Annual Institute on Securities Regulation written by and published by . This book was released on 1999 with total page 954 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Regulation written by John C. Coffee and published by . This book was released on 2003 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Offerings written by and published by . This book was released on 2001 with total page 648 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by . This book was released on 2004 with total page 1154 pages. Available in PDF, EPUB and Kindle. Book excerpt: The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more
