Download or read book Insider Dealing written by Gil Brazier and published by Routledge. This book was released on 2012-09-10 with total page 371 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book concentrates on the restatement of the law contained in Part 5 of the Criminal Justice Act 1993. It sets out the law and practice governing the commission of the criminal offence of insider dealing (and of certain other securities market offences) in the United Kingdom. In doing so, it also places the relevant legislation into the context of securities law as a whole. The historical background is explained and there is discussion of the way in which securities business is effected in the City and how it is presently regulated. The book is practical in its approach and will therefore appeal to experienced practitioners and compliance officers.

Download or read book European Securities Markets The Investment Services Directive and Beyond written by Guido Ferrarini and published by Kluwer Law International B.V.. This book was released on 1998-03-04 with total page 428 pages. Available in PDF, EPUB and Kindle. Book excerpt: The European Union is moving towards the full implementation of the Investment Services Directive (ISD). Indeed, in some Member States, further changes to the domestic legal framework to increase competition among financial institutions and markets will complete or complement its implementation. This book includes updated papers written by academics and practitioners from Europe and the United States and presented at the Genoa Seminar on European Investment Markets, held in November 1996. Several papers examine critical aspects of the ISD from a comparative viewpoint, in particular considering the appropriateness of further harmonisation. The regulation of financial exchanges in the new competitive arena and the need for cooperation between supervisors receive special attention. Its evaluation of the economic impact of ISD implementation and consideration of further perspectives makes European Securities Markets one of the first and most comprehensive publications on the ISD implementation. The volume will interest and educate all those involved in European securities and derivatives markets in either a legal or economic capacity, including banking and financial lawyers, financial economists, regulators, exchanges and intermediaries.

Download or read book EU Investor Protection Regulation and Liability for Investment Losses written by Marnix Wallinga and published by Springer Nature. This book was released on 2020-10-30 with total page 440 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book examines the relationship between the EU investor protection regulations enshrined in MiFID and MiFID II and national contract and torts law. It describes how the effect of the conduct of business rules as implemented in national financial supervision legislation in private law extends to the issue of enforcement, and critically assesses this interaction from the perspective of EU law. In particular, the conclusions identified in the book will deepen readers’ understanding of the interplay between the conduct of business rules and private law norms governing a firm’s liability to pay damages, such as duty of care, attributability of damage, causation, contributory negligence and limitation. In turn, the book identifies the subordination and the complementarity model to conceptualise the interaction between the conduct of business rules and private law norms. Moreover, the book challenges the view that civil courts are – or should be – forced to give private law effects to violation of the MiFID and MiFID II conduct of business rules in line with the subordination model. Instead, the complementarity model is advanced as the preferred approach to this interaction in view of what MiFID and MiFID II require from Member States in terms of their implementation, as well as the desirability of each model. This model presupposes that courts should consider the conduct of business rules when adjudicating individual disputes, while preserving the autonomy of private law norms governing liability of investment firms towards clients. Based on analysis of case law of courts in Germany, the Netherlands and England & Wales, as well as scholarly literature, the book also compares the available causes of action, the conditions of liability and the obstacles investors face when claiming damages, as well as how and the extent to which investors can benefit from the conduct of business rules in clearing these obstacles. In so doing, under the approach adopted by national courts to the interplay between the conduct of business rules of EU origin and private law, the book shows how investors can benefit from the influence of these rules on private law norms. In closing, it demonstrates a hybridisation of private law remedies resulting from the accommodation of the conduct of business rules into the private law discourse according to the complementarity model, illustrating how judicial enforcement through private law means may contribute to investor protection.

Download or read book The Law of Derivatives written by Simon James and published by CRC Press. This book was released on 2014-06-03 with total page 382 pages. Available in PDF, EPUB and Kindle. Book excerpt: This volume focuses on the legal risks arising in English law in the course of derivatives transactions. It discusses the following issues: the legal risks arising in the negotiation and conduct of derivatives transactions; the regulation of the derivatives market; the capacity to enter into derivatives transactions and the standard term upon which this is done; the consequences of default by a counterparty; and the standard terms on which derivatives are entered into, particularly the ISDA Master Agreement.

Download or read book Statutory Instruments written by Great Britain and published by . This book was released on 1990 with total page 896 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Financial Services and Markets Act written by Ashurst Morris Crisp (Firm) and published by . This book was released on 2001 with total page 488 pages. Available in PDF, EPUB and Kindle. Book excerpt: Provides the reader with an overview of the Financial Services and Markets Act and the principal statutory instruments made under it. The text places the statutory provisions in their practical context, providing commentary, and an overview of the law and its consequences. The work also summarizes the relevant changes in the regulatory regime, and highlights the powers of the FSA.

Download or read book Current Law Statutes Annotated written by Great Britain and published by . This book was released on 1995 with total page 1140 pages. Available in PDF, EPUB and Kindle. Book excerpt: A chronological listing of the text of all public general acts issued during the year, with notes and annotations. "Current law statute citator" section cumulates with each issue during the year. Multi-year cumulation available separately as: Current law statute citator (1947-1971) and: Current law legislation citator (1972- ).

Download or read book Journals of the House of Commons written by Great Britain. Parliament. House of Commons and published by . This book was released on 1996 with total page 428 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Current Law Statutory Instrument Citator written by and published by . This book was released on 1996 with total page 712 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Swaps and Off exchange Derivatives Trading written by Eric C. Bettelheim and published by . This book was released on 1996 with total page 440 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Palmer s Company Law written by Francis Beaufort Palmer and published by . This book was released on 1992 with total page 1310 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Journals of the House of Lords written by Great Britain. Parliament. House of Lords and published by . This book was released on 2008 with total page 578 pages. Available in PDF, EPUB and Kindle. Book excerpt: Appendices accompany vols. 64, 67-71.

Download or read book Current Law Statute Citator Statutory Instrument Citator written by and published by . This book was released on 1989 with total page 810 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Current Law Statutes written by Great Britain and published by . This book was released on 1995 with total page 1198 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Trusts and Equity written by Gary Watt and published by Oxford University Press, USA. This book was released on 2012-06-28 with total page 640 pages. Available in PDF, EPUB and Kindle. Book excerpt: Gary Watt provides detailed and conceptual analysis of the complex area of trusts and equity. Emphasis on the modern commercial context and abundant cultural references, ensure students find Watt's approach a stimulating and inspiring read.

Download or read book EC Legislation Implementator written by and published by Butterworths. This book was released on 2003-03-31 with total page 436 pages. Available in PDF, EPUB and Kindle. Book excerpt: Published annually, this volume of Halsbury's Statutory Instruments provides a quick and easy-to-use guide to the implementation in the United Kingdom of Community directives, compiling statutory instruments from 1973 (the date of accession of the United Kingdom to the European Community). Part 1 Contains a chronological list of the official directives and the relevant UK legislation; Part 2 Keys a chronological list of statutory instruments to the official directives they implement.

Download or read book Guernsey Taxation Laws and Regulations Handbook Volume 1 Strategic Information and Basic Taxation Law written by IBP USA and published by Lulu.com. This book was released on 2013-08 with total page 307 pages. Available in PDF, EPUB and Kindle. Book excerpt: 2011 Updated Reprint. Updated Annually. Guernsey Taxation Laws and Regulations Handbook