Download or read book Securities Regulation in the Netherlands written by Niels van de Vijver and published by Springer. This book was released on 2000-04-07 with total page 94 pages. Available in PDF, EPUB and Kindle. Book excerpt: Amsterdam securities exchanges are among the busiest in the world, and know no national boundaries. Yet is has not been easy for investors and their advisors to find a clear, straightforward guide to the essential structure and concepts of Netherlands securities laws and regulations. Now, this new edition of a popular summary, incorporating recent changes in the regulatory environment, provides everything an investor needs to know in order to trade confidently on these major global markets andndash; and does so in plain language, without unnecessary details and long explanations. An introductory chapter explains the Dutch securities markets, their regulatory authorities and sources of law, and the impact of the ongoing harmonisation of European securities law. Subsequent chapters cover public offerings, publicly held companies, the securities business (including trading in stocks, bonds, options, and futures, both through exchanges and over the counter), and investment undertakings. A final chapter on antifraud provisions includes the latest refinements on disclosure obligations and sanctions for tipping.
Download or read book Securities Regulation in the Netherlands written by Niels R. van de Vijver and published by Kluwer Law International. This book was released on 1994 with total page 68 pages. Available in PDF, EPUB and Kindle. Book excerpt: Forum Internationale , a Foundation under Dutch law, invites speakers from abroad to give lectures. The topics extend over commercial law in its widest sense & include commercial arbitration. When inviting speakers from outside The Netherlands, the Board of the Foundation looks for subjects with an innovating aspect. Binder for Forum Internationale separately available: ISBN 90-T299-301-1 USD 19.00/NLG 34.00/GBP 14.00
Download or read book Banking and Securities Regulation in the Netherlands written by Bas Jennen and published by Kluwer Law International B.V.. This book was released on 2010-08-27 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book’s primary goal is to give a non-Dutch lawyer a basic understanding of the Dutch financial regulatory environment. In most countries financial regulation is not the easiest accessible area of the law and the Netherlands is no exception. For anyone involved in the Dutch financial industry this book will prove an indispensable toll to have some meaningful insights into the Dutch regulatory landscape. The authors are experienced practitioners who have advised domestic and international clients on Dutch financial law for many years. Together they also have extensive transactional experience as well as considerable in-house experience at both the Dutch financial regulators. Bank and Financial Securities Regulation in the Netherlands will prove a practical and comprehensive guide for non-Dutch lawyers as well as businesses and individuals who are active in the Dutch financial industry. It may also help- other Dutch lawyers to advise their non-Dutch counterparts on some of the intricacies of Dutch financial law.
Download or read book Financial Law in the Netherlands written by Marcel C. A. Nieuwenhuijzen and published by Kluwer Law International B.V.. This book was released on 2010-01-01 with total page 578 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book provides a practical survey of Dutch financial law, and explains the following topics: specific rules applicable to investment institutions; specific rules applicable to debt instruments; offering securities in both primary and secondary markets; set-off and calculation of obligations of market participants (netting); structures for custody and book-entry transfer of securities; obtaining and terminating listings; mandatory bids, competing bids, friendly and unfriendly bids under public offering regulations; alternative investment funds and fund governance; meaning, jargon and function of derivatives, forwards, futures, options, swaps, etc.; securities repurchase and lending transactions; bond regulations; caretaking duties in private and public law; structure of legal proceedings of a prospectus liability claim; unfair commercial practices rules; case law in insider trading and market manipulation; securities litigation in Dutch private, criminal, and administrative law.
Download or read book The Kingdom of the Netherlands Netherlands written by International Monetary Fund and published by International Monetary Fund. This book was released on 2004-09-29 with total page 74 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper presents findings of Financial System Stability Assessment for the Netherlands, including Reports on the Observance of Standards and Codes on Banking Supervision, Securities Regulation, Insurance Regulation, and Corporate Governance. Overall, the financial system is sound, resilient to potential adverse shocks, and well supervised. Risks both on the international front and domestically appear well within the capacity of the banks to manage them. The pensions sector, though still sensitive to significant equity price reversals, is in a rebuilding stage, underpinned by firm supervisory action.
Download or read book Kingdom of the Netherlands The Netherlands written by International Monetary Fund. Monetary and Capital Markets Department and published by International Monetary Fund. This book was released on 2024-06-18 with total page 39 pages. Available in PDF, EPUB and Kindle. Book excerpt: Regulation of securities and derivatives markets in the European Union (EU) has changed materially since the last Netherlands FSAP, with further reforms underway. Major reforms for securities and derivatives trading were implemented through Markets in Financial Instruments Directive and Regulation II (MiFID II) in 2018, and revisions agreed in 2023 will bring further changes in the coming years, including plans to support greater consolidation of transaction data. In asset management, the Alternative Investment Fund Managers Directive (AIFMD) review is incorporating among other changes enhanced provisions on liquidity management, and for Undertakings for Collective Investment in Transferable Securities (UCITS) a new regulatory regime for depositories was put in place.
Download or read book Crowdinvesting in the Netherlands written by Armin Schwienbacher and published by . This book was released on 2015 with total page 20 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Banking and Securities Regulation in the Netherlands written by Bas Jennen and published by Kluwer Law International B.V.. This book was released on 2010-01-01 with total page 218 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book's primary goal is to give a non-Dutch lawyer a basic understanding of the Dutch financial regulatory environment. In most countries financial regulation is not the easiest accessible area of the law and the Netherlands is no exception. For anyone involved in the Dutch financial industry this book will prove an indispensable toll to have some meaningful insights into the Dutch regulatory landscape. The authors are experienced practitioners who have advised domestic and international clients on Dutch financial law for many years. Together they also have extensive transactional experience as well as considerable in-house experience at both the Dutch financial regulators. Bank and Financial Securities Regulation in the Netherlands will prove a practical and comprehensive guide for non-Dutch lawyers as well as businesses and individuals who are active in the Dutch financial industry. It may also help- other Dutch lawyers to advise their non-Dutch counterparts on some of the intricacies of Dutch financial law.
Download or read book Guide to the Regulation of Securities Markets in the Netherlands written by P. Houtman and published by Kluwer Law International. This book was released on 1993-01-01 with total page 233 pages. Available in PDF, EPUB and Kindle. Book excerpt: This publication contains commentaries and translations in English of the relevant Acts and ancillary Decrees and Regulations which will enable fund managers, issuers, brokers, investors and professional advisers, in The Netherlands and abroad, to ascertain in which way the securities markets are regulated in The Netherlands.
Download or read book Kingdom of the Netherlands Netherlands Financial Sector Assessment Program written by International Monetary Fund. Monetary and Capital Markets Department and published by International Monetary Fund. This book was released on 2017-04-13 with total page 77 pages. Available in PDF, EPUB and Kindle. Book excerpt: This Technical Note discusses the findings and recommendations of the Financial Sector Assessment Program for the Netherlands regarding auditor oversight, collective investment fund management, and regulatory issues. The legal regime and the day-to-day supervision activities conducted by the Netherlands Authority for the Financial Markets and the Dutch central bank are extensive and consistent with international expectations. The approach to the supervision of the small but growing crowd-funding sector strikes a fair balance between enhancing innovation and protecting investors. The Dutch regime for audits and auditor oversight also complies with the expectations of the International Organization of Securities Commissions and appears to work well in practice.
Download or read book The Netherlands Recent Developments in Securities Laws written by G. Dr Maier-Reimer and published by . This book was released on 1993 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book International Securities Regulation Netherlands New Zealand Norway Paraguay Philippines Portugal written by Robert Charles Rosen and published by . This book was released on 2024 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: "This is the first treatise on international securities with English translations of laws and regulations of 30 jurisdictions. The set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, public securities markets, and those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction, focusing on each country's legal system, public securities markets, security regulations, and recent developments. Topics include: Registration and listing requirements ; Disclosure requirements ; Broker-dealer and financial intermediary regulations ; Accounting, auditing, and bookkeeping requirements ; Civil and criminal liability and How fraud, manipulation, and insider trading are defined, identified, and dealt with" -- Publisher's website.
Download or read book Kingdom of the Netherlands Netherlands written by International Monetary Fund and published by . This book was released on 2011-07-25 with total page 68 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Netherlands Authority for Financial Markets (AFM) has developed a robust supervisory framework, which exhibits high levels of implementation of the International Organization of Securities Commissions Principles. The AFM’s efforts are complemented by The NetherlandsCentral Bank's (DNB) program of prudential supervision, which is reasonable and credible. Gaps in the legal framework for issuers, and on management of collective investment schemes, in the case of the DNB, have imposed limitations. Their ability to react in a swift manner to emerging risks in the financial sector is limited.
Download or read book The Netherlands Securities Trading Act and Securities Trading Decree written by Netherlands and published by Kluwer Law International. This book was released on 1986-01-01 with total page 135 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Kingdom of the Netherlands written by and published by . This book was released on 2004 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Guide to the Regulation of Securities Markets in the Netherlands Commentaries on the Securities Markets written by P. Houtman and published by Springer. This book was released on 1993-03-25 with total page 248 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Kingdom of the Netherlands Netherlands Antilles written by International Monetary Fund and published by International Monetary Fund. This book was released on 2004-08-26 with total page 62 pages. Available in PDF, EPUB and Kindle. Book excerpt: This review of financial sector regulation and supervision in the Kingdom of the Netherlands—Netherlands Antilles explains banking, insurance, and pension fund supervision. The Netherlands Antilles is resolved to remove the perception created by placement of the jurisdiction in the weakest category of the list of offshore financial centers, published by the Financial Stability Forum (FSF). Bank of the Netherlands Antilles (BNA) staff is highly capable, well-trained, and dedicated, and is able to attract appropriate personnel and material resources to perform its functions.
