Download or read book Securities Fraud written by Louis L. Straney and published by John Wiley & Sons. This book was released on 2010-11-09 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt: The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Download or read book Bromberg and Lowenfels on Securities Fraud Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Fraud written by Louis L. Straney and published by John Wiley & Sons. This book was released on 2010-11-09 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt: The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Download or read book Expanding Enforcement Options written by Joseph C. Long and published by . This book was released on 1979 with total page 60 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Fraud and Civil Liability Under the Federal Securities Laws written by Louis Loss and published by . This book was released on 1983 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Vigilant Investor written by Pat Huddleston and published by AMACOM Div American Mgmt Assn. This book was released on 2012 with total page 257 pages. Available in PDF, EPUB and Kindle. Book excerpt: Huddleston explains why we fall for investment scams, how con artists play on the human tendencies we all share, and what we can do to protect ourselves from predators.
Download or read book Securities Fraud Deterrence and Investor Restitution Act of 2004 written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2004 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Crimes written by Marvin G. Pickholz and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Valuation Treadmill written by James J. Park and published by Cambridge University Press. This book was released on 2022-07-28 with total page 199 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyzes paradigmatic securities frauds to show how market pressure to deliver short-term results incentivizes companies to deceive investors.
Download or read book Penny Stock Market Fraud written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance and published by . This book was released on 1989 with total page 268 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book H R 2179 the Securities Fraud Deterrence and Investor Restitution Act of 2003 written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and published by . This book was released on 2003 with total page 110 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Fourth Annual National Institute on Securities Fraud written by and published by . This book was released on 2009 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Fraud on the Internet written by United States. Congress. Senate. Committee on Governmental Affairs. Permanent Subcommittee on Investigations and published by . This book was released on 1999 with total page 366 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Fraud Liability of Secondary Actors written by Susan D. Sawtelle and published by DIANE Publishing. This book was released on 2012-10-14 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Mortgage Fraud Securities Fraud and the Financial Meltdown Prosecuting Those Responsible written by Robert Khuzami and published by DIANE Publishing. This book was released on 2010-10 with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt: Certain principles are fundamental to the fair and proper functioning of our markets: that no one should have an unjust advantage; that investors have a right to disclosure that complies with fed. securities laws; and that there is a level playing field for all investors. Discusses how the SEC is moving on 5 fronts in the enforcement area to advance these objectives. Contents: (1) Recent Accomplishments and Initiatives: Mortgage-Related Cases; Accounting Fraud; Broker-Dealer, Investment Adviser, and Hedge Fund Misconduct; Insider Trading; Public Trust; Ponzi Schemes; Foreign Corrupt Practices Act; Cooperation and Coordination with Other Authorities; (2) Strengthening the Enforcement Division: Legislative Initiatives; Future Plans.
Download or read book Mortgage Fraud Securities Fraud and the Financial Meltdown written by United States. Congress. Senate. Committee on the Judiciary and published by . This book was released on 2010 with total page 128 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Internet Fraud written by and published by . This book was released on 2000 with total page 24 pages. Available in PDF, EPUB and Kindle. Book excerpt:
