Download or read book Securities Crimes written by Marvin G. Pickholz and published by . This book was released on with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Fraud written by Louis L. Straney and published by John Wiley & Sons. This book was released on 2010-11-09 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt: The first complete, expert guide to securities and investment fraud Filled with expert guidance for detection and prevention of all kinds of securities fraud and investment misconduct, Securities Fraud helps you identify red flags of fraud and offers practical ways to detect and prevent it. Written by a Wall Street professional with three decades of experience spanning the most critical period of our financial markets This book challenges classic fraud theories, describing how to dismantle information silos that permit fraudsters to conceal their activities. Begins with an overview of the evolution of securities regulation and the impact of securities fraud Offers real cases and examples which illustrate recurring themes and red flags Provides the first guide of its kind to offer a complete look at the various kinds of securities fraud and investment misconduct Securities Fraud is the essential guide you need for a bird's-eye view of fraud that may be taking place even now within your own organization and with your portfolio.
Download or read book Bromberg and Lowenfels on Securities Fraud Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 2003 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Crimes written by Marvin G. Pickholz and published by . This book was released on 1993 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Organized Crime Stolen Securities written by United States. Congress. Senate. Committee on Government Operations. Permanent Subcommittee on Investigations and published by . This book was released on 1971 with total page 296 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Valuation Treadmill written by James J. Park and published by Cambridge University Press. This book was released on 2022-07-28 with total page 199 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book analyzes paradigmatic securities frauds to show how market pressure to deliver short-term results incentivizes companies to deceive investors.
Download or read book Mortgage Fraud Securities Fraud and the Financial Meltdown Prosecuting Those Responsible written by Robert Khuzami and published by DIANE Publishing. This book was released on 2010-10 with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt: Certain principles are fundamental to the fair and proper functioning of our markets: that no one should have an unjust advantage; that investors have a right to disclosure that complies with fed. securities laws; and that there is a level playing field for all investors. Discusses how the SEC is moving on 5 fronts in the enforcement area to advance these objectives. Contents: (1) Recent Accomplishments and Initiatives: Mortgage-Related Cases; Accounting Fraud; Broker-Dealer, Investment Adviser, and Hedge Fund Misconduct; Insider Trading; Public Trust; Ponzi Schemes; Foreign Corrupt Practices Act; Cooperation and Coordination with Other Authorities; (2) Strengthening the Enforcement Division: Legislative Initiatives; Future Plans.
Download or read book Expanding Enforcement Options the Securities Fraud Approach written by Joseph C. Long and published by . This book was released on 1979 with total page 60 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Fourth Annual National Institute on Securities Fraud written by and published by . This book was released on 2009 with total page 662 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Fraud Liability of Secondary Actors written by Susan D. Sawtelle and published by DIANE Publishing. This book was released on 2012-10-14 with total page 47 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Securities Litigation and Enforcement in a Nutshell written by Margaret V. Sachs and published by . This book was released on 2016 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Softbound - New, softbound print book.
Download or read book Wayward Capitalists written by Susan P. Shapiro and published by Yale University Press. This book was released on 1987-03-01 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt: Recounts actual cases of security frauds, explains how the SEC investigates the securities market, and suggests new policies to strengthen the SEC's role as government watchdog
Download or read book Penny Stock Market Fraud written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance and published by . This book was released on 1989 with total page 268 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Regulating Fraud Across Borders written by Edgardo Rotman and published by Bloomsbury Publishing. This book was released on 2021-02-25 with total page 240 pages. Available in PDF, EPUB and Kindle. Book excerpt: At a time when financial crime routinely crosses international boundaries, this book provides a novel understanding of its spread and criminalisation. It traces the international convergence of financial crime regulation with a uniquely comparative approach that examines key institutional and state actors including the European Union, the International Organization of Securities Commissions, as well as the United States, the United Kingdom, Switzerland, France, Italy and Germany, all countries that harbour some of the most influential stock exchanges in the Western world. The book describes and documents the phenomenon of internationalisation of securities frauds – such as insider trading and market manipulation – and the laws criminalising those acts, most notably those responding to recent dramatic transformations in securities markets, high frequency trading, and benchmark manipulation. At the European level, it shows the progressive uniformisation of laws culminating in the 2014 European Union Market Abuse Regulation. The book argues that criminal prohibitions against internationalised market abuse must be understood as an economic and legal imperative to protect financial markets against activities that imperil its integrity, compromising the confidence of investors and thus affecting the economy as a whole. The book is supported by an extensive review of the most significant scholarship in each country.
Download or read book Bromberg and Lowenfels on Securities Fraud Commodities Fraud written by Alan R. Bromberg and published by . This book was released on 1994 with total page 798 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Theft of a Nation written by Gregg Barak and published by Rowman & Littlefield Publishers. This book was released on 2012-08-02 with total page 228 pages. Available in PDF, EPUB and Kindle. Book excerpt: Theft of a Nation presents a powerful criminological examination of Wall Street’s recent financial meltdown and its profound impact on the rest of the country. This provocative book asks why, if the actions of key players on Wall Street and in the government resulted in an economic downturn that harmed millions of Americans and destroyed capital worldwide, no one was held criminally liable for these actions. Author Gregg Barak provides a basic history of financial regulation and deregulation, as well as a primer on both securities fraud and mass victimization. Using key concepts in victimology and white collar crime, he explores the diverse ways civil and criminal law enforcement responded to the damaging behavior on Wall Street. The book also assesses Wall Street Financial Reform and the Consumer Protection Act of 2010, showing the ways that Americans may still be at risk. Theft of a Nation is the first comprehensive criminological investigation of the role of Wall Street and the government in the recent financial crisis, asking critical questions about who has been victimized and why.
Download or read book Watch Out for Securities Fraud written by Québec (Province). Autorité des marchés financiers and published by . This book was released on 2006-01-01 with total page 18 pages. Available in PDF, EPUB and Kindle. Book excerpt:
