Download or read book Resales of Restricted Securities written by and published by . This book was released on 2008 with total page 722 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Resales of Restricted Securities written by J. William Hicks and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Resales of Restricted Securities written by William J. Hicks and published by . This book was released on 1997 with total page 701 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Resales of Restricted Securities Under SEC Rules 144 and 144A written by Marvin E. Pollock and published by BNA Books (Bureau of National Affairs). This book was released on 1990-01-01 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Private Placements and Restricted Securities written by Stuart Charles Goldberg and published by . This book was released on 1982 with total page 696 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Law written by Larry D. Soderquist and published by West Publishing Company. This book was released on 1998 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt: Professors Larry D. Soderquist and Theresa A. Gabaldoh have authored a concise, well organized text that provides a solid understanding of the basic securities laws. Terms and concepts are detailed to assist the student in understanding securities law and to make it a vibrant subject for study. Highlights include: What is a Security, World of Securities Law, Business Context of Securities Law, What can be done during Securities Act Registration, How Securities are Registered under the Securities Act, Exemptions from the Registration Requirements, Resales by Security Holders, Liability for Violations of the Securities Act, Commission's General Exemptive Authority and Registration and Periodic Reporting Under the Exchange Act, Proxy Regulation, Tender Offers, Rule 10b-5, Short-swing Trading Under Section 16, Exchange Act Regulation of the Securities Business, International Aspects of Securities Law. As part of our hew Foundation Press Concepts and Insights Series, we are proud to offer professors and students this concise and insightful guide. Book jacket.

Download or read book U S Regulation of the International Securities and Derivatives Markets written by and published by Aspen Law & Business Publishers. This book was released on 2002 with total page 254 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book A Guide to Rule 144 written by Dan L. Goldwasser and published by . This book was released on 1978 with total page 672 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Regulation of Securities written by Steven Mark Levy and published by Aspen Publishers. This book was released on 2001 with total page 840 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Regulation of Securities: SEC Compliance and Practice, 2003 Edition is a comprehensive guide to understanding and complying with the day-to-day requirements of the federal securities laws. Using a question and answer format similar to that which the SEC has embraced, this guide provides public corporations, lawyers, and accountants, As well as company officers, directors, and large shareholders with straightforward answers To The most frequently asked questions on securities regulation, and convenient access To The relevant rules, procedures, caselaw, and forms. The 2003 Edition significantly expands and updates the previous Edition and includes chapters on: Introduction to securities regulation, including the modernized EDGAR system Periodic reporting under sections 13(a) and 15 (d) Reporting of beneficial ownership under sections 13(d) and 13(g) Insider reporting under section 16(a) Short-swing trading and exemptions under section 16(b) Tender offer disclosure requirements Proxy solicitations under section 14(a) Securities fraud under Rule 10b-5 Use of electronic media Selling restricted and control securities under Rule 144 Private resales to institutional investors under Rule 144A Going private transactions under Rule 13e-3 and a special supplement on Sarbanes-Oxley and related developments!

Download or read book Securities law review written by and published by . This book was released on 1987 with total page 520 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book United States Securities Law written by James M. Bartos and published by Kluwer Law International B.V.. This book was released on 2006-01-01 with total page 326 pages. Available in PDF, EPUB and Kindle. Book excerpt: Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.

Download or read book Resales of Restricted Securities written by and published by . This book was released on 2007 with total page 704 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Regulation written by Marc I. Steinberg and published by . This book was released on 1986 with total page 1772 pages. Available in PDF, EPUB and Kindle. Book excerpt: This casebook presents securities regulation in a comprehensive & understandable, yet intellectually challenging manner, & combines both the theoretical & practical aspects of this subject. In addition to case law, the text includes other relevant material such as SEC releases & scholarly commentary. Numerous problems throughout the book provide upper-level students the opportunity to practice lawyering skills. TeacherÆs Manual Annual Supplement

Download or read book Understanding the Securities Laws written by and published by . This book was released on 2004 with total page 1308 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Sales and Resales of Restricted Securities written by and published by . This book was released on 1979 with total page 614 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Fundamentals of Securities Regulation written by Louis Loss and published by Aspen Publishers Online. This book was released on 1988 with total page 1646 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Going Public and the Public Corporation written by Harold S. Bloomenthal and published by West Group Publishing. This book was released on 2008 with total page 1466 pages. Available in PDF, EPUB and Kindle. Book excerpt: This looseleaf volume covers public financing from the initiation of the underwriting process through the closing, with a discussion of compliance with federal and state securities regulations. The reporting and continuous disclosure requirements of public company are presented in detail.