Download or read book Recent Developments in Securities Law 2015 Ed written by Thomson Reuters; Aspatore and published by . This book was released on 2014-11-01 with total page 96 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Regulation written by James D. Cox and published by Aspen Publishing. This book was released on 2021-10-31 with total page 1408 pages. Available in PDF, EPUB and Kindle. Book excerpt: Buy a new version of this textbook and receive access to the Connected eBook on CasebookConnect, including: lifetime access to the online ebook with highlight, annotation, and search capabilities, plus an outline tool and other helpful resources. Connected eBooks provide what you need most to be successful in your law school classes. Learn more about Connected eBooks. The Tenth Edition of Securities Regulation: Cases and Materials encompasses the sea changes that have recently occurred in the securities laws and capital markets, brought about by both SEC rulemaking and shifts in underwriting practices. The casebook carries forward its long-held standard of providing students with an in-depth, sophisticated, practical look at contemporary securities law. As it has since its first edition, this volume contains a highly teachable mix of problems, cases, and textual material, encouraging students to build their knowledge base by being active problem-solvers. Always forward-thinking, stressing current developments and controversies, the book is also highly modular, so that professors can easily pick and choose how to structure their courses without being locked into any given progression. New to the Tenth Edition: Developments involving cryptocurrencies and coin offerings Commentary on market developments such as issues arising with the retailization of trading markets The SEC’s procedures for direct listings and the regulatory issues surrounding the explosion of SPACs The sweeping November 2020 reforms to the issuer transaction exemptions from registration, and the new standards for evaluating whether offerings will be integrated The Supreme Court’s most recent Goldman Sachs decision addressing fraud on the market Coverage of several developments affecting the SEC’s enforcement powers The SEC’s new rules for proxy advisory services and shareholder proposals Where the law stands today regarding the obligations of broker-dealers in the wake of Regulation Best Interest Professors and students will benefit from: The book’s highly modular organization, enabling different teaching formats and coverage Extensive use of problems that build student awareness of the fundamentals, with directions in the Teacher’s Manual on how best to teach them Concise notes that introduce the reader to both theory and real-life practice issues A book that is always up-to-date and on the cutting edge

Download or read book United States Securities Law written by James M. Bartos and published by Kluwer Law International B.V.. This book was released on 2006-01-01 with total page 326 pages. Available in PDF, EPUB and Kindle. Book excerpt: Capital raising, mergers and acquisitions and securities trading around the world often involve some connection with the United States and implicate the US securities laws. United States Securities Law: A Practical Guide ,offers a concise overview of US securities laws from the perspective of a non-US participant. It is written not only for lawyers but for managers, bankers and others with an interest in the topic. This new edition has been significantly updated and expanded, including for the SEC's recent offering reforms and corporate governance developments. Praise for the Second Edition: This book has been a valuable resource in effectively counselling my company in the intricacies of SEC regulation. Jim, with his many years of counselling foreign issuers out of his firms London office, writes with a perspective that is particularly relevant to the needs of foreign companies listed on US exchanges. George Miller, Executive Vice President and General Counsel, Novartis Corporation. A well written and useful primer for those looking for quick, practical answers to real life questions or who wish to understand better the background and rationale to US securities law and regulation. Leland Goss, Managing Director, Credit Suisse. This book really is a practical guide to the US securities laws. It does a great job of explaining the rules and regulations in a way that can be understood by readers that are not themselves US securities lawyers. Peter Castellon, Director andamp; Counsel, Citigroup Corporate andamp; Investment Banking.

Download or read book New Developments in Securities Litigation 2015 Ed written by and published by . This book was released on 2015-06-01 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Recent Developments in Securities Law written by and published by . This book was released on 1998 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Recent Developments in Securities Law 2013 Ed written by and published by . This book was released on 2013-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Examples Explanations for Securities Regulation written by Alan R. Palmiter and published by Wolters Kluwer. This book was released on 2021-08-10 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Informal and student-friendly, this best-selling study guide—also used by Wall Street lawyers and SEC staffers as a reference book—gives an overview of federal securities regulation and illustrates the topic with practical applications. Examples & Explanations: Securities Regulation, Eighth Edition combines clear introductions with examples and explanations that allow students to test their understanding of concepts and practice applying the law to fact patterns—many drawn from actual events in the securities markets. New to the Eighth Edition: Updates on U.S. capital formation in public and private securities markets, with a focus on trends in IPOs, going-private transactions, and private placements New materials on the treatment of “autonomous business” forms and crypto-currencies (including gaming tokens) under the federal securities law Trends in the use of Reg D, Reg A+, and Reg CF over the past several years, given recent amendments to these registration exemptions under the Securities Act of 1933 The timeliness of Section 11 suits under the Securities Act of 1933, as interpreted by the Supreme Court in CALPERS v. ANZ Securities, Inc. (2017) The preemption of state court class actions under the Securities Act of 1933 and the right of defendants to remove such actions to federal court, as interpreted by the Supreme Court in Cyan, Inc. v. Beaver County Employees Retirement Fund (2018) The securities-fraud liability of a securities rep, who disseminated false information provided to him by a superior, as interpreted by the Supreme Court in Lorenzo v. SEC (2019) Lower court application of the “personal benefit” analysis in Salman v. United States (2016) to quid pro quo tips of inside information to family and friends Updates on judicial and SEC enforcement of the federal securities laws—in particular, the use of disgorgement and civil penalties in the sale of nonexempt, unregistered securities The timeliness of disgorgement sanctions in SEC enforcement actions, as interpreted by the Supreme Court in Kokesh v. SEC (2017) The proper appointment of SEC administrative law judges and their authority to impose sanctions in SEC administrative enforcement actions, as interpreted by the Supreme Court in Lucia v. SEC (2018) The availability of Dodd-Frank whistleblower protection to a company executive who reported a possible securities violation within his company but not to the SEC, as interpreted by the Supreme Court in Digital Realty Trust, Inc. v. Somers (2018) The requirement of individualized showings of “domestic transactions” in a securities fraud class action brought against a foreign company whose securities traded on U.S. and foreign markets Professors and students will benefit from: A study guide that introduces students to the subject’s clubbish vocabulary, identifies its important principles, and reveals its layered structure. Chapters in which, after sketching the key concepts of U.S. securities regulation, give students a chance to compare their responses to concrete examples with the book’s detailed explanations. The text includes new and updated charts on: Shareholdings in the US securities markets Capital formation through public and private offerings Actual use of the various registration exemptions The updated examples and explanations include new questions on: “Autonomous business” forms and crypto-currencies Section 11 class actions brought in state court Fraudulent statements “made” by securities professionals Insider trading tips to friends and family Availability of disgorgement sanctions in SEC enforcement actions

Download or read book Recent Developments in Securities Law 2016 written by and published by . This book was released on 2016-01-04 with total page 92 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Companies and Securities Law written by Paul Redmond and published by Lawbook Company. This book was released on 2008 with total page 882 pages. Available in PDF, EPUB and Kindle. Book excerpt: COMPANIES AND SECURITIES LAW: COMMENTARY AND MATERIALS, 5th Edition is shaped by the belief that the study of the subject requires not only an understanding of technical statute and case law but also awareness of underpinning values, policies and theories, and of social and historical contexts. The corporation has become the principal vehicle for business operations and capital accumulation in most developed countries, and one of the primary subjects of superannuation fund investment. This corporate ascendancy raises distinctive social as well as legal issues. This edition continues the broad perspective of previous editions by combining substantial commentary with carefully selected material demonstrating the application of legal principles and the ideas and policies shaping legal regulation. Readers will gain an understanding of the practical operation of companies and securities law principles as well as of intellectual and policy foundations. This new edition incorporates recent legal developments, including the Simpler Regulatory System amendments and the substantial body of judicial decision and interpretation in key areas. The pace of change in corporate law matches that of the dynamic economy and society that it serves.

Download or read book Advanced Introduction to U S Federal Securities Law written by Hazen, Thomas L. and published by Edward Elgar Publishing. This book was released on 2022-05-13 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Answering the key question of whether there is an obligation for States to define and enact sound climate policies in order to avoid the impacts of global warming, this timely book provides expert analysis on recent global climate cases, assessing not only the plaintiffs’ claims but also the legal reasoning put forward by the courts.

Download or read book Securities law handbook a comprehensive overview of the law of securities regulation plus recent developments written by Harold S. Bloomenthal and published by . This book was released on 1989 with total page 991 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Recent Developments in Securities Law written by Michaela Falls and published by Aspatore Books. This book was released on 2010 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Recent Developments in Securities Law provides an authoritative, insiders perspective on key strategies for understanding recent securities law developments. Featuring partners from some of the nations leading law firms, these experts guide the reader through key decisions in securities litigation and discuss how these cases are affecting clients and attorneys. These top lawyers reveal their advice on complying with new legal requirements by establishing internal controls and remaining up-to-date on SEC trends. From understanding the possible impact of proposed legislative changes to remaining flexible, forward-thinking, and client focused, these authors offer tips on establishing and revising client strategies. Additionally, these leaders discuss the importance of devoting adequate resources and analysis to the class certification stage of a case. The different niches represented and the breadth of perspectives presented enable readers to get inside some of the great legal minds of today, as these experienced lawyers offer up their thoughts around the keys to navigating an increasingly-enforced and rapidly-changing area of law.

Download or read book Principles and Practice of Securities Regulations in Singapore written by Hans Tjio and published by . This book was released on 2017 with total page 703 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Emerging Trends in Securities Law written by Harold S. Bloomenthal and published by Clark Boardman Callaghan. This book was released on 1994 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Emerging Trends in Securities Law written by Harold S. Bloomenthal and published by . This book was released on 2001 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Recent Developments in Securities Law written by Richard W. Painter and published by . This book was released on 2013 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book New Developments in Securities Litigation 2014 written by and published by Aspatore Books. This book was released on 2014-04-01 with total page 148 pages. Available in PDF, EPUB and Kindle. Book excerpt: New Developments in Securities Litigation provides an authoritative, insiders perspective