Download or read book Proposed Regulations for Open ended Investment Companies written by Securities and Investments Board (Great Britain) and published by . This book was released on 1996 with total page 155 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Proposed Amendments to the Regulations for Open ended Investment Companies written by Securities and Investments Board (Great Britain) and published by . This book was released on 1997 with total page 182 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Investment Company Act Release written by United States. Securities and Exchange Commission and published by . This book was released on 1967 with total page 974 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by . This book was released on 1992 with total page 586 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Protecting Investors written by United States. Securities and Exchange Commission. Division of Investment Management and published by Securities and Exchange Commission. This book was released on 1992 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Enhanced Disclosure and New Prospectus Delivery Option for Registered Open End Management Investment Companies Us Securities and Exchange Commission Regulation Sec 2018 Edition written by The Law Library and published by Independently Published. This book was released on 2019-01-27 with total page 122 pages. Available in PDF, EPUB and Kindle. Book excerpt: The Law Library presents the complete text of the Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition). Updated as of May 29, 2018 The Securities and Exchange Commission is adopting amendments to the form used by mutual funds to register under the Investment Company Act of 1940 and to offer their securities under the Securities Act of 1933 in order to enhance the disclosures that are provided to mutual fund investors. The amendments require key information to appear in plain English in a standardized order at the front of the mutual fund statutory prospectus. The Commission is also adopting rule amendments that permit a person to satisfy its mutual fund prospectus delivery obligations under section 5(b)(2) of the Securities Act by sending or giving the key information directly to investors in the form of a summary prospectus and providing the statutory prospectus on an Internet Web site. Upon an investor's request, mutual funds are also required to send the statutory prospectus to the investor. These amendments are intended to improve mutual fund disclosure by providing investors with key information in plain English in a clear and concise format, while enhancing the means of delivering more detailed information to investors. Finally, the Commission is adopting additional amendments that are intended to result in the disclosure of more useful information to investors who purchase shares of exchange-traded funds on national securities exchanges. This ebook contains: - The complete text of the Enhanced Disclosure and New Prospectus Delivery Option for Registered Open-End Management Investment Companies (US Securities and Exchange Commission Regulation) (SEC) (2018 Edition) - A dynamic table of content linking to each section - A table of contents in introduction presenting a general overview of the structure
Download or read book Draft Open Ended Investment Companies Amendment Regulations 2009 Draft Unit Trusts Electronic Communications Order 2009 written by and published by . This book was released on 2009 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Draft Open-Ended Investment Companies (Amendment) Regulations 2009; draft Unit Trusts (Electronic Communications) Order 2009 : Monday 2 February 2009
Download or read book Research Handbook on the Regulation of Mutual Funds written by William A. Birdthistle and published by Edward Elgar Publishing. This book was released on 2018-10-26 with total page 477 pages. Available in PDF, EPUB and Kindle. Book excerpt: With fifty trillion in worldwide assets, the growth of mutual funds is a truly global phenomenon and deserves a broad international analysis. Local political economies and legal regimes create different regulatory preferences for the oversight of these funds, and academics, public officials and legal practitioners wishing to understand the global investing environment will require a keen awareness of these international differences. The contributors, leading scholars in the field of investment law from around the world, provide a current legal analysis of funds from a variety of perspectives and using an array of methodologies that consider the large fundamental questions governing the role and regulation of investment funds. This volume also explores the identity and behavior of investors as well as issues surrounding less orthodox funds, such as money market funds, ETFs, and private funds. This Handbook will provide legal and financial scholars, academics, lawyers and regulators with a vital tool for working with mutual funds. Contributors include: W.A. Birdthistle, M. Bullard, I.H-Y Chiu, B. Clarke, Q. Curtis, D.A. DeMott, J. Fanto, J.E. Fisch, P. Hanrahan, L.P.Q. Johnson, W.A. Kaal, A.K. Krug, A.B. Laby, J.D. Morley, A. Palmiter, I. Ramsay, E.D. Roiter, M. White, D.A. Zetzsche
Download or read book Draft Open Ended Investment Companies Amendment Regulations 2011 Draft Finance Act 2011 Bank Levy Amendment of Netting Agreements Provisions Order 2011 written by Great Britain. Parliament. House of Commons. 1st Delegated Legislation Committee and published by . This book was released on 2011-12-13 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: Draft Open-Ended Investment Companies (Amendment) Regulations 2011; draft Finance Act 2011 (Bank Levy: Amendment of Netting Agreements Provisions) Order 2011 : Monday 12 December 2011
Download or read book Open Ended Investment Companies written by HM Treasury, London (GB). Securities and Investment Services Group and published by . This book was released on 1993 with total page 116 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Open Ended Investment Companies Amendment Regulations 2011 written by Great Britain and published by . This book was released on 2011-12-21 with total page 8 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, s. 429 (2). Issued: 21.12.2011. Made: 20.12.2011. Laid: -. Coming into force: 21.12.2011, in accord. with reg. 1. Effect: S.I. 2001/1228 amended. Territorial extent & classification: E/W/S/NI. General. Supersedes draft S.I. (ISBN 9780111517239) issued 23.11.2011
Download or read book Open Ended Investment Companies written by Great Britain. Securities and Investment Services Group and published by . This book was released on 1993 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Definitions and Reporting Requirements for Shareholders of Passive Foreign Investment Companies Us Internal Revenue Service Regulation Irs 2018 Edition written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-11-07 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: Definitions and Reporting Requirements for Shareholders of Passive Foreign Investment Companies (US Internal Revenue Service Regulation) (IRS) (2018 Edition) The Law Library presents the complete text of the Definitions and Reporting Requirements for Shareholders of Passive Foreign Investment Companies (US Internal Revenue Service Regulation) (IRS) (2018 Edition). Updated as of May 29, 2018 This document contains final regulations that provide guidance on determining ownership of a passive foreign investment company (PFIC) and on certain annual reporting requirements for shareholders of PFICs to file Form 8621, "Information Return by a Shareholder of a Passive Foreign Investment Company or Qualified Electing Fund." In addition, the final regulations provide guidance on an exception to the requirement for certain shareholders of foreign corporations to file Form 5471, "Information Return of U.S. Persons with Respect to Certain Foreign Corporations." The regulations finalize proposed regulations and withdraw temporary regulations published on December 31, 2013. The final regulations affect United States persons that own interests in PFICs, and certain United States shareholders of foreign corporations. This book contains: - The complete text of the Definitions and Reporting Requirements for Shareholders of Passive Foreign Investment Companies (US Internal Revenue Service Regulation) (IRS) (2018 Edition) - A table of contents with the page number of each section
Download or read book General Rules and Regulations Under the Investment Company Act of 1940 written by United States. Securities and Exchange Commission and published by . This book was released on 1941 with total page 40 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Open Ended Investment Companies Investment Companies with Variable Capital Regulations 1996 written by Great Britain and published by . This book was released on 1996 with total page 56 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book The Open Ended Investment Companies Amendment Regulations 2009 written by Great Britain and published by . This book was released on 2009-03-13 with total page 4 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, 262 (1) (a) (2) (e) (3) (f), 428 (3). Issued: 13.03.2009. Made: 05.03.2009. Laid: -. Coming into force: 06.03.2009. Effect: S.I. 2001/1228 amended. Territorial extent & classification: E/W/S/NI. General. This supersedes the draft Statutory Instrument (ISBN 9780111471449) issued on 15.12.2008
Download or read book The Open Ended Investment Companies Regulations 2001 written by Great Britain and published by . This book was released on 2001-04-05 with total page 49 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enabling power: Financial Services and Markets Act 2000, ss. 262, 428 (3). Issued: 05.04.2001. Made: 27.03.2001. Laid: -. Coming into force: In acc.with art. 1 (2). Effect: 1961 c.62; 1963 c.18; 1985 c.6; 1986 c.46; 1993 c.48; 2000 c.12 & S.I. 1995/3272 amended & S.I. 1996/2827 revoked. Territorial extent & classification:E/W/S. General
