Download or read book Oversight of the Swaps and Futures Markets written by United States. Congress. House. Committee on Agriculture and published by . This book was released on 2013 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Oversight of the Swaps and Futures Markets written by United States. Congress and published by Createspace Independent Publishing Platform. This book was released on 2018-01-02 with total page 142 pages. Available in PDF, EPUB and Kindle. Book excerpt: Oversight of the swaps and futures markets : recent events and impending regulatory reforms : hearing before the Committee on Agriculture, House of Representatives, One Hundred Twelfth Congress, second session, July 25, 2012.
Download or read book Oversight of the Swaps and Futures Markets written by United States. Congress. House. Committee on Agriculture and published by . This book was released on 2013 with total page 150 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Oversight of the Swaps and Futures Markets written by United States. Congress and published by Createspace Independent Publishing Platform. This book was released on 2017-09-30 with total page 142 pages. Available in PDF, EPUB and Kindle. Book excerpt: Oversight of the swaps and futures markets : recent events and impending regulatory reforms : hearing before the Committee on Agriculture, House of Representatives, One Hundred Twelfth Congress, second session, July 25, 2012.
Download or read book Oversight of the Swaps and Futures Markets written by United States. Congress. House. Committee on Agriculture and published by . This book was released on 2012 with total page 138 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Swaps and Off exchange Derivatives Trading written by Eric C. Bettelheim and published by . This book was released on 1996 with total page 440 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Futures Options and Swaps written by Robert Kolb and published by Wiley-Blackwell. This book was released on 2007-02-27 with total page 840 pages. Available in PDF, EPUB and Kindle. Book excerpt: A new and updated edition of the most readable, comprehensive text available on derivatives markets. Utilizes an even more applied approach than previous editions Provides an excellent balance between introductory and advanced topics Extensively updated to incorporate and explicate development in the field including the areas of electronic trading platforms, globalization of markets, hedge funds, financial scandals involving derivatives, and government regulation Revised to include over 50 text boxes with applied vignettes on topical issues, product profiles, and historical anecdotes
Download or read book Futurisation of Swaps OTC Market Regulation with MIFIR and MIFID II written by Sabrina Schleimer and published by GRIN Verlag. This book was released on 2018-08-20 with total page 17 pages. Available in PDF, EPUB and Kindle. Book excerpt: Seminar paper from the year 2018 in the subject Business economics - Investment and Finance, grade: 1,0, University of Strathclyde (Business School), course: Derivatives and Treasury Management, language: English, abstract: The necessity of increased stabilisation and regulation of financial markets, especially over-the-counter markets, has received increased international attention following the financial crisis of 2007-08.1 Previously, swap markets were largely ‘in the dark’ when compared to exchange traded derivatives. The reactionary regulation, the Dodd-Frank Act, has severely tightened the OTC swaps markets through standardisation, increased collateral requirements and reporting standards and a more refined clearing mandate; to continue our analogy, it has sought to bring the swaps market into the light. Due to this increased regulation and subsequent increased costs associated with trading swaps, large swathes of swap trading migrated onto futures exchanges, in a process known as swap futurisation. This offered market participants regulatory certainty as well as a reduction in some of the more onerous costs and requirements under the Dodd-Frank Act. With eight years of trading under the Dodd-Frank regulation, our investigation into the advantages and disadvantages of swap futurisation will focus on trends seen in American data. Following on we will look more closely at the European Union’s response, namely the Markets in Financial Instruments Directive II and the Markets in Financial Instruments Regulation.
Download or read book Derivatives Law and Regulation written by Gary E. Kalbaugh and published by . This book was released on 2018-05-27 with total page 698 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Oversight of the Commodity Futures Trading Commission written by United States. Congress. Senate. Committee on Agriculture, Nutrition, and Forestry and published by . This book was released on 2014 with total page 114 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Energy Speculation written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Oversight and Investigations and published by . This book was released on 2008 with total page 988 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book OTC Derivative Markets and Their Regulation written by United States. Commodity Futures Trading Commission and published by . This book was released on 1993 with total page 196 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Swap Futures An Outcome of Burdensome Dodd Frank OTC Regulation written by P. D. Aditya and published by . This book was released on 2013 with total page 13 pages. Available in PDF, EPUB and Kindle. Book excerpt: The financial crisis of 2007-2008 had led to establishment of many regulations in financial markets, mainly being the Dodd Frank Act (in US), European Markets Infrastructure Regulation (in EU regions). One of the main areas of focus by these regulations is on cleared over-the-counter (OTC) derivatives market. Prior to its regulation under Dodd-Frank, the OTC swaps markets were opaque, had very limited regulatory oversight without any central clearing requirements. Hence most of the swaps players chose to execute their swaps transactions in the OTC derivatives market. But after the Dodd-Frank Act, all OTC swaps trades are subjected to regulatory oversight, to be traded on a Swap Execution Facility (SEF), centrally cleared and reported to trade repositories. All these created a burden on financial institutions to be in compliant with these regulations. Hence all players in the industry are now reassessing the choice of venue for derivatives trades: the OTC swaps market or the futures market. The new calculus leads them out of swaps and into futures, which is the essence of the futurization of swaps. This paper explains about what led to the introduction of swap futures, how they are different from traditional swaps and the positive and negative impacts of futurization of swaps.
Download or read book Derivatives Regulation written by Philip McBride Johnson and published by Wolters Kluwer. This book was released on 2004-01-01 with total page 663 pages. Available in PDF, EPUB and Kindle. Book excerpt: For over a quarter century, Commodities Regulation has been recognized as the resource covering the derivatives marketplace. Today, Derivatives Regulation builds on that expertise, delivering the coverage professionals and practitioners need in order to stay current with this changing topic. Derivatives Regulation comprehensively covers the Commodity Exchange Act along with all other relevant aspects of the regulation of securities that have an impact on the derivatives markets. Derivatives Regulation is completely updated to cover the full range of emerging regulatory, reporting, and legal issues surrounding derivatives and related instruments, including: Distinguishing between regulated and unregulated derivatives�and knowing which rules to apply The significant roles of the SEC and the federal laws in regulating derivatives Meeting standards for exemption or other relief The workings of the derivatives markets and the rules applicable to trading Registration, reporting, and disclosure requirements applicable to commodities professionals Criteria for publicly traded futures and commodity options Rules governing unprofessional conduct, including the antifraud and anti-manipulation prohibitions Customer protections, the CFTC�s reparations program, arbitration programs, and private rights of action in the courts
Download or read book Regulation of Derivative Financial Instruments written by Ronald H. Filler and published by . This book was released on 2014 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: As a result of the Dodd-Frank Act Wall Street Reform and Consumer Protection Act of 2010, derivatives regulation has become a hot topic on Wall Street and is, therefore, of much interest to law firms with financial institutions as clients. An increasing number of classes on this subject are being taught at law schools around the country, but, to date, there has been no casebook on the subject. This casebook explores the regulation of swaps, futures and options by the Commodity Futures Trading Commission and the Securities and Exchange Commission. It examines the regulatory history of derivative instruments and traces the development of modern market structures while addressing the role of the exchanges, the clearinghouses, and market participants, such as futures commission merchants, swap dealers, and hedge funds that act as commodity pool operators. Structured in a traditional format, this casebook uses cases to teach students important points of law and industry practices needed to understand the role played by derivative instruments in modern finance. The cases are accompanied by commentary from the authors expanding on the points raised in the cases.
Download or read book Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations Us Commodity Futures Trading Commission Regulation Cftc 2018 Edition written by The Law The Law Library and published by Createspace Independent Publishing Platform. This book was released on 2018-06-16 with total page 192 pages. Available in PDF, EPUB and Kindle. Book excerpt: Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) The Law Library presents the complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition). Updated as of May 29, 2018 On July 12, 2012, the Commodity Futures Trading Commission ("Commission" or "CFTC") published for public comment its proposed interpretive guidance and policy statement ("Proposed Guidance") regarding the cross-border application of the swaps provisions of the Commodity Exchange Act ("CEA"), as added by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act ("Dodd-Frank Act" or "Dodd-Frank"). On December 21, 2012, the Commission also proposed further guidance on certain aspects of the Proposed Guidance ("Further Proposed Guidance"). This book contains: - The complete text of the Interpretive Guidance and Policy Statement Regarding Compliance with Certain Swap Regulations (US Commodity Futures Trading Commission Regulation) (CFTC) (2018 Edition) - A table of contents with the page number of each section
Download or read book The Effective Regulation of the Over the counter Derivatives Market written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets, Insurance, and Government Sponsored Enterprises and published by . This book was released on 2009 with total page 216 pages. Available in PDF, EPUB and Kindle. Book excerpt:
