Download or read book Dark Markets written by Darrell Duffie and published by Princeton University Press. This book was released on 2012-01-08 with total page 115 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book offers a concise introduction to OTC markets by explaining key conceptual issues and modeling techniques, and by providing readers with a foundation for more advanced subjects in this field.

Download or read book Introduction to Business written by Lawrence J. Gitman and published by . This book was released on 2024-09-16 with total page 1455 pages. Available in PDF, EPUB and Kindle. Book excerpt: Introduction to Business covers the scope and sequence of most introductory business courses. The book provides detailed explanations in the context of core themes such as customer satisfaction, ethics, entrepreneurship, global business, and managing change. Introduction to Business includes hundreds of current business examples from a range of industries and geographic locations, which feature a variety of individuals. The outcome is a balanced approach to the theory and application of business concepts, with attention to the knowledge and skills necessary for student success in this course and beyond. This is an adaptation of Introduction to Business by OpenStax. You can access the textbook as pdf for free at openstax.org. Minor editorial changes were made to ensure a better ebook reading experience. Textbook content produced by OpenStax is licensed under a Creative Commons Attribution 4.0 International License.

Download or read book Investor and Industry Perspectives on Investment Advisers and Broker Dealers written by Angela A. Hung and published by Rand Corporation. This book was released on 2008-03-12 with total page 151 pages. Available in PDF, EPUB and Kindle. Book excerpt: In theory, financial professionals are relatively distinct: A broker-dealer conducts transactions in securities on behalf of itself and others; and an investment adviser provides advice to others regarding securities. Different laws regulate each type of professional, but boundaries have blurred. This report examines current business practices and investor understanding of each type.

Download or read book Discriminatory Pricing of Over the Counter Derivatives written by Hau Harald and published by International Monetary Fund. This book was released on 2019-05-07 with total page 45 pages. Available in PDF, EPUB and Kindle. Book excerpt: New regulatory data reveal extensive price discrimination against non-financial clients in the FX derivatives market. The client at the 90th percentile pays an effective spread of 0.5%, while the bottom quarter incur transaction costs of less than 0.02%. Consistent with models of search frictions in over-the-counter markets, dealers charge higher spreads to less sophisticated clients. However, price discrimination is eliminated when clients trade through multi-dealer request-for-quote platforms. We also document that dealers extract rents from captive clients and market opacity, but only for contracts negotiated bilaterally with unsophisticated clients.

Download or read book Broker dealer License Fees written by United States. Congress. House. Committee on Interstate and Foreign Commerce and published by . This book was released on 1960 with total page 76 pages. Available in PDF, EPUB and Kindle. Book excerpt: Considers H.R. 6294, to amend the Securities Exchange Act of 1934 to raise security exchange registration fees, and to impose annual registration fees on registered broker-dealers.

Download or read book Broker Dealer License Fees written by United States. Congress. House. Subcommittee of the Interstate and Foreign Commerce and published by . This book was released on 1960 with total page 132 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Report of Special Study of Securities Markets of the Securities and Exchange Commission written by United States. Securities and Exchange Commission and published by . This book was released on 1963 with total page 1180 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Accounting Guide Brokers and Dealers in Securities 2017 written by AICPA and published by John Wiley & Sons. This book was released on 2017-11-15 with total page 353 pages. Available in PDF, EPUB and Kindle. Book excerpt: The 2017 edition gives up-to-date industry-specific guidance needed to be able to tailor operations with the most current standards and regulations. Included are new best practices and interpretive guidance to industry-specific considerations, this guide has you covered. This edition offers “best practice” discussion of industry-specific issues such as fair value accounting and related disclosures, as well as compliance with regulatory requirements. Further, new guidance on initial margin has been approved in accordance with applicable AICPA requirements.

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Download or read book Report written by United States. Securities and Exchange Commission. Special Study of Securities Markets and published by . This book was released on 1963 with total page 1188 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Hearings Reports and Prints of the House Committee on Appropriations written by United States. Congress. House. Committee on Appropriations and published by . This book was released on 1964 with total page 944 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Report of the Special Study of Securities Markets of the Securities and Exchange Commission written by United States. Securities and Exchange Commission and published by . This book was released on 1964 with total page 1180 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Report of the Securities and Exchange Commission on the Public Policy Implications of Investment Company Growth written by United States. Securities and Exchange Commission and published by . This book was released on 1966 with total page 376 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Supplemental Appropriation Bill 1965 written by United States. Congress. House. Committee on Appropriations and published by . This book was released on 1964 with total page 188 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Hearings written by United States. Congress. House and published by . This book was released on 1964 with total page 2054 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Report on the Feasibility and Advisability of the Complete Segregation of the Functions of Dealer and Broker written by United States. Securities and Exchange Commission and published by . This book was released on 1936 with total page 214 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Review of SEC Records of the Demise of Selected Broker Dealers a Staff Study for the Special Subcommittee on Investigations July 1971 written by United States. Congress. House. Interstate and Foreign Commerce and published by . This book was released on 1971 with total page 194 pages. Available in PDF, EPUB and Kindle. Book excerpt: