Download or read book Bank Mutual Funds written by United States. General Accounting Office and published by . This book was released on 1995 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Mutual Funds Sales Practices written by Thomas P. Lemke and published by . This book was released on 2009 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Bank Mutual Funds written by United States Government Accountability Office (GAO) and published by Createspace Independent Publishing Platform. This book was released on 2018-02-15 with total page 154 pages. Available in PDF, EPUB and Kindle. Book excerpt: GGD-95-210 Bank Mutual Funds: Sales Practices and Regulatory Issues

Download or read book Bank Mutual Funds written by United States. General Accounting Office and published by . This book was released on 1995 with total page 147 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Mutual Fund Sales Practices written by Vito V. Ciraco and published by . This book was released on 1998 with total page 146 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Bank Mutual Funds Sales Practices and Regulatory Issues written by and published by . This book was released on 1995 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Swing Pricing and Fragility in Open end Mutual Funds written by Dunhong Jin and published by International Monetary Fund. This book was released on 2019-11-01 with total page 46 pages. Available in PDF, EPUB and Kindle. Book excerpt: How to prevent runs on open-end mutual funds? In recent years, markets have observed an innovation that changed the way open-end funds are priced. Alternative pricing rules (known as swing pricing) adjust funds’ net asset values to pass on funds’ trading costs to transacting shareholders. Using unique data on investor transactions in U.K. corporate bond funds, we show that swing pricing eliminates the first-mover advantage arising from the traditional pricing rule and significantly reduces redemptions during stress periods. The positive impact of alternative pricing rules on fund flows reverses in calm periods when costs associated with higher tracking error dominate the pricing effect.

Download or read book Bank Sales of Mutual Funds written by United States. Congress. House. Committee on Banking, Finance, and Urban Affairs. Subcommittee on Financial Institutions Supervision, Regulation, and Deposit Insurance and published by . This book was released on 1994 with total page 536 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Business Practices of FDIC insured Institutions Selling Nondeposit Investment Products written by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises and published by . This book was released on 1996 with total page 392 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Mutual Fund Industry written by Richard J. Hillman (au) and published by DIANE Publishing. This book was released on 2006-02 with total page 60 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Mutual Fund Regulation written by Clifford E. Kirsch and published by Practising Law Institute. This book was released on 2005-01-01 with total page 1710 pages. Available in PDF, EPUB and Kindle. Book excerpt: Mutual Fund Regulation provides you with the comprehensive and current coverage that enables you to comply more cost-effectively with these many standards. Mutual Fund Regulation helps you to establish effective compliance policies and procedures that make your regulatory burdens easier to fulfill; meet onerous prospectus disclosure and delivery requirements more easily; draft the full range of relevant documents; satisfy rules for mutual fund marketing materials, including online standards; and qualify for statutory ?safe harbors? that free you from certain regulatory demands.

Download or read book Mutual Fund Industry written by United States. Congress. House. Committee on Energy and Commerce. Subcommittee on Telecommunications and Finance and published by . This book was released on 1994 with total page 214 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Business Practices of FDIC insured Institutions Selling Nondeposit Investment Products written by United States. Congress. House. Committee on Banking and Financial Services. Subcommittee on Capital Markets, Securities, and Government Sponsored Enterprises and published by . This book was released on 1996 with total page 392 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Analysis of Alternative Methods of Distributing Mutual Funds written by National Association of Securities Dealers and published by . This book was released on 1972 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Review of Current Investigations and Regulatory Actions Regarding the Mutual Fund Industry written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 2004 with total page 1132 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book What All Stock and Mutual Fund Investors Should Know written by Bruce Sankin and published by Sankin & Associates. This book was released on 2003 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt: This manual, which is in both English and Spanish, is used as an educational tool to enhance financial literacy for all investors. This full edition contains additional information on arbitration, preparing for arbitration, frequent questions from investors, and mediation. In other words, it gives you the step-by-step process on how to resolve investment disputes and, if necessary, how to recover investment losses.. ...THIS PUBLICATION WILL BE OF TREMENDOUS BENEFIT TO THE THOUSANDS OF INDIVIDUALS WHO FIND THEMSELVES THE VICTIMS OF INVESTMENT FRAUD AND UNPROFESSIONAL INVESTMENT PRACTICES. WE APPLAUD THIS MOST IMPORTANT WORK. National Center For Women And Retirement Research. ...SANKIN SHOWS INVESTORS HOW TO BE AGGRESSIVE CONSUMERS WHEN DEALING WITH BROKERAGE FIRMS, OFFERING HIS INSIDE KNOWLEDGE ON HOW BROKERS OPERATE...YET IT'S HOW SANKIN DETAILS THE ARBITRATION PROCESS AND HOW INVESTORS CAN RECOVER LOSSES THAT MAKE THIS BOOK UNIQUE...I RECOMMEND THIS EYE-OPENER. Booklist / American Library Association.

Download or read book Special Market Study Release written by and published by . This book was released on 1961-12 with total page 174 pages. Available in PDF, EPUB and Kindle. Book excerpt: