Download or read book Management Report written by James R. Dalkin and published by DIANE Publishing. This book was released on 2010-08 with total page 45 pages. Available in PDF, EPUB and Kindle. Book excerpt: On Nov. 16, 2009, an opinion was issued on the SEC¿s FY 2009 and 2008 financial statements. Also issued was an opinion on the effectiveness of SEC¿s internal controls over financial reporting as of Sept. 30, 2009, and an evaluation of SEC¿s compliance with selected provisions of laws and regulations during FY 2009. This report presents: (1) recommendations related to the significant deficiencies reported and discussed in the opinion report; (2) less significant internal control issues identified during the FY 2009 audit of SEC¿s internal controls and accounting procedures; (3) the status of the recommendations reported as open in an April 2, 2009 management report; and (4) the status of the security weaknesses in info. systems controls. Charts and tables.

Download or read book Management Report written by Jeanette M. Franzel and published by DIANE Publishing. This book was released on 2009-06 with total page 29 pages. Available in PDF, EPUB and Kindle. Book excerpt: On Nov. 14, 2008, an opinion was issued on the SEC¿s FY '08 and '07 financial statements. Also, an opinion was issued on the effectiveness of SEC¿s internal control over financial reporting (incl. safeguarding of assets) and over compliance as of Sept. 30, 2008, and an evaluation of SEC¿s compliance with selected provisions of laws and reg¿s. during FY '08. This report presents issues identified during a FY '08 audit of SEC¿s internal controls and accounting procedures and recommends actions to address these issues. This report makes 19 recommend. to strengthen internal controls and accounting procedures. These recommend. are in addition to 24 recommend. included in prior year audits of SEC¿s financial statements that still need to be fully addressed.

Download or read book Management Report Improvements Needed in SEC s Internal Controls and Accounting Procedures written by and published by DIANE Publishing. This book was released on with total page 37 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Management Report written by Gregory C. Wilshusen and published by . This book was released on 2013-05-09 with total page 27 pages. Available in PDF, EPUB and Kindle. Book excerpt: On Nov. 15, 2012, GAO issued their report on the U.S. Securities and Exchange Comm.'s (SEC) and its Investor Protection Fund's (IPF) FY 2012 and 2011 financial statements. The report also included (1) GAO’s opinion on the effectiveness of SEC's internal control over financial reporting as of Sept. 30, 2012, and GAO’s evaluation of SEC's compliance with selected provisions of laws and regulations during FY 2012; and (2) the two significant deficiencies GAO identified in SEC's internal control over financial reporting on its budgetary resources and property and equipment. This report (1) presents additional information regarding the significant deficiencies GAO identified in their Nov. 2012 report on the results of their SEC financial audit, along with related new recommendations; (2) communicates other less significant control deficiencies GAO identified in SEC's internal controls during their FY 2012 audit along with their related recommended corrective actions; and (3) provides an overview of the status of GAO’s prior recommendations reported as new or open in their April 13, 2012, SEC management report. Figure. This is a print on demand report.

Download or read book Management Report written by Jeanette M. Franzel and published by . This book was released on 2009 with total page 27 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Management Report written by James R. Dalkin and published by . This book was released on 2010 with total page 43 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Management Report written by U S Government Accountability Offi Gao and published by Independently Published. This book was released on 2019-06-07 with total page 28 pages. Available in PDF, EPUB and Kindle. Book excerpt: Management Report: Improvements Needed in SEC's Internal Controls and Accounting Procedures

Download or read book Management Report written by Jeanette M. Franzel and published by . This book was released on 2005 with total page 19 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Internal Control written by U S Government Accountability Office (G and published by BiblioGov. This book was released on 2013-06 with total page 32 pages. Available in PDF, EPUB and Kindle. Book excerpt: On November 15, 2005, we issued our report on the U.S. Securities and Exchange Commission's (SEC) fiscal years 2005 and 2004 financial statements and on SEC's internal control as of September 30, 2005. We also reported on the results of our tests of SEC's compliance with selected provisions of laws and regulations during fiscal year 2005. The purpose of this report is to discuss issues identified during our fiscal year 2005 audit concerning internal controls and accounting procedures that could be improved.

Download or read book Management Report Opportunities for Improvements in FDIC s Internal Controls and Accounting Procedures written by and published by DIANE Publishing. This book was released on with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Internal Control written by U S Government Accountability Office (G and published by BiblioGov. This book was released on 2013-06 with total page 26 pages. Available in PDF, EPUB and Kindle. Book excerpt: On November 15, 2006, we issued our report on the U.S. Securities and Exchange Commission's (SEC) fiscal years 2006 and 2005 financial statements and on SEC's internal control as of September 30, 2006. We also reported on the results of our tests of SEC's compliance with selected provisions of laws and regulations during fiscal year 2006. The purpose of this report is to discuss issues identified during our fiscal year 2006 audit concerning internal controls and accounting/operational procedures that could be improved. This report contains six recommendations to SEC to improve these internal controls and procedures. These recommendations are in addition to those we already provided to SEC as a result of our prior audits of SEC's financial statements.

Download or read book Internal Control written by and published by . This book was released on 2008 with total page 19 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Internal Control written by Jeanette M. Franzel and published by . This book was released on 2006 with total page 27 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book How to Comply with Sarbanes Oxley Section 404 written by Michael J. Ramos and published by John Wiley & Sons. This book was released on 2004-03-29 with total page 306 pages. Available in PDF, EPUB and Kindle. Book excerpt: Designed specifically for Sarbanes-Oxley Section 404 compliance, How to Comply with Sarbanes-Oxley Section 404 features: A step-by-step approach to engagement performance Original material from a leading expert in auditing and accounting Practice aids, including forms, checklists, illustrations, diagrams, and tables In-depth explanations to help professionals understand how best to approach the internal control engagement Examples and action plans providing blueprints for implementing requirements of the Act Order your copy today!

Download or read book Gao 04 553r Management Report written by United States Government Accountability Office and published by Createspace Independent Publishing Platform. This book was released on 2018-01-26 with total page 28 pages. Available in PDF, EPUB and Kindle. Book excerpt: GAO-04-553R Management Report: Improvements Needed in IRS's Internal Controls and Accounting Procedures

Download or read book Internal Control written by United States Accounting Office (GAO) and published by Createspace Independent Publishing Platform. This book was released on 2018-05-21 with total page 36 pages. Available in PDF, EPUB and Kindle. Book excerpt: Internal Control: Improvements Needed in SEC's Accounting and Financial Reporting Process

Download or read book Management Report written by United States Government Accountability Office and published by Createspace Independent Publishing Platform. This book was released on 2018-05-11 with total page 30 pages. Available in PDF, EPUB and Kindle. Book excerpt: MANAGEMENT REPORT: Improvements Needed in CFPB's Internal Controls and Accounting Procedures