Download or read book Management Auditing as a Regulatory Tool written by Howard H. Greenbaum and published by Praeger. This book was released on 1987 with total page 374 pages. Available in PDF, EPUB and Kindle. Book excerpt: This important new book explains how to use management auditing to determine the efficiency of public utility management systems. The first book to concentrate on such areas as evaluation criteria and audits of operations and personnel, Management Auditing as a Regulatory Tool identifies problems in the auditing process and recommends strategies for improving it. It is an essential guideline for public utility management, auditors, and consulting organizations. The book focuses on nine management audits of major New York state organizations.
Download or read book Management Auditing as a Regulatory Tool written by Howard H. Greenbaum and published by Praeger. This book was released on 1987 with total page 374 pages. Available in PDF, EPUB and Kindle. Book excerpt: This important new book explains how to use management auditing to determine the efficiency of public utility management systems. The first book to concentrate on such areas as evaluation criteria and audits of operations and personnel, Management Auditing as a Regulatory Tool identifies problems in the auditing process and recommends strategies for improving it. It is an essential guideline for public utility management, auditors, and consulting organizations. The book focuses on nine management audits of major New York state organizations.
Download or read book The Management Audit as a Regulatory Tool written by Raymond J. Krasniewski and published by . This book was released on 1981 with total page 260 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Effective Internal Auditing written by Manuel E Peña-Rodríguez and published by Business Excellence Consulting. This book was released on 2021-09-26 with total page 108 pages. Available in PDF, EPUB and Kindle. Book excerpt: Good Manufacturing Practices (GMP) regulations worldwide, as well as the Food and Drug Administration (FDA) and International Conference on Harmonization (ICH) guidances, require that companies have in place an internal quality audit program. For example, the FDA regulation for medical devices establishes that each manufacturer shall establish procedures for quality audits and conduct such audits to assure that the quality system complies with the established quality system requirements, and to determine the effectiveness of the quality system[1]. Also, the ICH Q10 guidance establishes that management should have a formal process for reviewing the pharmaceutical quality system on a periodic basis, which include self-assessment processes, including audits, and external assessments, such as regulatory inspections and findings, and customer audits[2]. Auditing is a powerful management tool in establishing how effectively a company controls the quality of its products and ensures compliance. The ISO 19011 is an international standard that sets forth guidelines for management systems auditing[3]. This book presents many auditing tools and techniques needed when conducting effective internal and external audits. An audit can be conducted against a range of audit criteria, separately or in combination, including: Requirements defined in one or more management system standards. Policies and requirements specified by relevant interested parties. Statutory and regulatory requirements. One or more management system processes defined by the organization or other parties. Management system plan(s) relating to the provision of specific outputs of a management system. This book provides guidance for all sizes and types of organizations and audits of varying scopes and scales, including those conducted by large audit teams, typically of larger organizations, and those by single auditors, whether in large or small organizations. The material presented here should be adapted as appropriate to the scope, complexity, and scale of the audit program. The book concentrates on internal audits conducted by personnel of the audited organization (first party) and audits conducted by organizations on their external providers and other external interested parties (second party). This document can also be useful for external audits conducted for purposes other than third-party management system certification. The material presented through this book is intended to apply to a broad range of potential users, including auditors, organizations implementing management systems and organizations needing to conduct management system audits for contractual or regulatory reasons. Users can, however, apply the material presented when developing their own audit-related requirements. It can also be used for the purpose of self-declaration and can be useful to organizations involved in auditor training or personnel certification. The book is organized in eight chapters and various appendices, which provide extra materials to be used by any person during the audit process.
Download or read book Auditing for Managers written by K. H. Spencer Pickett and published by Wiley. This book was released on 2005-03-04 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: At a time when many organizations are cutting their internal auditing departments, it's imperative that every manager understands the fundamentals of internal audits. This book is designed as a corporate resource to help managers and their teams set standards for self-auditing, risk management, compliance review, and formal disclosure reporting. Readers will learn proven, effective techniques for performing reliable and defensible audit reviews to ensure compliance with regulations and standards.
Download or read book Auditing for Environmental Quality Leadership written by Environmental Auditing Roundtable and published by . This book was released on 1995-04-17 with total page 376 pages. Available in PDF, EPUB and Kindle. Book excerpt: Many of the best and most successful companies are no longer content to do the minimum required to achieve compliance with environmental regulations. Instead, a new standard of environmental excellence has arisen. A high-quality environmental system is now seen both as a means to regulatory compliance and as a very cost-effective way of increasing the efficiency and effectiveness of operations in general. In this way, the environmental audit often serves as a significant driver for improvement within the overall management system. Auditing for Environmental Quality Leadership details these new techniques and practices in environmental auditing and shows how their place in a Total Quality Environmental Management System can help companies achieve environmental excellence and a competitive advantage. Sponsored by the Environmental Auditing Roundtable, this book covers the major topics in defining, conducting, assessing, and improving an environmental audit. Unique in its breadth and depth of coverage, this book includes: Comprehensive treatment of environmental auditing by recognized leaders in the field Application of Total Quality Environmental Management methods to develop efficient environmental auditing programs that delve into root causes and sort out what adds value from what does not Analysis of the movement toward standardization of environmental auditing principles and practices, including such timely international issues as efforts to produce North American standards, the European Eco-label and Audit scheme, and the International Standard Organization's ISO 9000 and 14000 series Examination of innovative auditing programs developed by leading corporations and trade organizations, including Allied Signal, Union Carbide, Lockheed, and many others Latest methods of information management technology and automated auditing for assembling, auditing, and reviewing environmental data Because of its thorough, authoritative examination of the issues, illuminating case studies, and wealth of practical guidance, environmental professionals and corporate and government managers will find Auditing for Environmental Quality Leadership essential reading on this crucial topic. Auditing for Environmental Quality Leadership Beyond Compliance to Environmental Excellence To meet the challenges of regulatory compliance, international standards, and the need to "work smarter" in today's marketplace, greater emphasis is being placed on environmental auditing—especially among the most forward-looking companies. In this book, you will find a comprehensive presentation of the entire field of environmental auditing by leading experts in the field. It covers the latest practices and shows, through specific case studies, how major corporations are applying them to achieve environmental excellence and competitive advantage. Sponsored by the Environmental Auditing Roundtable, this book covers the major procedures used in defining, conducting, assessing, and improving an environmental auditing program. Such timely and important subjects as Total Quality Environmental Management, the internationalization of standards, and the use of information technology are clearly presented and explored. Auditing for Environmental Quality Leadership will give managers, consultants, and environmental professionals authoritative guidance in this increasingly important field.
Download or read book Government Auditing Standards 2018 Revision written by United States Government Accountability Office and published by Lulu.com. This book was released on 2019-03-24 with total page 234 pages. Available in PDF, EPUB and Kindle. Book excerpt: Audits provide essential accountability and transparency over government programs. Given the current challenges facing governments and their programs, the oversight provided through auditing is more critical than ever. Government auditing provides the objective analysis and information needed to make the decisions necessary to help create a better future. The professional standards presented in this 2018 revision of Government Auditing Standards (known as the Yellow Book) provide a framework for performing high-quality audit work with competence, integrity, objectivity, and independence to provide accountability and to help improve government operations and services. These standards, commonly referred to as generally accepted government auditing standards (GAGAS), provide the foundation for government auditors to lead by example in the areas of independence, transparency, accountability, and quality through the audit process. This revision contains major changes from, and supersedes, the 2011 revision.
Download or read book Standards for Internal Control in the Federal Government written by United States Government Accountability Office and published by Lulu.com. This book was released on 2019-03-24 with total page 88 pages. Available in PDF, EPUB and Kindle. Book excerpt: Policymakers and program managers are continually seeking ways to improve accountability in achieving an entity's mission. A key factor in improving accountability in achieving an entity's mission is to implement an effective internal control system. An effective internal control system helps an entity adapt to shifting environments, evolving demands, changing risks, and new priorities. As programs change and entities strive to improve operational processes and implement new technology, management continually evaluates its internal control system so that it is effective and updated when necessary. Section 3512 (c) and (d) of Title 31 of the United States Code (commonly known as the Federal Managers? Financial Integrity Act (FMFIA)) requires the Comptroller General to issue standards for internal control in the federal government.
Download or read book Essentials of Enterprise Risk Management written by Rick Nason and published by Business Expert Press. This book was released on 2018-06-04 with total page 152 pages. Available in PDF, EPUB and Kindle. Book excerpt: Enterprise risk management has never been as topical. The 2008 financial crisis, ever-present cyber-security threats, market volatility, increasing regulation, climate change, stakeholder activism and changing workforce demographics are just a few of the factors creating a focus on enterprise risk management. This book lays out the basics of enterprise risk management in a common sense and highly applicable manner. This book, intended for general managers of all levels, board of directors, students of risk management and others who need to be concerned about risk management and strategy, provides a solid base for understanding best practice in risk management. It gives readers the concepts and tools to excel in the current dynamic risk management environment and make risk management a value-adding activity within their organization.
Download or read book Environmental Auditing written by Ruth Hillary and published by . This book was released on 2014 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Environmental auditing is most frequently thought of as an environmental management tool employed by businesses to facilitate better management of their environmental performance. The purpose of this paper is to investigate the origins and development of environmental auditing as a key management technique and as a self regulatory tool thought to have emerged in response to greater public and business awareness of environmental issues. Although environmental auditing is not precisely defined, a growing consensus around a broad group of criteria suggests that a number of audit types fall under the umbrella term. Conversely some activities exist which are inappropriately referred to as environmental audits. Some voluntary environmental codes specifically mention environmental auditing but these codes appear to be undersupported by businesses and seem to lack credibility. Ensuring the credibility of environmental audits with interested stakeholders may be assisted by external independent assessment of the process. Environmental auditing uniqueness appears to arise from the breadth of subjects covered in the process, the range of measurements and different types of data collected and the skills required to undertake an environmental audit, rather than the techniques employed.
Download or read book The Cumulative Book Index written by and published by . This book was released on 1988 with total page 2152 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Guidelines for Auditing Process Safety Management Systems written by CCPS (Center for Chemical Process Safety) and published by John Wiley & Sons. This book was released on 2011-11-30 with total page 960 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book discusses the fundamental skills, techniques, and tools of auditing, and the characteristics of a good process safety management system. A variety of approaches are given so the reader can select the best methodology for a given audit. This book updates the original CCPS Auditing Guideline project since the implementation of OSHA PSM regulation, and is accompanied by an online download featuring checklists for both the audit program and the audit itself. This package offers a vital resource for process safety and process development personnel, as well as related professionals like insurers.
Download or read book Government Auditing Standards written by Government Accounting Office and published by www.Militarybookshop.CompanyUK. This book was released on 2012 with total page 242 pages. Available in PDF, EPUB and Kindle. Book excerpt: Newly revised in 2011. Contains the auditing standards promulgated by the Comptroller General of the United States. Known as the Yellow Book. Includes the professional standards and guidance, commonly referred to as generally accepted government auditing standards (GAGAS), which provide a framework for conducting high quality government audits and attestation engagements with competence, integrity, objectivity, and independence. These standards are for use by auditors of government entities and entities that receive government awards and audit organizations performing GAGAS audits and attestation engagements.
Download or read book Complex Systems and Sustainability in the Global Auditing Consulting and Credit Rating Agency Industries written by Nwogugu, Michael I. C. and published by IGI Global. This book was released on 2021-05-07 with total page 320 pages. Available in PDF, EPUB and Kindle. Book excerpt: Current and future issues in the global accounting/consulting, business opportunity, and credit rating agency (CRA) industries can have significant multiplier-effects on international trade, sustainable growth, and compliance (as physical phenomena). These three industries are among the most international and human-capital-intensive of all service industries. In these industries, analysis of business models and industry dynamics can provide insights about how human-computer interaction (HCI) and contract theory affect the evolution of financial market ecosystems and cross-border information flows, and how business models, work-allocation mechanisms, and liability allocation can evolve to manage change. An often-overlooked issue is that non-performing loans (NPLs), sustainability, and CRA efficiency can be significantly affected by business processes, corporate strategy, and HCI in industry ecosystems, multinational corporations (MNCs), and economic systems. Complex Systems and Sustainability in the Global Auditing, Consulting, and Credit Rating Agency Industries compares these three industries and introduces theories of public policy and “inter-business” processes. The book links industry structure, complex systems (including networks), behavioral game theory, structural changes, and antitrust problems to sustainability and the efficiency of pollution-remediation systems. The book introduces new “informal algorithms” and business/resource-allocation models that solve social-choice problems, and also contravene “impossibility theorems” that are at the core of modern computer science and mechanism design. This book is essential for professors and masters/PhD-level students and employees (in industry, financial services, research institutes, consulting firms, and government agencies) who are interested in industrial mathematics and theoretical computer science.
Download or read book Improving Healthcare Quality in Europe Characteristics Effectiveness and Implementation of Different Strategies written by OECD and published by OECD Publishing. This book was released on 2019-10-17 with total page 447 pages. Available in PDF, EPUB and Kindle. Book excerpt: This volume, developed by the Observatory together with OECD, provides an overall conceptual framework for understanding and applying strategies aimed at improving quality of care. Crucially, it summarizes available evidence on different quality strategies and provides recommendations for their implementation. This book is intended to help policy-makers to understand concepts of quality and to support them to evaluate single strategies and combinations of strategies.
Download or read book Records and Information Management Second Edition written by Patricia C. Franks and published by American Library Association. This book was released on 2018-10-10 with total page 528 pages. Available in PDF, EPUB and Kindle. Book excerpt: As Information Management put it, "On the strength of its currency and coverage alone, Franks' book is poised to take over as the recommended go-to reference for both students and RIM professionals for many years to come.” The new second edition cements this work’s status as an up-to-date classic, its content updated and expanded to address emerging technologies, most notably blockchain, and evolving standards and practices. Inside, Franks presents complete coverage of the records and information lifecycle model, encompassing paper, electronic (databases, office suites, email), and new media records (blogs, chat messages, and software as a service). Informed by an advisory board of experts in the field and with contributions by noted authorities, the text addresses such key topics as the origins and development of records and information;the discipline of information governance and developing a strategic records management plan;creation/capture and classification;retention strategies, inactive records management, archives, and long-term preservation;access, storage, and retrieval;electronic records and electronic records management systems;the latest on rapidly evolving technologies such as web records, social media, and mobile devices;vital records, disaster preparedness and recovery, and business continuity;monitoring, auditing, and risk management; andeducation and training. This book’s authoritative blend of theory and practice makes it a matchless resource for everyone in the archives and records management field. Instructor/trainer extras include a set of ready-to-go, customizable PowerPoint slides to accompany the text. Examination copies are available for instructors who are interested in adopting this title for course use.
Download or read book Auditing Business Continuity written by Rolf von Roessing and published by Rothstein Associates Inc. This book was released on 2002 with total page 308 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book not only provides a general outline of how to conduct different types of business continuity audits but also reinforces their application by providing practical examples and advice to illustrate the step-by-step methodology, including contracts, reports and techniques. The practical application of the methodology enables the professional auditor and BCM practitioner to identify and illustrate the use of good BCM practice whilst demonstrating added value and business resilience
