Download or read book INSIDER TRADING IN CANADA written by NORM. KEITH and published by . This book was released on 2017 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Illegal Insider Trading in Canada written by Insider Trading Task Force and published by . This book was released on 2003 with total page 118 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Insider Trading written by Lazar Sarna and published by Markham, Ont. : LexisNexis Canada. This book was released on 2005 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Insider Trading in Canada written by Philip Anisman and published by Willowdale, Ont. : The Institute. This book was released on 1988 with total page 39 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Insider Trading in Canada and China Globalized Market Economy and the Role of Law written by Chinese Legal Studies Association of North America and published by Fredericton, N.B. : Chinese Legal Studies Association of North America. This book was released on 2004 with total page 304 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Regulation of Insider Trading written by Barry Alexander K. Rider and published by . This book was released on 1979 with total page 500 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Insider Trading and Market Manipulation written by Janet Austin and published by Edward Elgar Publishing. This book was released on 2017-12-29 with total page 286 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book explores how the globalization of securities markets has affected market manipulation and insider trading. It delves into the responses of securities regulators, discussing new regulations designed to deter such misconduct, as well as they ways in which detection, investigation and prosecution techniques are adapting to tackle insider trading and market manipulation that crosses international boundaries.

Download or read book Insider Trading written by Trish Harrison and published by . This book was released on 1996 with total page 63 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Canadian Securities Regulation written by David L. Johnston and published by . This book was released on 1977 with total page 536 pages. Available in PDF, EPUB and Kindle. Book excerpt: Describes and analyses the principal features of securities regulation in Canada, with emphasis on the provincial securities acts and the administrative agencies responsible for these acts. Deals with licences, continuous disclosure, insider trading, take-over bids, regulation of trade generally, and enforcement.

Download or read book Insider Trading in the United States Canada and the United Kingdom written by Susannah Lindenfield and published by . This book was released on 2000 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Insider Trading electronic Resource written by Smith, Margaret and published by Parliamentary Research Branch. This book was released on 1999 with total page 14 pages. Available in PDF, EPUB and Kindle. Book excerpt: Both the federal and provincial governments have jurisdiction to regulate insider trading and both levels of government currently do so. At the federal level, the Canada Business Corporations Act (CBCA) regulates trading by insiders of CBCA corporations. Insiders of CBCA corporations can, however, also be subject to regulation under provincial securities laws. This situation has raised concerns about unnecessary overlap and duplication. This paper discusses the insider trading provisions of the CBCA and highlights proposals for change.

Download or read book Comparison of the Laws on Insider Trading in the United States and Canada written by Raoul Noel Tsakok and published by . This book was released on 1973 with total page 142 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Business Impact Consultation written by Canada. Industry Canada and published by . This book was released on 1996 with total page 15 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book An Empirical Comparison of Insider Trading Enforcement in Canada and the United States written by Anita Anand and published by . This book was released on 2018 with total page 35 pages. Available in PDF, EPUB and Kindle. Book excerpt: Canadian and American securities market regulators have differing approaches to enforcement. In this article, we present the results of an empirical study comparing a highly salient aspect of securities enforcement--insider trading--in Canada and the United States. We reach a number of important findings. First, adjusting for trading volume, Canada has a greater intensity of enforcement when compared to the U.S. Second, Canadian securities regulators primarily concern themselves with insider trading in Canadian companies, while the SEC brings more enforcement actions involving insider trading in companies incorporated outside the U.S. Third, we do not find significant differences in the fraction of actions involving multiple traded companies between Canada and the U.S. However, we do see that U.S. investigations involve a significantly greater number of defendants and that the SEC is more than twice as likely to pursue tippers or tippees (although we observe no significant difference in the likelihood that top insiders will be pursued). Fourth, we find that U.S. cases are significantly more likely to result in a criminal referral leading to prosecution. Fifth, we find that settlements are more likely in the U.S. Finally, in terms of monetary penalties, we find no significant difference between the two countries. However, we do find that Canada is more likely to apply a bar as a sanction, but if a bar is applied, the U.S. is more likely to make the bar permanent. These findings neither demonstrate a need for systemic reform in either jurisdiction nor suggest that centralized regulation is necessarily better from an enforcement perspective. But, they do provide insight into the differing points of regulatory emphasis in two jurisdictions. From a comparative perspective, our research thus allows securities regulators to begin to evaluate whether their enforcement approach is optimal on the basis of quantitative data.

Download or read book Canada Business Corporations Act written by Penny Becklumb and published by . This book was released on 2008 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book A Critical Evaluation of the Regulation and Control of Insider Trading in Canada written by J. Bryce Munholland and published by . This book was released on 1976 with total page 148 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Tip and Trade written by Mark Coakley and published by ECW Press. This book was released on 2011-04 with total page 393 pages. Available in PDF, EPUB and Kindle. Book excerpt: The story of a friendship that started in law school and ended with the largest insider trading scandal in Canadian history, this eye-opening chronicle reveals for the first time how Gil Cornblum and Stan Grmovsek worked together to rip off Wall Street and Bay Streetthe Canadian Wall Street equivalentfor over $10 million. Cornblum would scout around his law offices in the middle of the night, looking for confidential information on mergers or takeovers. When he found something, he would tip off Grmovsek, who would make the stock market trades that would gain them illegal profits. From the joint internal investigation by the Ontario Securities Commission, the U.S. Securities and Exchange Commission, and the Royal Canadian Mounted Police Integrated Market Enforcement Team to Cornblums resultant suicide and Grmovseks 39-month prison sentence, Tip and Trade covers the discovery of the double lives of the twosome and their inevitable downfall. First-person interviews, conducted with Grmovsek from prison, give insight into what case prosecutors called a classic Hollywood insider trading history.