Download or read book Insider Dealing and Money Laundering in the EU Law and Regulation written by R.C.H. Alexander and published by Routledge. This book was released on 2016-05-23 with total page 325 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work presents a comparative study of the provisions relating to insider dealing under the EC Insider Dealing Directive. The volume begins with a discussion of the rationale for regulating financial services in general and controlling insider dealing and money-laundering in particular. It examines the definition of an insider and of inside information and the various criminal offenses relating to insider dealing. The role of money-laundering is also recognized and the anti-money laundering regime as well as the considerable impact on the financial sector is discussed in detail. The work assesses the efficacy of criminal law in controlling insider dealing and considers the increasing trend to deal with it by means of civil/administrative measures.
Download or read book The Regulation of Insider Dealing and Money Laundering in the European Union written by Richard Charles Henry Alexander and published by . This book was released on 2006 with total page 868 pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Market Manipulation and Insider Trading written by Ester Herlin-Karnell and published by Bloomsbury Publishing. This book was released on 2019-09-19 with total page 168 pages. Available in PDF, EPUB and Kindle. Book excerpt: The European Union regime for fighting market manipulation and insider trading – commonly referred to as market abuse – was significantly reshuffled in the wake of the financial crisis of 2007/2008 and new legal instruments to fight market abuse were eventually adopted in 2014. In this monograph the authors identify the association between the financial crisis and market abuse, critically consider the legislative, policy and enforcement responses in the European Union, and contrast them with the approaches adopted by the United States of America and the United Kingdom respectively. The aftermath of the financial crisis, ongoing security concerns and increased legislation and policy responses to the fight against irregularities and market failures demonstrate that we need to understand, in context, the regulatory responses taken in this area. Specifically, the book investigates how the regulatory responses have changed over time since the start of the financial crisis. Market Manipulation and Insider Trading places the fight against market abuse in the broader framework of the fight against white collar crime and also considers some associated questions in order to better understand the contemporary market abuse regime.
Download or read book The Regulation and Control of Insider Dealing and Money Laundering in the European Union written by and published by . This book was released on 2006 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
Download or read book Insider Dealing and Money Laundering in the EU Law and Regulation written by R.C.H. Alexander and published by Routledge. This book was released on 2016-05-23 with total page 289 pages. Available in PDF, EPUB and Kindle. Book excerpt: This work presents a comparative study of the provisions relating to insider dealing under the EC Insider Dealing Directive. The volume begins with a discussion of the rationale for regulating financial services in general and controlling insider dealing and money-laundering in particular. It examines the definition of an insider and of inside information and the various criminal offenses relating to insider dealing. The role of money-laundering is also recognized and the anti-money laundering regime as well as the considerable impact on the financial sector is discussed in detail. The work assesses the efficacy of criminal law in controlling insider dealing and considers the increasing trend to deal with it by means of civil/administrative measures.
Download or read book Market Abuse and Insider Dealing written by Barry Rider and published by Bloomsbury Publishing. This book was released on 2022-10-28 with total page 614 pages. Available in PDF, EPUB and Kindle. Book excerpt: Market abuse and insider dealing remains and always has been a real concern for all those that operate in the financial sector. Some of the earliest laws relating to trade outlaw attempts to artificially interfere with the proper functions of the markets and ensure fairness. With recent changes to both the UK and European regimes the line between what is normal (and sensible) business practice and what may now be classified as market abuse is becoming increasingly fine. This raises questions about communications between financial institutions and investors, and about corporate and analyst access. Market Abuse and Insider Dealing provides guidance on and explanation of the range of potential legal and regulatory responses to this complex area of law. Providing a thorough analysis and assessment of the law relating to market abuse and insider dealing, the new fourth edition includes: - analysis of the impact of Brexit - significant new case law and legislation including MiFID II; Money Laundering Regulations 2017; the Money Laundering, Terrorist Financing and Transfer of Funds (Information on the Payer) Regulations 2017; Criminal Finances Act 2017 with Unexplained Wealth Orders; The Fifth Money Laundering Directive - the new Corporate Governance Code - new content on: control and senior managers' responsibility/liability; the FCAs competition law jurisdiction where it is appropriate to do so in relation to market abuse; a new table of UK decided market abuse cases This title is included in Bloomsbury Professional's Banking and Finance Law online service.
Download or read book Money Laundering Counter measures in the European Union written by Valsamis Mitsilegas and published by Kluwer Law International B.V.. This book was released on 2003-01-01 with total page 226 pages. Available in PDF, EPUB and Kindle. Book excerpt: The past fifteen years witnessed the emergence globally of a plethora of legislative measures aimed at countering money laundering. These developments have been inextricably linked with the growing international focus on newly perceived and/or prioritised global security threats such as organised crime and terrorism ' with money laundering counter-measures deemed essential to counter these threats. Taking these developments into account, this book examines in detail the evolution and content of money laundering counter-measures in the European Union. These measures constitute a new paradigm of security governance, achieved through three principal methods: criminalisation, consisting in the emergence of new criminal offences; responsibilisation, consisting in the mobilisation of the private sector to co-operate with the authorities in the fight against money laundering; and the emphasis on the administration of knowledge, through the establishment of new institutions, the financial intelligence units, with extensive powers to administer a wide range of information provided by the private sector. This paradigm may pose significant challenges to fundamental legal principles and to well-established social structures and the book attempts to address this balance. This up-to-date analysis includes the provisions of the new EU money laundering Directive which was formally adopted in December 2001.
Download or read book Fundamental Principles of EU Law Against Money Laundering written by Emmanuel Ioannides and published by Routledge. This book was released on 2016-04-22 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book critically analyses fundamental principles of EU law for the control of international economic crime. Discussing how the reporting system and the exchange of information are at the heart of the global anti-money laundering regime, the study also looks at the inferential force of financial intelligence in criminal proceedings and the responsibilities this places on prosecutors and criminals alike. The author closely examines the application of Article 8(2) of the European Court of Human Rights for the retention and movement of the fingerprints, cellular samples and DNA profiles of unconvicted persons, and argues the incompatibility with the ECHR, along with the effect of socially stigmatising unconvicted persons. The work concludes with exploring how financial regulation has, inter alia, shifted responsibility to businesses and financial institutions to become more transparent and accountable to financial regulators and tax authorities. This critical analysis is essential reading for law students and the Judicial Body, as well as financial crime investigators and regulators.
Download or read book Insider Crime written by Barry Alexander K. Rider and published by Jordan Publishing (GB). This book was released on 1993 with total page 166 pages. Available in PDF, EPUB and Kindle. Book excerpt: Part IV of the Criminal Justice Act 1993 repeals the Company Securities (Insider Dealing) Act 1985 and dramatically reforms the law on insider crime. This book sets out to prepare securities dealers and their clients for the new constraints. It is divided into four sections, covering: background, including the European Directive on insider dealing, common law and the parliamentary debates; commentary, comprising an analysis of the new law set in the context of the reformed regime; practice, dealing with discussion of the core rules, the problems likely to arise and enforcement issues; and Part IV of the Act.
Download or read book The Regulation and Prevention of Economic Crime Internationally written by Jonathan Reuvid and published by . This book was released on 1995 with total page 256 pages. Available in PDF, EPUB and Kindle. Book excerpt: Underpinned by drug trafficking - the power base of organized crime, economic crime undermines the commercial effectiveness of the capital free-market, by shattering the integrity of financial institutions, commercial establishments and even governments. This white-collar crime is the inevitable concomitant of business, trade and commerce, and has long been an under-researched phenomenon.
Download or read book Market Abuse and Insider Dealing written by Barry Alexander K. Rider and published by Bloomsbury Professional. This book was released on 2009 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt: Completely revised and restructured, the second edition of Market Abuse and Insider Trading defines the nature of insider trading in the UK, examining the crimes of market abuse and insider dealing as well as other fraud-related offenses, focusing on the responsibilities of those engaged in compliance, as well as those who fall within the scope of prohibitions. New chapters include the UK's Financial Services Authority investigations, anti-money laundering law and compliance, as well as new material covering disclosure and reporting of transactions and suspicions, and general Islamic finance aspects.
Download or read book Finance Crimes Insider Trading and Money Laundering written by Georgios I. Zekos and published by . This book was released on 2020-03-30 with total page 511 pages. Available in PDF, EPUB and Kindle. Book excerpt: The globalisation of trade in goods and services has opened up new and more and more vast markets and so financial markets have triggered sharp growth in investment portfolios and large movements of short-term capital, with borrowers and investors interacting through a more and more unified market. Cyberspace is a global network of computers linked by high-speed data lines and wireless systems and so cyberspace can strengthen national and global governance. Financial crimes are types of economic crimes which implicate using instruments and institutions of the financial market for getting financial profits at the expense of other market actors. Insider trading is basically when a corporate insider or another party in possession of proprietary non-public information trades upon it. The insider trading policy is an aspect of a company's internal governance making certain corporate transparency is preserved upholding investor confidence. Insider trading is far from generic propagated through various means and brought about by various market participants. Money laundering is the course whereby criminals mask the true origin and ownership of the earnings of their criminal activities permitting them to keep control over these profits and, in due course, to stipulate a legitimate cover for their source of income and the financing of their criminal actions. Crypto-currencies have been portrayed as an instrument making possible illegal activity, as they advance a setting for individuals to create, transfer, launder and steal unlawful funds with anonymity. Terrorism produces governments to be more vigilant with private financial transactions to avert funding of terrorist activities from abroad. Financial crimes contribute to terrorist financing.
Download or read book White Collar Crime and European Financial Crises written by Ester Herlin-Karnell and published by . This book was released on 2019 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: The proposed Directive on criminal law sanctions against insider dealing and market manipulation (referred to as 'market abuse') offers the first test case of the boundaries of the new criminal law competence provision of Article 83 (2) TFEU. The proposed Directive is accompanied by a proposal for a Regulation, based on Article 114 TFEU, which also aims to fight market abuse, albeit by the use of administrative sanctions. This contribution considers the feasibility of the EU current regime against market abuse and thereby discusses the legal basis of the proposed instruments as well as delicate questions raised by these measures.
Download or read book Chasing Criminal Money written by Katalin Ligeti and published by Bloomsbury Publishing. This book was released on 2017-04-06 with total page 397 pages. Available in PDF, EPUB and Kindle. Book excerpt: Resumen: Preface / John A.E. Vervaele -- Asset recovery in the EU : towards a comprehensive enforcement model beyond confiscation? - an introduction / Katalin Ligeti and Michele Simonato -- Confiscation and concept of punishment : can there be a confiscation without a conviction? / Michele Panzavolta -- The history of confiscation laws : from the book of exodus to the war on white-collar crime / Michaël Fernandez-Bertier -- Civil forfeiture in Ireland : two decades of the proceeds of crime act and the criminal assets bureau / Colin King -- The problematic nature of asset recovery measures : recent developments of the Italian preventive confiscation / Francesco Mazzacuva -- Extended confiscation : criminal assets or criminal owners? / Johan Boucht -- Modern forms of confiscation and protection of third parties / Isidoro Blanco Cordero -- Tax, money laundering and offshore : the HSBC Suisse affair / Peter Alldridge -- Asset recovery in four dimensions : returning wealth to victim countries as a challenge for global governance / Radha Ivory -- Restitution of dirty assets : a Swiss template for the international community / Frank Meyer -- The relevance of asset recovery policies in transitional societies : the croatian perspective / Elizabeta Ivičević Karas and Sunčana Roksandić Vidlička -- The American perspective on recovering criminal proceeds in criminal and non-conviction based proceedings / Stefan Cassella -- The "pre-investigative" role of financial intelligence units in recovering assets / Marc Penna -- Digital currencies and the anti-money laundering/counter-terrorism financing regulations in the EU : imaginary risk or real challenge? / Jacek Czarnecki -- Asset sharing as a solution for more efficient cross-border asset recovery in the EU? : the EU asset sharing model and its implementation in Belgium and the Netherlands / Dirk Van Daele and Laura Vande Reyde -- The social reuse of confiscated assets in the EU member states : from current experiences to an EU policy for a 'powered-by-citizens' fight against crime / Barbara Vettori and Andrea di Nicola.
Download or read book The Economic and Legal Effectiveness of the European Union s Anti Money Laundering Policy written by Brigitte Unger and published by . This book was released on 2014-03 with total page 264 pages. Available in PDF, EPUB and Kindle. Book excerpt: Official government policies against money laundering in the EU have been in place for roughly 25 years, after much concerted effort and a great deal of time and money invested. This volume examines the anti-money laundering policy of the EU Member States in connection to the threat of money laundering they face.
Download or read book Insider Trading in Developing Jurisdictions written by Wunmi Bewaji and published by Routledge. This book was released on 2012 with total page 338 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book examines the regulation of insider dealing in the US, the UK and Japan in order to consider whether these regimes can be successfully transplanted to developing countries. The book uses Nigerian experiences to consider its implications for other developing nations, arguing that regulatory regimes need to take into account the specific social, political, historical and economic factors of a particular locale rather than importing regulations wholesale from developed jurisdictions.
Download or read book The Regulation of Insider Dealing in the European Union written by Michail G. Mersinis and published by . This book was released on 1999 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:
