Download or read book Canadian Securities Regulation written by David L. Johnston and published by . This book was released on 2014 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Regulation in Canada written by Mark R. Gillen and published by . This book was released on 2019 with total page 1101 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Canadian Securities Regulation written by David L. Johnston and published by . This book was released on 1977 with total page 536 pages. Available in PDF, EPUB and Kindle. Book excerpt: Describes and analyses the principal features of securities regulation in Canada, with emphasis on the provincial securities acts and the administrative agencies responsible for these acts. Deals with licences, continuous disclosure, insider trading, take-over bids, regulation of trade generally, and enforcement.

Download or read book Canadian Securities Regulation written by David L. Johnston and published by LexisNexis. This book was released on 2014 with total page 960 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Canadian Securities Regulation written by and published by . This book was released on 1994 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Canadian Securities Regulation written by David L. Johnston and published by . This book was released on 1977 with total page 505 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Canadian Securities Regulation written by Insight Information Inc and published by . This book was released on 1994 with total page 1094 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book International Securities Regulation written by Robert C. Rosen and published by . This book was released on 1986 with total page 0 pages. Available in PDF, EPUB and Kindle. Book excerpt: Definitive and comprehensive, International Securities Regulation is the first treatise on international securities with translations of laws and regulations of 30 jurisdictions entirely in English. This seven-volume set encompasses the complete range of securities topics, including legal systems, securities regulatory schemes, descriptions of public securities markets, and discussions of those regulations regarding substantive securities matters. Lawyers, regulators, and professionals with first-hand, day-to-day experience have written commentary for each jurisdiction. Commentary focuses on each country's legal system, public securities markets, security regulations and implementations, and recent trends and developments.

Download or read book Securities Law written by Christopher C. Nicholls and published by . This book was released on 2018-03-22 with total page 548 pages. Available in PDF, EPUB and Kindle. Book excerpt: "Much has changed, in the markets and in the world over the decade and a half since the first edition. There have also been vast changes in many of the details of the Canadian securities regulatory environment. Nevertheless, the central themes, topics and structure of securities regulation endure, and so the basic organization of the book is largely unchanged from the first edition. It begins with a very broad general overview of the Canadian capital markets and instruments in Chapter 1 aimed at readers with little or no prior business background. Chapters 2 and 3 then introduce the most fundamental definitions and concepts in Canadian securities law and sketch out the institutional framework within which Canadian securities laws and regulations are promulgated and administered. The chapters that follow, as in the first edition, deal with most of the principal topics covered in a law school course in securities regulation, including the regulatory regime governing dealers, advisers and other registrants (Chapter 4), public offerings (Chapter 6), exempt distributions (Chapter 7), insider reporting and prohibited insider trading (Chapter 8), continuous disclosure (Chapter 9), take-over and issuer bids (Chapter 10), and securities law enforcement (Chapter 11). A new chapter on the history of securities regulation has been added to this edition (Chapter 5), and a host of new, and still developing topics in securities regulation are discussed in Chapter 12, including changes that occurred after the earlier chapters of the book were completed. The status of the nascent Canadian co-operative capital markets regulatory system is among the issues canvassed in Chapter 12, an important and potentially transformative development on which the final word has not yet been written."--

Download or read book Securities Regulation in Canada written by John Peter Williamson and published by Ottawa. This book was released on 1960 with total page 516 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Securities Regulation in Canada written by Mark R. Gillen and published by Scarborough, Ont. : Carswell. This book was released on 1992-01-01 with total page 483 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Canada written by International Monetary Fund. Monetary and Capital Markets Department and published by International Monetary Fund. This book was released on 2014-03-07 with total page 244 pages. Available in PDF, EPUB and Kindle. Book excerpt: This paper presents an assessment IMF report on implementation of the International Organization of Securities Commission (IOSCO) principles in Canada. It highlights that developing an integrated and robust view of risks to support supervisory actions remains a key challenge. The IMF report suggests that the securities regulators should continue to take steps to ensure timely decision making in policy formulation. However, the current governance arrangements, based on a consensus building approach across several entities, is expected to affect timeliness of decision making.

Download or read book Canadian Securities Law The Ontario Securities Act and Alberta Securities Act The Top 111 Cases A Primer written by Lyndon Maither and published by Lyndon Maither. This book was released on with total page 2746 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Annotated Ontario Securities Legislation written by Sean D Sadler and published by CCH Canadian Limited. This book was released on 2006 with total page 3411 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Canadian Securities Regulation written by David L. Johnston and published by Markham, Ont. : Butterworths. This book was released on 2006-01-01 with total page 730 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Logic of Securities Law written by Nicholas L. Georgakopoulos and published by Cambridge University Press. This book was released on 2017-05-04 with total page 215 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book opens with a simple introduction to financial markets, attempting to understand the action and the players of Wall Street by comparing them to the action and the players of main street. Firstly, it explores the definition of a security by its function, the departure from the buyer beware environment of corporate law and the entrance into the seller disclose environment of securities law. Secondly, it shows that the cost of disclosure rules is justified by their capacity to combat irrationalities, fads, and panics. The third section explains how the structure of class actions is designed to improve deterrence. Next it explores the economic harm from insider trading and how the law fights it. In sum, the book shows how all these parts of securities law serve the virtuous cycle from liquidity to accurate prices and more trading and how the great recession showed that our securities regulation reacted mostly adequately to the crisis.

Download or read book Corporate Finance and the Securities Laws written by Charles J. Johnson and published by . This book was released on 2004 with total page 1154 pages. Available in PDF, EPUB and Kindle. Book excerpt: The highly anticipated Third Edition of Corporate Finance & the Securities Laws is a fully updated version of this classic work by two premier experts in the world of corporate finance. The book explains the legal environment in which capital markets transactions take place as well as explaining the transactions themselves and how professionals can manage the transaction and get it done. Some highlights in the Third Edition are: Underwriting practices the registration and distribution process Private placements Shelf registrations International finance Commercial paper Innovative financial products and asset-backed securities the Third Edition also includes updates on many important developments in corporate finance, including: New standards for IPO allocations the reduced role of analysts in securities offerings driven by reforms separating the interaction of research analysts And The investment bankers who bring in new business an updated look at MD&A (Management Discussion & Analysis) A new chapter focusing on asset-backed securities Sarbanes-Oxley's effects on disclosure requirements and due diligence the growing trend of On-line offerings Dealing with 'gun-jumping' problems Electronic delivery of offering documents New emphasis on financial statement due diligence New NASD corporate financing rule New NASD rule on retention of new issues (formerly the 'hot issue' rule) Exiting the SEC reporting system Innovative financing techniques And The Commodity Futures Modernization Act of 2000 Short sales and equity derivatives Innovations in convertible, exchangeable and equity-linked securities Amended Rule 10b-18 and more