Download or read book AML Auditing Understanding Foreign Corrupt Practices ACT written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-10-13 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include compliance with the Foreign Corrupt Practices Act (FCPA)! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how FCPA and financial services function can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the Foreign Corrupt Practices Act, Know Your Customer (KYC) Compliance, due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. He resides in Deer Park, New York, and can be reached by email at: [email protected].

Download or read book Guide for AML Auditors Foreign Corrupt Practices Act written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 136 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include compliance with the Foreign Corrupt Practices Act (FCPA)! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how FCPA and financial services function can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the Foreign Corrupt Practices Act, Know Your Customer (KYC) compliance, due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Download or read book AML Auditing Understanding Foreign Exchange written by Bob Walsh and published by . This book was released on 2016-10-13 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include foreign exchange! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how foreign exchange and financial services function can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of foreign exchange practices, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. He resides in Deer Park, New York, and can be reached at [email protected].

Download or read book Understanding Fraud and Embezzlement written by Bob Walsh and published by . This book was released on 2016-10-14 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include monitoring fraud and embezzlement! The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. This book is one in a series of extraordinary AML auditing books written by Bob Walsh in which he details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. He is convinced that providing a greater understanding of the inner workings of how fraud and embezzlement operates within financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include danger signs of embezzlement, types and nature of fraud, specific acts of fraud, detecting fraud, consequences of unprovable accusations, fraud prevention and more. In addition, a review is provided for the world of anti-money laundering, AML compliance programs, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), global custody services, the global securities industry, accounting requirements and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training; he can be reached at [email protected].

Download or read book Guide for AML Auditors Office of Foreign Assets Control written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 138 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include Office of Foreign Assets Control (OFAC)! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how OFAC and financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include OFAC practices, global securities processing and custody, due-diligence research, Suspicious Activity Reports (SARs), Know Your Customer (KYC) requirements, politically exposed persons (PEPs), Foreign Corrupt Practices Act (FCPA), and more. The material contained in Mr. Walsh's books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Download or read book Understanding Global Securities Industry written by Bob Walsh and published by . This book was released on 2016-10-15 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include the global securities industry! The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. He is convinced that providing a greater understanding of the inner workings of the global securities industry and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the structure and organization of the global securities industry, global custody services, sub-custodians, clearing corporations and depositories, accounting conventions, foreign exchange, investment banking, types of securities, mutual funds, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. He resides in Deer Park, New York, and can be reached at [email protected].

Download or read book AML Auditing Understanding Securities Lending written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-10-13 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include securities lending! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how securities lending and other financial services operate can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The securities lending topics described in this book include risk management, negotiation, collateral issues, revenue-sharing, related audit and compliance issues, qualities of leading companies, starting a securities lending business, foreign corrupt practices act, OFAC, politically exposed persons, due-diligence research, Suspicious Activity Reports (SARs), and a review of the many laws, rules and regulations that govern participating banks. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. He resides in Deer Park, New York, and can be reached at [email protected].

Download or read book Understanding Subcustodian Network Management written by Bob Walsh and published by . This book was released on 2016-10-18 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities encompass international subcustodian network management! The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. He is convinced that providing a greater understanding of the inner workings of subcustodian networks and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the complex structure and organization of subcustodian networks, correspondent relationships, global custody services, clearing corporations and securities depositories, accounting conventions, foreign exchange, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training; he can be reached at [email protected].

Download or read book The Foreign Corrupt Practices Act and the New International Norms written by Stuart H. Deming and published by American Bar Association. This book was released on 2010 with total page 822 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book provides an in-depth analysis of the FCPA and significantly expands upon the first with critical updates reflecting the latest developments of the Act; a broader and more expansive analysis of the FCPA, including those aspects that relate directly to Sarbanes-Oxley; and a detailed analysis of the debarment practices associated with the anti-corruption policies of the World Bank Group.

Download or read book Foreign Corrupt Practices Act Compliance Guidebook written by Martin T. Biegelman and published by John Wiley & Sons. This book was released on 2010-04-26 with total page 384 pages. Available in PDF, EPUB and Kindle. Book excerpt: Foreign Corrupt Practices Act Compliance Guidebook shows readers how the Foreign Corrupt Practices Act (FCPA) has grown to critical importance to any U.S. company that does business in a global environment, as well as foreign companies that supply or have agency agreements with U.S. companies. It provides an overview of the business risks and guidance on spotting potential red flags regarding FCPA violation. Business professionals are provided with practical guidance on managing FCPA requirements as part of an overall compliance program.

Download or read book Guide for AML Auditors Foreign Exchange written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 162 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include foreign exchange audit and compliance! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of how foreign exchange and financial services function can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of foreign exchange practices, global securities processing and custody, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from over 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Download or read book Guide for AML Auditors Clearing Corporations and Depositories written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-28 with total page 164 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include the international securities processing and global custody, and related audit and compliance issues! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of clearing corporations, securities depositories and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the structure and organization of the global securities industry, global custody services, subcustodians, clearing corporations and depositories, foreign exchange, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with major banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Download or read book Anti Money Laundering Audit and Controls written by Bob Walsh and published by CreateSpace. This book was released on 2015-10-17 with total page 200 pages. Available in PDF, EPUB and Kindle. Book excerpt: This Handbook is a must for Anti-money Laundering (AML) professionals!The material presented serves as a practical guide for those whose work involves auditing, internal controls and compliance associated with AML and Know-Your-Customer (KYC) laws, rules and regulations.The following subject areas comprise the essential components of a sound, well-rounded AML compliance program.* Review of audit and controls* AML regulatory compliance requirements* "Know-your-customer" (KYC) procedures* Currency transaction reporting (CTR) processing* Structuring of transactions* Foreign Corrupt Practices Act (FCPA)* Office of Foreign Assets Control (OFAC)* Correspondent relationships* Wire transactions* "Red-flag" suspicious transactions* Transaction monitoring practices* Due-diligence research* SARs processing* Terrorist organizations* Case studies* AML/KYC acronyms.The information presented within by Bob Walsh has been compiled from decades of in-depth, hands-on experience in the field of Anti-money Laundering. This includes working with some of the largest domestic and international banks, AML/KYC consulting agencies, Federal Bureau of Investigation, and the Federal Reserve Bank of New York in addressing major AML/KYC cases.

Download or read book Guide for AML Auditors Investment Banking written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-28 with total page 290 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include investment banking transactions and international securities! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of investment banking and the global securities industry can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of investment banking, structure and organization of the global securities industry, global custody services, types of securities, mutual funds, foreign exchange, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a popular author of Anti-money Laundering topics, and is CAMs certified AML/KYC compliance specialist who has worked with domestic and international banks, Federal Bureau of Investigation, Federal Reserve Bank of New York, and major AML/KYC consulting agencies in handling some of the largest AML/KYC cases in banking history. As one of the leading authorities in the field, Mr. Walsh continues to assist banks with AML/KYC compliance investigations and also conducts related technical training. He may be contacted by email at: [email protected].

Download or read book Guide for AML Auditors Global Securities Industry written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 344 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include the global securities industry and related audit and compliance! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of the global securities industry and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the structure and organization of the global securities industry, global custody services, sub-custodians, clearing corporations and depositories, accounting conventions, foreign exchange, investment banking, types of securities, mutual funds, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.

Download or read book AML Auditing Understanding Global Custody Services written by Bob Walsh and published by . This book was released on 2016-10-13 with total page pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities include global custody services! The author, Bob Walsh, is widely regarded as one of the leading authorities in this field. This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. He is convinced that providing a greater understanding of the inner workings of how global custody services and other financial services function can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the global custody services business, sub-custodians, the global securities industry, clearing corporations and depositories, accounting conventions, foreign exchange, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry. Mr. Walsh assists banks with AML/KYC auditing, investigations, compliance assessments, remediations and related AML/KYC technical training. He resides in Deer Park, New York, and can be reached at [email protected].

Download or read book Guide for AML Auditors Subcustodian Network Management written by Bob Walsh and published by Createspace Independent Publishing Platform. This book was released on 2016-05-25 with total page 194 pages. Available in PDF, EPUB and Kindle. Book excerpt: This book is a must for all AML/KYC audit and compliance staff whose responsibilities encompass international subcustodian network management and related audit and compliance! This book is one in a series of extraordinary guides in which Bob Walsh details the function and operation of key financial services for the benefit of AML/KYC audit and compliance professionals. The author is convinced that providing a greater understanding of the inner workings of subcustodian networks and financial services can dramatically strengthen AML/KYC compliance and audit results. All of Bob Walsh's AML books for auditors also address the complex world of money-laundering, related AML/KYC regulatory issues and concerns, AML/KYC acronyms and technical glossary, and a list of currently known terrorist groups. The topics described in this book include a review of the complex structure and organization of subcustodian networks, correspondent relationships, global custody services, clearing corporations and securities depositories, accounting conventions, foreign exchange, Know Your Customer (KYC) compliance, Foreign Corrupt Practices Act, Office of Foreign Assets Control (OFAC), due-diligence research, Suspicious Activity Reports (SARs), politically exposed persons (PEPs), and more. The material contained in Mr. Walsh's books was compiled from more than 30 years of hands-on experience in the U.S. and international banking industry. He is a CAMs certified AML/KYC compliance specialist who has worked with some of the largest banks in the world, the Federal Bureau of Investigation, the Federal Reserve Bank of New York, and major AML/KYC consulting agencies working on some of the largest AML/KYC cases in banking industry.