Download or read book A Uniform Standard Investment written by Mortgage-Bond Company of New York and published by . This book was released on 1926 with total page 18 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Ensuring Appropriate Regulatory Oversight of Broker dealers and Legislative Proposals to Improve Investment Adviser Oversight written by United States. Congress. House. Committee on Financial Services. Subcommittee on Capital Markets and Government Sponsored Enterprises and published by . This book was released on 2012 with total page 580 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Study on Investment Advisers and BrokerDealers written by and published by DIANE Publishing. This book was released on with total page 208 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Pension Task Force Report on Public Employee Retirement Systems written by United States. Congress. House. Committee on Education and Labor. Subcommittee on Labor Standards. Pension Task Force and published by . This book was released on 1978 with total page 868 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book N A C A Bulletin written by and published by . This book was released on 1926 with total page 490 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The SAGE Encyclopedia of Business Ethics and Society written by Robert W. Kolb and published by SAGE Publications. This book was released on 2018-03-27 with total page 4074 pages. Available in PDF, EPUB and Kindle. Book excerpt: Spans the relationships among business, ethics, and society by including numerous entries that feature broad coverage of corporate social responsibility, the obligation of companies to various stakeholder groups, the contribution of business to society and culture, and the relationship between organizations and the quality of the environment.

Download or read book Study on Investment Advisers and Broker Dealers written by Barry Leonard and published by DIANE Publishing. This book was released on 2011-05 with total page 208 pages. Available in PDF, EPUB and Kindle. Book excerpt: Retail investors seek guidance from broker-dealers and investment advisers (BD&IA) to manage their invest. and to meet their own and their families¿ financial goals. BD&IA are regulated extensively, but the regulatory regimes differ, and BD&IA are subject to different standards under fed. law when providing invest. advice (IA) about securities. This report evaluated: (1) The effectiveness of existing legal standards of care for providing personalized IA and recommend. about securities to retail customers; and (2) Whether there are legal gaps in regulatory standards in the protection of retail customers relating to providing personalized IA about securities to retail customers that should be addressed by statute. This is print on demand report.

Download or read book NACA Bulletin written by National Association of Cost Accountants (U.S.) and published by . This book was released on 1926 with total page 650 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Capital Markets Regulatory Reform written by United States. Congress. House. Committee on Financial Services and published by . This book was released on 2010 with total page 328 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The International Law on Foreign Investment written by M. Sornarajah and published by Cambridge University Press. This book was released on 2017-08-24 with total page 641 pages. Available in PDF, EPUB and Kindle. Book excerpt: Presenting international foreign investment law in historical, political and economic contexts, this book embraces all recent developments.

Download or read book SEC Docket written by United States. Securities and Exchange Commission and published by . This book was released on 1995 with total page 760 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Politics of Public Fund Investing written by Ben Finkelstein and published by Simon and Schuster. This book was released on 2006-03-14 with total page 210 pages. Available in PDF, EPUB and Kindle. Book excerpt: A financial guide for fund managers and public officials demonstrates how to create and oversee portfolios that meet such key policy objectives as securing principal safety, maintaining liquidity, and optimizing income, in a textbook that adapts Wall Street techniques. 15,000 first printing.

Download or read book The Securities Litigation Uniform Standards Act of 1997 S 1260 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs. Subcommittee on Securities and published by . This book was released on 1998 with total page 120 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Securities Litigation Uniform Standards Act of 1998 written by United States. Congress. Senate. Committee on Banking, Housing, and Urban Affairs and published by . This book was released on 1998 with total page 32 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book Research Handbook on Securities Regulation in the United States written by Jerry W. Markham and published by Edward Elgar Publishing. This book was released on 2014-07-31 with total page 563 pages. Available in PDF, EPUB and Kindle. Book excerpt: This fascinating Handbook provides a clear explanation of the securities market regulation regime in the United States. A diverse set of contributors offer a comprehensive overview of the regulatory process, Dodd-Frank, the principal securities statute

Download or read book Interstate Commerce Commission Reports written by United States. Interstate Commerce Commission and published by . This book was released on 1930 with total page 1054 pages. Available in PDF, EPUB and Kindle. Book excerpt:

Download or read book The Effects of Armed Conflict on Investment Treaties written by Tobias Ackermann and published by Cambridge University Press. This book was released on 2022-08-25 with total page 401 pages. Available in PDF, EPUB and Kindle. Book excerpt: The book explores the effects of armed conflict and international humanitarian law on the interpretation and application of investment treaties.